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12 Cards in this Set
- Front
- Back
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security
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investment invstrument that represents ownership (equity) interest in a company or a creditor relationship (debt)
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equity
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common and preffered stockholders ownership interests in a corporation
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debt
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money owed by a company
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small cap, mid cap, large cap
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< 500 million
500-5 billion >5 billion |
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assets
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what the company owns
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liabilities
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what the company owes
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net worth
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assets - liabilities
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broker
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individual or firm that charges a fee or commision for executing buy and sell orders
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dealer
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brokerage firm that acts as a principal in a particular trade
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primary offering
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business enterprise raise money for their operations by selling, or issuing stocks or bonds to the public
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secondary transaction
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securities trade between investors in a secondary market
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FINRA
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self regulatory organization for over the counter securities market and for members of the NYSE
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