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12 Cards in this Set
- Front
- Back
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Nasdaq (single book) |
Firm
2-sided |
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Bid and ask quotes for NON-Nasdaq stocks can be found on ? |
Pink sheets OTC bulletin board |
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Piblicly traded funds |
Negotiable
Managed |
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Under NYSE rules if a company wants to move its listing to another market what conditions must be met ? |
2200 shareholders
Average monthly trading volume of 100,000 shares |
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Opening quotes for issues listed on NYSE are set by who ? |
Specialist (DMM) |
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Nominal quotes are |
Approximate market value |
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What type of orders Specialist can't handle |
Anything NOT HELD |
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What type of orders Specialist can't handle |
Anything NOT HELD |
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Not held orders are |
Orders that give broker discretion to time and price which the order will be executed |
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When a specialist "STOPS" a stock what does it mean ? |
He is guaranteeing the price for a short period of time . |
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Speculators in foreign currency are not subject to what risk ? |
Interest rate risk |
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OTCBB |
Provides quotes for penny stocks |
