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10 Cards in this Set
- Front
- Back
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When Interest Rates Are Changing which of the following statements is typically true. |
Short Term Rates are more volatile than Long term rates. |
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The over-the-counter market could be characterized as what type of market? |
Negotiated. not an Auction |
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Which of the following positions exposes a customer to unlimited risk? |
All shorts expose client to unlimited risk. |
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Investment objective is moderate level of current income and equity growth. What type of fund. |
Equity Income Fund. |
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What is the prime rate? |
The interest rate banks charge it's best corporate costumers. |
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Which of the following statements are true when interest rates fluctuate due to recent Federal Reserve Board actions. |
Long - term prices fluctuate more than shor-term prices. Short - term rates fluctuate more than long - term rates |
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ABC common stock closed at 30 yesterday. if ABC is currently paying quarterly dividend of $.40, what is the stocks current yield. |
1.60/30= .053 |
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Investor is in low tax bracket and is trying to invest to protect against inflation. What should he choos |
Blue Chip Stocks common stock fund |
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True statements about Adr's. American depository reciepts |
They are issued by large commercial banks. They facilitate us trading in foreign securites They are registered with the sec. |
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An investor has bonds maturin it two weeks. He plans to purchase new bonds with a 6% coupon rate. If interest rates decline in the period before the investor can purchase the new bonds, he can expect the income he will receive fro the new bonds to. |
Stay the same. It will effect price but not income. |
