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16 Cards in this Set

  • Front
  • Back

Listed equities greater than 0.00 up to and including 25.00

Normal market hours 10%, outside market hours 20%

Greater than 25.00 up to and including 50.00

5%, 10%

Greater than 50.00

3%, 6%

Multi stock event: 5-19 securities

10% from reference price

Multi-stock event: 20 or more securities

30% from reference price

OTC bands: 0.9999 and under

20%

OTC bands: 1.00-4.9999

Low end: 20% high end: 10%

OTC bands: 5.00-74.9999

10%

OTC bands: 75.00-199.9999

Low end: 10% high end: 5%

OTC bands: 200-499.9999

5%

OTC bands: 500.00-999.9999

Low end: 5% high end: 3%

Options: less than 2.00

0.25

Options: 2.00-5.00

0.40

Options: 5.01-10.00

.50

Options: 10.01-20.00

.80

Options: 20.01+

1.00