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64 Cards in this Set

  • Front
  • Back

What does the organisation of barristers consist of?

1) The Bar Council


2) The Inns of Court


3) The Bar Standards Board

What must all barristers be a part of?

They must a part of an Inns of Court:


1) Gray's Inn


2) Lincoln's Inn


3) Middle Temple


4) Inner Temple


The role of Inns of Court is to:


• Rent property to barristers


• Provide library and research facilities

What is The Bar Council?

Composed entirely of barristers, whom are elected by fellow members.


It is the professional body of barristers.


Role:


• To represent the profession/ the interests of barristers


Expand the market for the Bar's services

What is the Bar Standards Board?

This body regulates barristers.


Role of The Bar Standards Board used to be role of Bar Council until 2010


Role:


• Sets down entry and training standards


• Sets down Professional Code of Conduct for barristers


• Can discipline barristers who are in breach of the Code

Stages of Training of Barristers

This is distinct from solicitor training:


1) Academic Stage: ONLY for NON-LAW GRADUATE.


2) Vocational Stage


3) Professional Stage


= 2 years for Law Grad.


= 3 years for Non-Law Grad.

What is the Academic Stage?

This stage is bypassed by Law Graduates


Non-law Graduates must complete the Common Professional Exam, which is a 1 year academic course covering core law subjects.

What does the Vocational Stage consist of?

Bar Professional Training Course: 1 year skills-based course covering case prep., advocacy, negotiating, opinion writing and interviewing clients


Join an Inns of Court and attend 12 dinners over 1 year


• Successful candidates "called to the bar" by their inns

What is the Professional Stage?

A 1 year pupillage with an experienced barrister.


"On the job" training.


Involves legal research, drafting documents, preparing cases.


• After 6 months - receive certificate allowing them to represent clients in court.


Small salary paid.

What happens on completion of pupillage?

Newly qualified barristers must seek a tenancy in a set of chambers


Must undertake additional training annually.

Why is barrister training criticised?

• It is expensive - favours wealthy candidates


• Very competitive - demand outstrips supply


• CPE criticised - is it sufficient?


• Training is narrow - non-transferable


• Qualifying does not guarantee a job, must obtain tenancy - few available. Those in private practice have no salary

Strengths of barrister training

• It is very skills based/ practical. Results in well-trained barristers


• Academic standards are very high - will not get through if they do not perform at such a high level

What is Private Practice?

They are self-employed and work in chambers (groups of 15-20) - can split costs


BUT, they cannot form partnerships



What is the role of the clerk?

They are the manager of the chamber, a professional administrator BUT not a lawyer.


Role:


• Distribute work sent by solicitors


• Negotiate a barrister's fee


Clerks can be headhunted from other chambers

What work is done in Private Practice?

2 divisions:


1) Advocacy


2) Paperwork

What does Advocacy involve?

Presenting a criminal/ civil case in court (involves examining witnesses, cross-examining). Work is varied:


• Can either prosecute or defend if criminal law barrister


• Can either represent claimant or defendants if civil law barrister


If barrister is QC, they can be supported by junior barrister.

Why is advocacy work varied?

This is to achieve objectivity and adaptability.

What does paperwork involve?

• Research/ prep. for court cases


• Written advice to solicitors - "Giving counsel's opinion"


• Advise professionals with direct access


• Draft pleadings (statements of case) - civil case only

What is the Cab Rank Rule?

Part of professional code of ethics.


Rule whereby barrister cannot refuse a case they are offered - UNLESS, in an area of law they're unfamiliar with.


If barrister refuses, there will be disciplinary action.



How does one engage the services of a barrister?

Traditionally, they must approach a solicitor first. Solicitor then engages services of barrister and instructs them on client's behalf.

What did The Bar Council introduce for direct access to barristers?

1) Allowed that accountants and other professionals could contact and instruct a barrister directly. - Known as Bar Direct


2) 2004 - ANYONE could contact and instruct a barrister directly in a civil case. DOES NOT apply to family law cases or criminal law cases.

What is the Queen's Counsel (QC) in Private Practice?

•A barrister of 10 years standing can apply to be QC - only best accepted (10% of barristers become QC).


• "Taking silk" - used when barrister becomes QC


• QC can appear alone in court or a junior barrister may be engaged.

How do employed barristers differ from those in Private Practice?

• Not self-employed


• There are about 2,500 employed barristers and are salaried


• Work for a variety of organisations e.g.:


- Local Government


- Banking


- Armed Forces


Since 1999, these barristers have full rights of audience in higher courts, which they previously did not.

What are examples of Professional Misconduct?

• Breach of client confidentiality


• Advertising for cases


• Refusing a case


• Represent a client in a case with conflicting interest


• Sexual relationship with client

What is the disciplinary process?

• The Bar Standards Board regulates barristers


The Bar Standards Board investigates alleged breaches of the Code and can discipline them. IF very serious, it can refer to the relevant Inn.


Council of the Inns Court can discipline in 4 ways:


1) Warning/ Reprimand


2) Fine


3) Suspend for set time period


4) Disbar the barrister



What are the 2 ways for a client to complain?

1) Court action - RARE


2) Complain to the Legal Ombudsman

What can clients sue barristers for?

They CANNOT sue for breach of contract as the contract is NOT between the client and barrister.


BUT, they can sue for negligence.


This was traditionally not possible - ruled in Rondel v Worsley (1970) as barrister's first duty is to the court and public policy.

What 2 decisions changed being able to sue for negligence?

1) Saif Ali v Mitchell & Co (1980) - Barrister and solicitor could be sued for written advice. - Solicitor told him he could not make personal injury claim for crash but found out he could - when it was too late.


2) Hall v Simons (2000) - HL held that they could be sued for negligent advocacy work.


The reason for this is because other professionals can be sued or negligent work so barristers should be too.

What is the process to complain to the Legal Ombudsman?

This is for general complaints and court action does not relate.


1) Complain directly to Head of Barrister's Chambers - if not resolved...


2) Complain to Legal Ombudsman. If complaint found valid it can ask barrister to:


- Apologise to client


- Redo the work


- Refund/ Reduce client's bill


- Order compensation up to £30,000

What is the Legal Ombudsman?

This is an independent body to both legal professions and was set up in 2010.


It was created under the Legal Services Act (2007)

How is the complaints procedure better since the 2010 Legal Services Act reforms?

• It is now independent = impartial decisions - used to be The Bar Council


• Procedure is now simple - used to many avenues, could deter clients


• Is quicker and less prone to delays - most dealt with 3 - 8 months - was 18 months - 5 years


• Compensation limits doubled - to £30,000

What are criticisms with the complaints procedure?

• The cost has not changed, it is still expensive


• The complainant must still hire a solicitor to represent them. Solicitors are often reluctant to represent a complainant. Difficult to hire a solicitor

What is The Law Society?

The Law Society controls solicitors


It was the governing body until 2010, it still represents their interests. Its aim - "to help, protect, and promote solicitors".


It also regulated the profession UNTIL 2010

Who regulates solicitors?

The Solicitors' Regulation Authority, which is entirely independent from the profession. It is responsible for regulating:


• Training requirements


• Sets a professional code of conduct


• Disciplinary actions

Do you have to be a graduate to train as a solicitor?

No, there is a non-degree route through Institute of Legal Executives (ILEX) Qualifications - this can take years.

What are the stages of solicitor training?

1) Academic Stage - Law graduate by-passes


2) Vocational Stage


3) Professional Stage


= 3 years for Law Grad.


= 4 years for Non-law Grad.

What is the Academic Stage?

It consists of the Common Professional Exam

What does the Vocational Stage include?

The Legal Practice Course.


This is a 1 year training course in skills, such as client interviewing, advocacy, drafting documents.

What does the Professional Stage consist of?

• Become a trainee solicitor. - 2 year training contract with a firm. They will meet clients, provide advice, draft contracts, prepare cases under supervision of a solicitor. --> Are paid average of £15,000/ year.


• Become a qualified solicitor - name added to Roll of Supreme Court.


Seek employment - in Private Practice or Outide

What must qualified solicitors undertake each year?

They must undertake Continuous Professional Development for 12 hours/ year.

What are the criticisms of training for a solicitor?

• Expensive, no grants available and cost is upfront - favours wealthy


• Competitive - difficult to get on LPC/ training contract with firm


• Salary small at training, another job required?


Quality of training contract may vary


• There is over-supply


• Is the CPE adequate?

What are the strengths of training for a solicitor?

• Paid a salary at Professional Stage


• Training very skills-based.


Non-Graduate route - BUT is long


• Some firms will pay for LPC after graduation - BUT they must remain with firm.

How many solicitors work in Private Practice?

80% of solicitors work in firms.


They are allowed to form partnerships (share profits of firm).


Work is varied but many specialise in one or two areas.


Salaries range from £30,000-£500,000

What work does a solicitor do in Private Practice?

• Administration of client's legal affairs


• Advocacy


• Giving general advice


• Registering companies


Litigation


• Matrimonial work


• Commercial work


Conveyancing


• Probate work

What is Conveyancing?

Transfer of legal title of property from one person to another

What type of matrimonial work is done?

• Regarding family law: divorce, custody of children, financial maintenance, prenuptial.

What does litigation mean?

The process of taking legal action.


- Taking a case to a court of law so that a judgement can be made

What is probate?

The official proving/ validating of a will.

What type of commercial work do solicitors do?

Advise companies and governments on business-related issues. E.g.


• Finance


• Corporate


• Dispute resolution


• Infrastructure projects


• Mergers


• Liquidisation of companies





Where do those work if not in Private Practice?

They will not work within a solicitor's firm.


Some work other areas of employment:


• Local Council


• Industry


• Magistrates' Court Clerk


• Banking


• Retail


• Armed Forces

Do solicitors have rights of advocacy?

Before the Courts and Legal Services Act (1990), barristers had a monopoly over advocacy in higher courts.


After the CLSA reforms, solicitors are allowed to apply for certificate of advocacy to conduct cases in higher courts.

What are other effects of the CLSA reforms?

One lawyer can represent client from start to finish - no need for barrister (should be cheaper).


• Solicitor-advocates can now become senior judges (previously, only barristers could)

Why is the effect limited?

Only few solicitors have opted to be solicitor-advocates since 1990


- They have little interest.

How can a client complain against a solicitor?

There are 2 possible routes:


1) Court Action - Sued


2) Legal Ombudsman - For general complaints

What can a solicitor be sued for?

Like a barrister, they can be sued for negligence for 2 things:


1) Adequate work: Griffiths v Dawson (1989) - Solicitor failed to make the correct application in divorce proceedings against husband. Claimant awarded £21,000 compensation.


2) Negligent Advocacy: Hall v Simons (2000)


UNLIKE a barrister, a solicitor can also be sued for breach of contract.

What is the process for complaining to Legal Ombudsman?

1) Complain in writing to firm - all firms have an "in house" complaints procedure. Many resolved this way, if not...


2) Complain to Legal Ombudsman. Can ask solicitor to do 4 things:


- Apologise


- Redo work


- Refund/ reduce bill


- Order compensation up to £30,000

What is the complaint regards professional misconduct?

The Solicitors' Regulatory Authority investigates. If there is evidence, it will refer to Solicitors' Disciplinary Tribunal. Can discipline 4 ways:


- Reprimand


- Fine


- Suspend


-Strike name off roll (disqualify)

How has the complaints procedure improved since 2010?

• General complaints are no longer dealt with by The Law Society - Now impartial


• Complaints procedure was complex and prone to long delays, now simple and quick


• Compensation limit was doubled

What has not been improved since 2010?

• The cost is still high


• Solicitors are still reluctant to represent complainants

What did the Legal Services Act (2007) create?

1) The Legal Services Board - Independent, chairman and majority of members non-lawyers.


Oversees Regulatory bodies. - SRA and BSB


2) Office for Legal Complaints - Oversee all complaints of both professions. Chairman and most members are non-lawyers.


Set up Legal Ombudsman in 2010


3) Legal Disciplinary Practices - Solicitors form these with barristers - allows them to work together (all legal services at one place)


4) Alternative Business Structures - Could be created and owned by non-lawyers. Licence needed to do so.

What is the Fusion Debate?

This emerged in the 70s and 80s but has died out recently.


It is about whether the legal profession should be combined, much like America.


The Bar Council: Opposes


The Law Society: Opposes but not as much as The Bar Council

What are the reasons in favour of the Fusion Debate?

•Reduced cost for client


• More continuity - same lawyer throughout case


• Less duplication of work/ saves time


• Other countries have a single system of lawyers - works for them

What are the reasons against the Fusion Debate?

• Less objectivity - as no barrister for second opinion


• Decrease in specialist skills of advocacy


• Loss of Cab Rank Rule


• Realistically, 1 person cannot undertake 2 specialist roles - "Jack of all trades, master of none"


• Loss of an independent specialists at the bar

Why is fusion still necessary?

YES:


• Training is similar - few slight differences


• Barrister no longer have monopoly of advocacy



Why is fusion not still necessary?

• CLSA (1990) meant solicitor-advocates have same rights of audience as barristers for higher courts -


• Bar Direct - No need to see solicitor


• Barristers can do litigation (like solicitors) with direct access.