U.S. Securities and Exchange Commission

current legislation of the Dodd-Frank Wall Street Reform and Consumer Protection Act consists of multi-layered regulations for financial stability of institutions, consumer protection, oversight protocols, and liquidation authorities (U.S. Securities and Exchange Commission, 2017). Embedded in this lengthy reform act are conditions for transfers of power and amendment rights that basically give the authorized entities the empowerment to shape certain attributes of the financial system if it is…

What is The Sarbanes-Oxley Act (SOX)? It may be one of the most pivotal financial acts to have come about in recent history. It is a law that was enacted in 2002 and signed by President George W. Bush (U.S Securities and Exchange Commission 2013). The Securities and Exchange Commission (SEC) enforce this law to regulate changes in financial practices and corporate governance. The main purpose of SOX is to protect shareholders and the public from accounting fraud and errors. Fundamentally,…

MAYBE A BALLER INTRODUCTION HERE IDK CHECK LATER On July 30, 2002, the United States government enacted a law that set expanded or even completely new requirements for all United States public company management, boards and public accounting firms. This was the Sarbanes-Oxley Act, also known as the “Public Company Accounting Reform and Investor Protection Act” in the Senate, and the “Corporate and Auditing Accountability and Responsibility Act” in the House of Representatives. (REFERENCE). In…

have social security, the S.E.C. and the F.D.I.C. to watch over our finances. (Preview) FDR affected the 1930’s by creating the New Deal which focused on the relief, recovery and reform of the United States after the Great Depression. (Transition) Body To start… (TOPIC SENTENCE) Franklin D. Roosevelt impacted the 1930’s by providing relief to the…

licensed occupations in one or more U.S. states. In Tennessee, to be a qualified “shampooer” (someone who shampoos and rinses customers’ hair), a person must complete 70 days of training, pay a $140 fee, and pass two exams.…

Securities are investment products, which represents small fractional rights over a business enterprise or a pool of assets. Business enterprises and corporate entities use securities as a tool to raise capital. Primarily, securities provide their holders with either participatory rights in the earnings and management of the business enterprise or promised fixed returns over the value of investment made through purchase of securities. Securities with participatory rights are called equity…

solve this problem, where the individuals invest without paying a commission. Before the introduction of this application, firms that existed charged a commission, which was not cost friendly to the individuals. Robin Hood Stock Trading is a profit making company that generates its revenue from interests that is re earned from the customer’s balances. The motivation of the company to deal with the issue of charging of commissions to individuals was as a result of the need to reduce the costs…

hardships therefore President Roosevelt enacted the Social Security Act in 1935. President Roosevelt saw that the majority of Americans “faced a future full of economic hardship and uncertainty” . The Social Security Act was meant to provide pensions and unemployment insurance to workers but it also became a program that provided aid to blind, deaf, disabled, and dependent children. Some of the programs that came from the Social Security Act and still have today is the Unemployment Insurance,…

Geithner and Bernanke amid the Global Financial Crisis details the negative effects of the 2008 financial crisis and how The Federal Reserve and the Federal government took action in order to prevent further domestic economic turmoil and strife. Between the years of 2007- 2008 the United States fell into an economic recession which almost caused the entire financial institution to crumble down. It was the worst economic disaster since the Great Depression. The negative effects were present both…

rehabilitation hospitals. It is founded by Richard M. Scrushy and incorporated in Delaware on February 22, 1984 as Amcare, Inc. (Saux, 2014) HealthSouth Corporation hired more than 60,000 employees at 2,000 facilities which operating in 33 states across the U.S. along with its facilities in Puerto Rico, Canada, UK and Saudi Arabia. (Saux, 2014) It provides a higher level of patient care and therapy to patients who are recovering from different conditions through its network of inpatient…