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60 Cards in this Set

  • Front
  • Back

Theory

looking at, viewing



a model that provides a way to look at the world


may cover many aspects



a method for trying to explain a phenomenon


tentative insight into natural world


well-substantiated explanation of some aspect of the natural world



used in lay terms to mean having a hunch or speculation about how something works

theory & proof

theories can be disproved or not disproved


never proven



theory may evolve into law given sufficient evidence, i.e. gravity


Germ theory

initially met with high opposition



there now exists an abundance of data that doesn't disprove it



would take much more to evolve into a law


will never be proven



helped to disprove blood letting

theory & belief

theory can guide belief



e.g. studying improves test scores

process of theory

much like the scientific method



Reflection upon experience & logical speculation lead to



Theory



Theory generates research



Research drives


-Changes in practice


-Revised theory



Revised theory may


-change practice


-cause more research



Changes in practice in turn drive


Reflection & logical speculation

5 characteristics of theory

Economical


Can draw something out with a model



Thorough


Can generalize & explain all cases



Rational


Makes sense



Important


What's the point of theorizing about meaningless things



Fluid


Allowed to evolve

purposes of theory

organize collections of facts & observations


-summarize & explain existing knowledge



imbue those collections with meaning



allows making predictions



stimulate development of new knowledge



abstractness


exists as a construct rather than as material

3 ways to classify theory

restrictiveness



tentativeness



testability

restrictiveness

Least


seeks to characterize phenomena


Descriptive


ad hoc, as greater refinement is sought


categorical, seeking to identify the characteristics of a phenomena



Moderate


seeks to specify relationships between constructs


Predictive


Construct: abstract phenomenon


Concept: concrete phenomenon


allows hypothesis, is testable




Most


seeks to specify relationships and form a deductive system


Explicative - demonstrates causality


A series of propositions regarding interrelationships among concepts from which a large number of empirical observations can be deduced


proposition

statement about a concept or the relationship between concepts

hypothesis

conjectural statement of the relationship between variables

deductive system

formed of if-then statements



explanatory theory tested by testing relationships between concepts and by testing the deductive system

deductive v inductive

deductive


top-down approach that moves from a broad spectrum of information to a specific conclusion



inductive


bottom-up approach that moves from specific observations to broader generalizations & theories

tentativeness

theory is not absolute



modifiable as knowledge is gained

testability

in order to be theory, it must be constructed in such a way as to allow testing



Popper's concept of falsifiability

3 scopes of theory

meta


theorizing about theory



grand


broad conceptualization of phenomena



general/middle-range


general frameworks for action



practice


application of grand / general theory




may be able to measure scope by how much stuff is contained within a theory

examples of theory scope

clinical research is general or practice



qualitative is meta or grand

developing practice from theory

develop an answerable question



Find a topic and problem



select a theoretical framework



formulate the question

Evidence-based medicine

EBM integrates research evidence with clinical expertise & pt values



pt values often forgotten



done for the purpose of optimizing pt outcomes and QOL

Evidence-based practice v EBM

practice v research



similar to EBM, but is about applying evidence to patient situations

defining good evidence

RCT's thought of as the gold standard


not always possible or practical



quantitative



qualitative

5 steps of EBP

Formulate an answerable question (PICO)



Find the best evidence



Appraise the evidence critically for validity, applicability, clinical relevance



Individualize it, based on clinical expertise & pt needs



Evaluate your own performance

PICO (or PIO)

P: population / problem


In young adult males (population) with ESRD (problem)...



I: intervention / indicator / index (diagnostic test)


... does Game Ready (intervention) reduce swelling associated with a sprained ankle (indicator)...



C: comparator, this is optional


could be additional levels of an independent variable, a control group, an exposure, etc.


... more than cold therapy alone (compared to)



O: outcome


treatment goal, pt concern


the reduction of swelling associated with a sprained ankle

PICO v PIO

PICO tends to be more research while PIO tends to be more prognostic

Uses of PICO

therapeutic


In P, what is the effect of I on O compared with C?



etiological


Are P who have I at in/decreased risk for/of O compared with P with/without C?



diagnostic


Is I more accurate in diagnosing P compared with C for O?



preventative


For P, does the use of I reduce the future risk of O compared with C?



prognostic


Does I influence O in patients who have P?

ethics in research

especially important with human participants



issues are complex at many levels



requires careful thought by researchers and participants

informed consent

must cover


possible risks, possible benefits, alternative treatments, possible consequences of doing nothing

intent

the intended goal



in practice, to help the patient



in research, to expand the body of knowledge

practice v research

Goals


practice: individual patients


research: populations, generate knowledge



gray zone between the two in the use of not-yet-approved therapies in human patients


typically these are innovative, intended to benefit the individual, and generate knowledge


Ebola & Zmapp


polyheme & community consent

innovation: practice v research

research: using interventions that differ from standard practice



risks differ from standard practice

plan: practice v research

research


involves greater level of control & standardization


protocols are not modified for the individual



practice


involves tailoring standard practice for the each patient

responsibilities of researcher

educate participants as to risks & benefits



obtain informed consent prior to participation



keep participants informed

5 principles of ethics

nonmaleficence


beneficence


utility


autonomy


justice



be able to explain ethical breeches in terms of these principles

nonmaleficence

first, do no harm



act in ways that avoid needless harm


unintentional harm: carelessness, accidents, adverse events


intentional harm: maliciousness, lack of due care



do no harm can't be an absolute edict


all research & treatment carries some risk


consider risk/benefit ratio


inform patients

beneficence

promote the welfare of others, including participants & pts



researcher must secure the well-being of participants



protect others



for researcher, ensure participants experience the possible benefits of involvement


in the case overwhelming evidence as to the efficacy/harm of a treatment, may shift participants between control & intervention arms


HRT study stopped early

utility

maximize good for the greatest number while minimizing cost



economical, always seeking a balance between risk, benefit, and cost

special interests

may violate any/all ethical principles



personal relationship may pressure participation


lack of blinding may allow researcher to assign someone to a particular arm

autonomy

self-determination



give others the information, time, opportunity, and respect to make their own decisions



requires being informed, lack of duress



especially strict for protected populations


protected populations

those in whom autonomy is reduced for some reason



prisoners, children, elderly, cognitively impaired


these may be easily coerced or incapable of understanding



requires higher standard of IRB review



very hard to get approval



these are commonly used as exclusion criteria

justice

risk, benefit, and cost must be equitably distributed



calls into question inclusion and exclusion criteria



shouldn't be based on SES, cultural, religious, ethnic, race, sex, etc. - unless study particularly requires one of those items



PT research injustices:


mostly men, mostly white


leads to questions of generalizability

power dynamics

clinician-patient & teacher-student



power differential, whether perceived or actual, may reduce autonomy


3 requirements of informed consent

voluntariness



comprehension



disclosure



implicit is that the patient/subject must explicitly agree to treatment/participation, and continue to do so throughout

voluntariness

indicates autonomy & capacity to have autonomy



can't use coercion or duress


use of gifts or entitlements is questionable


inform subjects individually - as a group, might be peer pressure to agree



be cognizant of power differentials



in the case of legal guardians, consent may be given by proxy


parent for child, adult child for now-incompetent parent

comprehension

also speaks to autonomy



does the person have the capacity to understand, do they understand


have they been supplied with all relevant information

disclosure

purpose of study



reasonably foreseeable risks to individual


potential benefits to individual or others



alternatives to research protocol / treatment



extent of confidentiality protections for the individual



compensation in case of protocol-induced injury



contact information for questions, participants' rights, in case of injury



conditions of participation, right to withdraw without penalty



Disclose such that a reasonable person is provided the information needed to make an informed decision

reasonable person

can be subjective



be aware of language, culture, ethics

Nuremberg Code


1946



1st internationally recognized code of research ethics



issued by Nazi war crimes tribunal as a result of the Nuremberg trials

Tuskegee Syphilis study

1940's through ???


revealed in 1972



studied the natural history of syphilis in poor black men who were not told of their disease and were not given treatment even after penicillin became available

Kefauver-Harris bill

1962



to ensure greater drug safety



in response to the thalidomide babies

Helsinki report

1964



18th world medical assembly met in Finland



issued recommendations to guide physicians in biomedical research using human subjects

Henry K. Beecher

1966



Harvard physician & faculty



published documentation of unethical use of humans in research



humans used without their knowledge and without knowledge of the risks they faced

National Commission for the Protection of Human Subjects of Biomedical and Behavioral research

est. 1974



National Research Act passed by congress



prompted establishment of IRB's at the local level


required IRB review & approval for human research receiving federal funds



Belmont report

pub. 1979



by Nat'l Comm for Protection of Human Subjects...



subtitled Ethical Principles and Guidelines for the Protection of Human Subjects of Research



guide for US research with human subjects

secret radiation experiments

1993 by Albuquerque Tribune



revealed injection of plutonium into human subjects, other secret rads experiments



indigent patients and mentally retarded children were deceived about the nature of their treatment

National Bioethics Advisory Commission

1994


created by Bill Clinton



1995


states some of the 1940's human rads experiments were unethical



1997


Clinton apologizes to Tuskegee

Have all these measures helped protect human subjects?

Yes, but misconduct still occurs



researchers falsify results (Poehlman at UVM)


coercion/duress (Kennedy-Kreuger lead paint)



questionable practices exist


concept of community concept with individual opt-out in the polyheme trials

designing an ethical study

informed consent (autonomy)



design justifies the study (justice)


can't expose people if design is so bad that a useful outcome is unlikely



avoid suffering & injury (nonmaleficence)



risk consistent with benefits (utility)



independent review of research proposal



integrity of disseminated results, requires disclosure of potential & actual conflicts of interest



pay attention to ethical principles throughout

IRB

Institutional Review Board



required at any college where human research is performed



required for any human research in the US



purpose: protect rights of potential subjects



review the proposals & informed consent procedures of potential studies



result: approve, reject, request revision


some studies go through several rounds

research risks

physical harm


disclose potential risks, inform of alternative treatments



psychological harm


anxiety regarding participation or end of participation


may have hoped to be in intervention arm, find out at the end that they were in the control arm, and thus are still at risk



social harm


breach of confidentiality



economic harm


loss of income d/t participation (whether d/t reduced income or increased expenditures)


cost of care related to harm

analyzing an ethical dilemma

what is the situation?



what principles are involved?



what are the sides of the dilemma?



could it be avoided or resolved?