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39 Cards in this Set
- Front
- Back
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M1
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checking accounts or readily changed into cash
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M2
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time deposits less then 100,000, savings accounts, and money market mutual funds |
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M3
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Large denomination time deposits 100,000 |
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Muni Net direct debt
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Total debt of the muni with revenue bonds and sinking fund taken out |
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Muni Net total Debt
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Net direct debt plus overlapping debt (the muni portion of state double funded debt) |
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debit call spreads are
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bullish |
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credit call spreads are
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Bearish |
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Debit puts spreads are
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Bearish |
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Credit puts spreads are |
Bullish |
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How do you know if a spread is bullish
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you buy the lower strike price |
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SDN
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List of people that cant have account so if they have an account it must be frozen |
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Exempt from 1933 prospectus requirements
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Government Insurance charitable |
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Ratio Call
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unlimited loss Limited Gain |
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Under penny stock rules, what is required for an investor to be considered an established customer
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a least 3 separate penny stock purchases |
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How to determine how many option to hedge portfolio |
(Portfolio value / Index price X 100) X Beta |
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One bond point is worth how many $
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$10 |
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Bond Covenants contains (8) BRI - MCCAFe in the Trust Indenture |
Rate covenant Maintenance Covenant Insurance Covenant Additional Bond test Sinking Fund Catastrophe Clause Flow of Funds Book of record Covenant Call Features |
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The opening quote for issues listed on the NYSE is set by the:
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specialist (designated market maker)
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Defeasement
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When a bond prefunds a call issue and puts it in an escrow account unit payment
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Ex dividend date is how many days away from record date
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two days before |
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Who social goes on a minors account UTMA
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the Minors
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Does the SEC of oversight of EuroBonds
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No because they are outside the US |
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What type of government uses property taxes to fund their munis
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Cities and counties (not States) |
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Stabilizing bids may be entered at |
anything below the IPO price
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Accrued interest for U.S. government bonds is computed on the basis of
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actual days elapsed.
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Number of hours worked
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Coincident Indicators |
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Employment levels
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Coincident Indicators |
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Nongricultural Employment
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Coincident Indicators |
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Personal Income
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Coincident Indicators |
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Industrial Production
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Coincident Indicators |
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Manufacturing and trade sales |
Coincident Indicators |
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GDP |
Coincident Indicators |
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Corporate Profit |
Lagging Indicators |
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average duration of unemployment
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Lagging Indicators
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Labor Cost per unit
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Lagging Indicators |
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ratio of inventory to sales
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Lagging Indicators |
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commercial and industrial loan outstanding |
Lagging Indicators |
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ratio of consumer installment credit to personal income |
Lagging Indicators |
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Official Statement |
offering terms summery statement purpose of issue authorization of the bond security of bonds description of bonds description of issuer construction program project feasibility statement regulatory maters specific provisions legal proceedings tax status consultant reports legal opinion financial statements credit enhancements |
