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28 Cards in this Set

  • Front
  • Back

Professional Misconduct




A lawyer may not:

(1) violation (or attempt) of MRPC;




(2) knowingly assist another to (see above);




(3) knowingly assist judge in violation;




(4) crime reflecting adversely on honesty or fitness as lawyer;




(5) imply ability to improperly influence gov't agency or official;




(6) dishonesty, fraud; or misrepresentation; or




(7) conduct prejudicial to admin. of justice.

forms of discipline

(1) disbarment




(2) suspension




(3) reprimand




(4) probation




(5) restitution




(6) admonishment without filing complaint

A lawyer will be responsible for another lawyer's violation of MRPC if:

(1) orders or ratifies conduct; or




(2) partner or direct supervisor authority AND know of conduct when consequences can be avoided or mitigated but fail to take reasonable remedial action

Advertising: Basic Rule

must not be false or misleading

Solicitation: Basic Rule

must not initiate personal or live telephone conduct with prospective client if significant motive is pecuniary gain




*unless family or prior professional connection

Solicitation: Targeted Direct-Mail Solicitations

absent knowledge that prospective client objects, not prohibited from sending truthful, nondeceptive letters to persons known to face specific legal problem

Conflicts of Interest: Representation of Client Adverse to Interests of Another Client

must not represent if directly adverse to another client, unless:




(1) reasonably believe no adverse effect on relationship with other client; and




(2) informed consent by both conlients

Conflicts of Interest: Business Transactions with Clients

prohibited, unless:




(1) fair and reasonable terms;




(2) fully disclosed in understandable writing;




(3) advise in writing to get another att'y opinion and give reasonable opportunity to do so; and




(4) written informed consent

Conflicts of Interest: Use of Information Adverse to Client

may not use, unless:




informed consent

Conflicts of Interest: Accepting Compensation from Non-Client

permitted if:


(1) informed consent by client;


(2) no interference with lawyer's independent professional judgment or representation; and


(3) client confidentiality uncompromised.

Conflicts of Interest: Aggregate Settlement or Agreement in Multiple Representation

(1) full disclosure of all other agreements; and


(2) informed consent by all clients

Conflicts of Interest: Limiting Liability for Malpractice

prohibited, unless:




(1) permitted by law; and




(2) independent representation.

Conflicts of Interest: Settling Claim for Malpractice Liability

prohibited, unless:




advise client in writing that independent representation appropriate

Conflicts of Interest: Former Client

may not represent when substantially related matter + materially adverse interest, unless:




informed consent by former client

Conflicts of Interest: Lawyer as Intermediary Between Client

allowed if:




(1) explain implications and risks;




(2) informed consent by both clients




(3) reasonably believe no adverse affect; and




(4) reasonably believe can remain impartial.

Imputed Disqualification: Effect of Lawyer's Representation of Former Client




New firm's duty:

may not knowingly represent if lawyer disqualified from doing so, unless:




(1) ethical wall;




(2) no fee apportioned; and




(3) written notice given to appropriate tribunal

Imputed Disqualification: Effect of Lawyer's Termination with Firm




Former firm's duty:

not prohibited, even if former lawyer would be disqualified, unless:




remaining lawyer has material, protected info

Imputed Disqualification: Former Firm Represented Adverse Client




Departed lawyer's duty:

prohibited from knowingly representing when same or substantially related matter + materially adverse interest + acquired material protected info, unless:




informed consent by client

Successive Gov't & Private Employment: Effect of Prior Gov't Employment




Former gov't lawyer's duty:

prohibited from representing when participated personally and substantially, unless:




informed consent by appropriate gov't agency

Imputed Disqualification: Successive Gov't & Private Employment




New private firm's duty:

may not undertake or continue representation if lawyer disqualified doing so, unless:




(1) ethical wall;




(2) apportioned no part of fee; and




(3) prompt written notice to appropriate gov't agency.

Conflict of Interest: Lawyer Has Gov't Confidential Information

may not represent when adverse interests + info could be used to material disadvantage

Conflict of Interest: Former Judge, Arbitrator, or Law Clerk

may not represent when participated personally and substantially, unless:




informed consent by all parties to proceeding

Fees: Basic Rule

must not be clearly excessive

Contingent Fees: Basic Rule

must be in writing and state method by which fee determined




*prohibited in domestic relations and criminal cases

Duty of Confidentiality: Exceptions to Duty

may reveal info relating to representation if:




(1) client consents after consultation;




(2) necessary to prevent crime by client;




(3) necess'y to collect fee or protect reputation;




(4) permitted or required by law or court order;




(5) necessary to rectify consequences of client's illegal or fraudulent act

Mandatory Withdrawal




Withdrawal is mandatory or representation should be declined if:

(1) will result in violation of MRPC or other law;




(2) physical or mental condition materially impairs ability to represent client; or




(3) discharged by client.

Permissive Withdrawal




May withdraw from representing client if:

(1) can be accomplished without material adverse effect on client's interests; or




(2) other good cause exists

Professional Misconduct: Mandatory Reporting Duty

lawyer with knowledge that another lawyer committed significant violation of MRPC that raises substantial question as to lawyer's honesty or fitness as lawyer must inform appropriate professional authority