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4 Cards in this Set
- Front
- Back
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Transactions involving which of the following would NOT be reported to the Consolidated Tape System (CTS) by an exchange or FINRA?
A) Listed securities traded through an electronic communication network (ECN). B) NYSE-listed rights and warrants. C) Listed options. D) NYSE-listed securities traded on the Chicago and Philadelphia exchanges. |
The Consolidated Tape System (CTS) receives and validates the last sale price and size of listed equity securities transactions on the NYSE and other regional exchanges and FINRA. Options transactions are not reported to the CTS.
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Consolidated Tape Trade Reports
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Trade reports never include commissions, markups, or markdowns.
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What does "SLD" mean on the consolidated Tape?
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"SLD" means that this trade, which occurred sometime earlier, is being reported on the Consolidated Tape System (CTS) out of sequence (late).
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The symbol OPD appearing on the Consolidated Tape System indicates:
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-Delaying Opening Print
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