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64 Cards in this Set
- Front
- Back
- 3rd side (hint)
what is the primary goal of congressman?
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reelection
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what is "particularism"?
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If the district is unaffected by and unconcerned with the matter at hand, the congressman may then take into account the general welfare of the country (otherwise members looks out for their own district)
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In addition to its control over the budget, its legislative
powers, its various checks on the other branches of government, Congress controls? |
the bureaucracy
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What does divided government mean?
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Responsibility is blurred in programmatic policies, compared to in casework or pork barrel activities (difficulty to assign credit) (Mayhews study proves this!)
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What is the policy if stuck in gridlock?
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President’s unilateral actions
Stronger role for bureaucrats Stronger role for courts Stronger role for states and localities |
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What is Wildavsky: The Two Presidencies?
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The United States has one President, but it has two presidencies; one presidency is for domestic affairs, and the other is concerned with defense and foreign policy
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constitutional power is what in wildavskys two presidencies?
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commander in chief
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what distinctions can be made between foreign and domestic policy?
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1) blame
2) Opinions are easier to gauge in domestic affairs because, for one thing, there is a stable structure of interest groups that covers virtually all matters of concern |
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what is Neustadt: Presidential Power?
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The president has many powers set forth in the U.S. Constitution. Yet unspecified powers are also important,perhaps more so.
“Presidential power is the power to persuade.” |
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what does going public mean?
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Presidents can go over the heads of members of Congress to their bosses -- the American public
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A well ordered society would require at least what three things?
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political equality, political liberty, and economic liberty
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The three goals (political equality, political liberty, and economic liberty) need?
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might very well conflict with one
another, quite possibly, indeed, must conflict with one another |
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What does Dahl say is the most crucial goal?
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political equality and therefor it should be given precedent
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Political equality serves?
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not only as a means of self- protection but the freedom to help determine, in cooperation with others, the laws and rules that one must obey
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A constant struggle with political equality is?
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we Americans have always been torn between … conflicting visions of what American society is and ought to be
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Lindblom presents two models of how policy is formulated in the face of conflicting goals which are?
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1) Rational-comprehensive model
2) Successive limited comparisons model |
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What are the steps Rational-comprehensive model?
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List all goals and values in order of importance
List all possible policy outcomes Rank outcomes according to listed values Adopt the policy that best meets all goals and values |
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What are the steps of Successive limited comparisons model?
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Consider most relevant goal/value to the problem in question, disregard rest
Outline a few alternatives that occur to you Compare alternatives based on limited past experiences Choose policy, perhaps changing goals/values in doing so |
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Lindblom suggests one way to muddle through is?
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rely on public opinion.
--> But, classic concerns: majority rule vs. minority rights, minority preference intensity -->Also: “Administrators cannot escape these conflicts by ascertaining the majority’s preference, for preferences have not been registered on most issues; indeed, there often are no preferences in the absence of public discussion” |
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Policy making is?
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-->Policy is not made once and for all; it is made and re-made endlessly
Making policy is at best a very rough process. |
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incrementalism?
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small steps
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punctuated equilibrium?
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dramatic steps
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Policy in the U.S. is characterized by?
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punctuated equilibria
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We have temporary inaction followed by significant change. What are examples of this?
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1981 tax cuts, 2001 tax cuts
Iraq War Financial bailouts |
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Winners do what?
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establish policy monopolies to secure their policy gains
Institutional structure limits access to the process Reinforced by a powerful supporting idea “Iron triangles” of interest groups, committees, bureaucrats Big business or policy elites |
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Loser do what?
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continually attempt change
Using new symbols Reforming coalitions Looking for political change (electoral and structural) Seeking to open “policy windows” (Kingdon) |
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Who wins between winners and losers? Why?
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Status quo is held in place for prolonged periods
Getting the public involved is difficult (Graber) Institutional structures resist changes -->Checks and balances --->Need supermajorities, multiple steps --->Strong grip of political parties? |
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What changes are needed when policy is far out of line with public preferences?
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New coalitions form
Realignment of positions Massive examples --->Civil War --->populist and monetary reforms --->New deal |
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incremental vs. dramatic changes debates play out through?
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the budget process
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What is the budgeting process?
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Budgeting is never only comparing two similar items but rather an unlimited number of choices. We then have to make comparisons within categories where we can make meaningful comparisons. Usually we have to compare different and incomparable things
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What is the "process" in the budget process?
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President submits budget
Congress tries to form budget template/resolution Subcommittees of the Appropriations Committee try to reconcile their spending caps in that resolution with authorized programs Can lead to very difficult decisions Ultimately passing spending bills on annual basis |
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Examples of bureaucratic activities?
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Delivers mail, monitors and protects food supply
Oversees student loans, runs veterans’ hospitals Fights wars, educates children, rehabilitates prisoners Collects taxes, approves pharmaceuticals, lots of others |
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What is the paradox of the bureaucratic activities?
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Public disapproval of big government generally, yet strong approval of individual tasks accomplished by bureaucracy
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What is the Bureaucratic structure?
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Organized by legislative branch
Hierarchical (up to fifty layers) Headed by political appointees (about 4000 at national level) with about 4.1 million “civil service” and other employees |
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What is the Parkinson's Law?
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Work and personnel expandto consume all available resources
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What is the Peter Principle?
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In hierarchical organizations, personnel are promoted up to that point at which their incompetence becomes manifest – hence, all important positions are held by incompetents
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What is Niskanen's Theory?
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Top bureaucrats seek to maximize the total budget of their bureau during their tenure – hence, all bureaucracies are too large
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Wilson said There are at least three ways in which political power may be gathered undesirably into bureaucratic hands. What are they?
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[Lack of accountability] “by the growth of an administrative apparatus so large as to be immune from popular control,”
[Fear of privatization] “by placing power over a governmental bureaucracy of any size in private rather than public hands,” [Unfair treatment] “or by vesting discretionary authority in the hands of a public agency so that the exercise of that power is not responsive to the public good.” |
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What are the other two concerns about burueacracy?
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[Lack of efficiency]
[Iron triangles] Key legislative subcommittees give bureaucrats budgets and policy discretion; bureaucrats give interest groups desired policies; interest groups aid legislators (time and money) |
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How can you overcome the concerns of lack of accountability?
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Elected politicians have numerous levers of control over bureaucrats
Agency heads appointed by President and approved by Senate Congressional control over budgets Congressional oversight hearings keep agencies in line President can manipulate resources, missions, agency structure |
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How can we overcome the fear of privitization?
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Many traditional bureaucratic activities have been privatized
Government contracts for most construction and manufacturing jobs Extends to schools, prisons, foster care, port security Some benefits due to competition and expertise of companies Re-raises fears of lack of accountability |
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How can we overcome the fear of lack of efficiency?
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Could be problematic, yet all large complex organizations (public or private) suffer from such inefficiencies
Balancing interests against one another can approximate efficiency |
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How can we overcome the fear of iron triangles?
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Most have broken down due to growing openness and
transparency of the public policy process Now typically discussed in terms of “issue networks” Heclo: “the iron triangle concept is not so much wrong as it is disastrously incomplete … Looking for closed triangles of control, we tend to miss the fairly open networks of [issue experts]” Could force public to the sidelines |
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Why does congress create bureaucracy?
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• Policy complexity, need for expertise
• Blame-shifting • Constituency service opportunities |
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What is congressional power?
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– Congress creates and empowers agencies with ordinary legislation.
– Congress defines rulemaking authority – Congress provides the funding that allows them to carry out their work through annual budgeting. – Hearings and investigations – Mandatory reports – Inspectors general – General Accounting Office |
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What is bureaucratic power?
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– Program complexity, expertise
– Job security |
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Code of Federal Regulations is reaching how many pages?
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150,000 pages
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how many major rules are added per year?
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600
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Why are there implementation failures?
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“Implementation may fail because the original plan was infeasible” (p. 142)
“Street-level bureaucrats are notorious for being too busy coping with their day-to-day problems to recite to themselves the policies they are supposed to apply” “We can discover and then incorporate [important considerations] into our plans only as the implementation process unfolds” |
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Why is there little hope for effective policymaking?
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we lack a good causal theory of where problems come from, which policies might solve them, and how to implement those policies
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Other implementation problems may arise from?
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Lack of financial resources
Difficulties controlling hierarchical bureaucracies Local variation in targets of policy Too much or too little media coverage Disconnect between views of those adopting policy and those implementing it |
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Effective policy implementation can be achieved by?
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-make general and vague objectives
-assign implementation to sympathetic agenecies who will give it a high priority -give minimum veto points -give enough financial support to conduct analysis and get facts |
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What is judical activism?
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Courts, through interpretation of the Constitution and the laws, now reach into the lives of the people, against the will of the people, deeper than they ever have in American history
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What is judicial review? And when did it begin?
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Most commonly leads to upholding legislation, interpreting how
laws apply to specific cases Occasionally declaring laws unconstitutional Occasionally writing new policies Started on Marbury vs Madison case |
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What are the Approaches to statutory interpretation
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---> Textualist
---> Legislative history |
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What are the legislative checks on judiciary?
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Appointment process
Change in Court size and jurisdiction (especially lower courts) New legislation Constitutional Amendments |
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When does policy evaluation occur?
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following interpretation and implementation
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What is textualist?
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Look to language of statute (or Constitution), do not read
more into it (strict interpretation/construction) May be incomplete – assumes everything not explicitly written is not covered |
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What is legislative history?
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Look at legislative history (focus on intent)
Fear of manipulated debate? Should only intent of supporters matter? How to weigh compromise? |
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What is fire alarms?
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Congress prefers to allow third parties to oversee the executive branch performance by means of established rules and procedures
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What is police patrol?
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examining a sample of agencies at its own initiative
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1946 Administrative Procedures act does what?
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Agency announces it is considering a change
Solicits views of all relevant parties Holds hearings (often trial-like, with testimony, experts, cross-examination) Formulates and publishes provisional rule More comments and hearings Issues and implements new rule (full force of law) Must have written record of substantial evidence in favor of rule, why alternatives rejected Rule overturned by courts if procedures not followed or if arbitrary treatment used |
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what is a faithful translation?
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an ill-formed policy idea or theory would bring into being all the inconsistencies, inadequacies, and/or unfortunate consequences inherent in the pristine conception
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what is a faithless translation?
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straighten out logical defects and/or alter elements so that the consequences were more desirable than those in the original plan
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