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7 Cards in this Set

  • Front
  • Back

Rule 4.1: Truthfulness in Statements to Others

In the course of representing a client, a lawyer shall not knowingly make a false statement of fact or law to a third before a third person.

Rule 8.3(c): Reporting Professional Conduct

(a) A L who knows that another L has committed a violation of theRules of Professional Conduct that raises a substantial question as to that lawyer’s honesty,trustworthiness or fitness as a lawyer shall report such knowledge to a tribunal or otherauthority empowered to investigate or act upon such violation.


(c) This Rule does not require disclosure of information otherwise protected by Rule 1.6 or information gained by a lawyer or judge while participating in an approved lawyers assistance program.

Rule 8.4: Misconduct

A lawyer or law firm shall not:(a) violate or attempt to violate the Rules of Professional Conduct, knowinglyassist or induce another to do so, or do so through the acts of another;(b) engage in illegal conduct that adversely reflects on the lawyer’s honesty,trustworthiness or fitness as a lawyer;(c) engage in conduct involving dishonesty, fraud, deceit or misrepresentation.

Exigent Circumstances - People vs. Paulter

Facts: A district attorney spoke to dangerous criminal suspect--impersonating a defense attorney. Charged with violations of Rules 8.4 and 4.3 (contact with unrepresented persons rule)


HELD: Rules are mandatory; ends do not justify the means. o Punishment: Suspended 3-month suspension; 12-month probation.

The Silent Associate - Daniels v. Alexander (CT)

Facts: Ex parte submission to family court was argued by P with A attending. P made materially false representations to the court while in A’s presence.


Held, against A: (1) Rule 3.3(a)(1) can apply based on conduct, not just verbal statements. Furthermore, duties areheightened in ex parte proceedings under Rule 3.3(d); (2) Easily rejected A’s argument about materiality; the line of inquiry was pivotal to the issues before ct; (3) No rule protects associates; see particularly Rule 3.3(d).

State Approaches to Misrepresentations

DC: “A lie is not a lie if it does not affect a person’s fitness to be a lawyer.”


CO: Make Your Lawyers Stop Lying


OR: Created a “covert activity rule” that levels the playing field (both crim and civil) but includes alimitation (“two wrongs don’t make a right”).


VA: Encodes formulation “reflects adversely on L’s fitness to practice law.” Problem: Unclear, post hoc review; will require case law development to clarify.


IL: Have the Players Come to an Understanding UT: Pretend the Problem Doesn’t Exist..Where the ethics committee writes an opinion suggesting that the rule cannot or should not be read literally.

NYC Bar Proposed Amendment to Rule 8.4 (Misconduct)

Permits L's "advising or supervising another in conducting an otherwise lawful undercover investigation that does not violate 4.2"