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48 Cards in this Set

  • Front
  • Back

The 3 entities capable of imposing discipline are

Criminal courts civil courts and administrative agencies

The civil penalty imposed for the unlicensed practice of real estate is a minimum of __ and a maximum of___

A minimum of $500 a maximum of $5000

Criminal penalties imposed for violation of FS 475 are

1st or 2nd degree misdemeanor or 3rd degree felony

The only action that classifies as a first degree misdemeanor is

Violating the requirements concerning rental list information and contracts

2nd degree misdemeanors are punishable by a fine of up to ___ and imprisonment for

$500 upto 60 days

2 examples of 2nd degree misdemeanors are

False or misleading advertising and any sales associate who collects money outside of the employer's name or direction of employer

3rd degree felonies are

Acting as a broker or sales associate, Knowingly giving false or misleading information in the course of applying for a license and stealing or reproducing an examination

The commission can Impose the following

Administrative penalties investigations and hearings

Licenses found guilty of a first offense can receive administrative fines of

$1000 to $2500 & 30 day suspension

Licenses found guilty of subsequent offenses can be fined

$2500 to $5000 & 6 months suspension to revocation

Occurs when a broker fails to disclose information to a party to whom the broker has such duty and that is material to their decision

Concealment

Occurs when a broker forms a scheme or design with another person with the intent to be

Conspiracy

Occurs when a broker uses the funds or other property that belongs to another for their personal use

Conversion

Occurs if a broker operates in a reckless careless or excessively negligent manner

Culpable negligence

A form of conversion that occurs when a broker doesn’t or will not produce money or property that belongs to another from a normal course of business

Failure to account

A mistake or an omission of facts can lead to fraud if statements are intentional or relied upon

Misrepresentation

True or false a broker can render an oral or written opinion of title

False to do so would be considered practicing law and it's beyond the scope of a real estate license

True or false contest or lotteries where no purchase is required is permissible

True

Disciplinary Penalties include

Reprimand, Fine, Probation, Suspension, Revocation and Denial

Minimum penalty of criticism from the Commission

Reprimand

fine of up to $5,000 imposed by the commission

Administrative Fine

90 days conditional arrangement allowing licesee to continue practicing if they complete specified requirements

Probation

Temporary penalty that the Commision can apply for ten years

Suspension

Permanent removal of license

Revocation

Entity that handles adminstrative, investigation and prosecution of complaints in disiplinary proceedings between FREC and DBPR

The Department of Real Estate (DRE)

Licensees must report convictions within _ days

30 days

Failure to inform the Commission of convictions can lead to ____ or _____ of a license

Suspension or Revocation

First offense fine for not disclosing a conviction is

$500 to $2500

Additional offense of not disclosing or reporting convictions is

$1000 to $5000

Broker offices are visited by the DRE every

3 to 5 years

True or false the Division can issue notices of noncompliance or citations to dispose of minor violations

True

The ___ can issue a Notice of Noncompliance

Division

Licensee's have _ days after receiving a Notice of Complaince to correct the violation

15

A ___ can be issued for specified violations when there is no substancial threat to public health or safety

Citation

A licensee may accept a citation penalty and pay the fine or go through

a formal hearing process

If a citation is disputed in _ days it becomes final order

30 days

The disciplinary process is made up of CIPAFFJ

Complaint, Investigation, Probable Cause, Administrative Complaint, Formal Hearing, Final Order, Judicial Review

True or False, The Division handles real estate related complaints made against both licensed and unlicensed people

True

A complaint analyst reviews the complaint form or letter that describes the alleged violation to determine if the complaint is __

Legally sufficient

True or False, The Commission considers mediation to be an acceptable method of dispute resolution for certain legally sufficient complaints

True

If a complaint is legally sufficient the complaint is sent to the enforcement section of the

Division

True or false the investigator cannot issue a subpoena but must request a subpena from the department

True

At the conclusion of the investigation, the investigator submits a ____ to the DRE

Report

True or False after investigation of a complaint involving an unlicensed individual the investigator can issue a cease-and desist order

True

The __ or the ___ have the authority to file an injunction in circuit court to enforece a cease andesist order

Department and the DRE

The investigation report of an unlicensed individual is forwarded to the

Office of General Counsel

If a complaint is found to be of immediate and serious danger to the safety and welfare of the public the Secretary of the Department can order a

Summary of Emergency Suspension, which immediately suspends the license

If there are no disputes over facts a___ blank hearing occurs

Informal