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11 Cards in this Set

  • Front
  • Back

Privilege

Is a shield against forced disclosure

Confidentiality is

An obligation not to voluntarily reveal. It is not a shield.

Who regulates the legal profession?

The state through (1) state ct. (2) state bar association (3) state legislature

Sarbanes-Oxley Act

Imposes a mandatory reporting duty when a securities lawyer becomes aware of credible evidence that a client is materially violating a federal or state securities law.

Informed consent

The agreement by a person to a proposed course of conduct after the L has communicated adequate info & explanation about the material risks & reasonably available alternatives to the proposed course of conduct

Knowingly, known or knows means

Actual knowledge of the fact in Q. Knowledge may be inferred from circumstances.

Reasonable or reasonably conduct of L means

Conduct of a reasonably prudent & competent L

Reasonable belief

L believes the matter in question & that the circumstances are such that the belief if reasonable

What decisions does a C make that a L must abide by?

Settlement, plea to enter, waiving a jury trial, testifying, whether to appeal

The nature b/t a lawyer and a client is

Contractual

A lawyer operates a both the client's...

Fiduciary and agent