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41 Cards in this Set

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Inspection

An evaluation that measures performance against a standard and should identify the root cause of any deviation.

Standard

The way things should be.

Principles of Army inspections

1. Purposeful


2. Coordinated


3. Focused on feedback


4. Instructive


5. Followed up

Principles of Army Inspections


Purposeful

Related to mission accomplishment

Principles of Army Inspections


Coordinated

Does the inspection replicate or compliment another inspection?

Principles of Army inspections


Focused on feedback

Written inspection reports

Principles of Army Inspections


Instructive

Teaching and Training is the overreaching purpose

Principles of Army Inspections


Followed up

To ensure the implementation of corrective actions

Purpose of the OIP

To coordinate inspections and audits into a single, cohesive program focused on command objectives

Role of the IG in the OIP

-Develop the IG inspection program


-Advise and mentor commanders and staffs on inspection policy


-Advise the commander on OIP effectiveness


-Conduct IG inspections

Categories of inspections

1. Command inspections


2. Staff inspections


3. IG inspections

Command inspections


Initial command inspections

ARFORGEN


-All components during reset phase


Non-ARFORGEN


-90 days for Active Component


-180 days for NG and USAR

In order to be a command inspection...

The commander must be present and participate

ICI vs SCI

ICI identifies unit strengths and weaknesses and cannot be used to evaluate a commander



SCI measures progress and reinforces goals and objectives established during the ICI



ICI-Identifies


SCI-Measures

An inspector General Inspection should...

-Pursue systemic issues


-Identify sub-standard performance and determine the root cause

Who may direct an IG inspection?

1. Secretary of the Army (SA)


2. Chief of Staff of the Army (CSA)


3. Vice Chief of Staff of the Army (VCSA)


4. Commander (Directing Authority)


5. The Inspector General (TIG)

5

What is the lowest level organization win which a commander has a staff to perform internal inspections on subordinate units as part of an OIP?

Battalion level

IG root cause analysis


CAUSES

-Don't know


-Can't comply


-Won't comply

What are the three phases of the inspections process?

-Preparation Phase


-Execution Phase


-Completion Phase

What are the components of the preparation phase?

Research


Develop Concept


Commander approval


Plan in detail


Train up


Pre inspection visits

What are the steps of the execution phase?

Visit units


Update the commander


Analyze results and crosswalk


Out brief the proponent

What are the steps of the completion phase?

Outbrief the commander


Taskers


Finalize the report


(Handoff if necessary)


Distribute the report


Schedule follow up

Prep phase


RESEARCH

Narrows the scope of the inspection purpose and inspection objectives

Prep phase


Commander approves the concept

The physical output of this step is the one page inspection directive

Prep phase - plan in detail


INFORMATIIN GATHERIMG DOMAINS

- Interviewing


- Sensing sessions


- Document reviews


- Observations


- Surveys and questionnaires

Prep phase - plan in detail


NOTIFICATION MEMO

Officially notifies the unit or staff agency that an inspection is forthcoming



Should go out al least six weeks before first unit visit

Prep phase - last step


PRE INSPECTION VISITS

Helps to validate and refine your inspection methodology and your information gathering tools



Do not use the information gleaned in this inspection in the final inspection report

Execution phase


IN PROCESS REVIEW

The purpose of the IPR is to share and discuss information the team had gathered so far.

Execution phase


CROSS WALKING

The purpose is to verify or validate the accuracy of what you saw, read or, heard



May take you vertically up the chain or horizontally across command lines.

Execution phase


5 PARTS OF RECOMMENDED FINDINGS FORMAT

1. Finding statement (thesis)


2. Standard


3. Inspection results


4. Root Cause


5. Recommendation


(Should ID or tag the proponent)


Proponent is the person or staff agency you recommend to fix the problem.

Execution phase - outbrief the proponent WHO IS THE PROPONENT?



WHO IS THE PROPONENT?


The person or staff agency responsible to fix the problem



You brief them as a courtesy, not to get their approval

Completion phase (if necessary)


HANDOFF

Handoff is the transfer of a verified finding to a higher level agency or command that can correct the problem

Completion phase - Distibute the report


INSPECTION REPORTS MUST

- Be free of unit or individual info


- Will not be used for adverse action


- Will not be used to compare command or commanders


- Contains appropriate markings (FOUO statement)

In compressed IG inspections...

-IGs make compress some steps by combining others but we'll follow each step of the process.


-Adhere to the 5 inspection principles outlined in AR 1-201

IG responsibilities for Intelligence Oversight

- Inspect OIP to ensure compliance with AR 381-10.


- Report any questionable activities within 5 days to SAIG-IO in accordance with procedure 15.


- ensure that inspected personnel are familiar with and know how to report questionable activities in accordance with procedure 15.

Intelligence components

G2


S2


Anything with MI in the title


Any unit conducting intel

IO inspection methodology

- Identify your commands intelligence components


- Involve your local Staff Judge Advocate


- Request a briefing from these intelligence components on their program to comply with AR 381-10


- Quiz unit or activity members on AR 381-10 using scenarios ( see the IO guide appendix F)


- Phisically check the intelligence files of US person info


- Determine if the unit or activity knows about procedure 15 and how to report a questionable activity

Who can submit an IGAR?

Anyone.

What is a DA form 1559 used for?

- Base control document.


- Document workload.


- Identify trends.


- Identify systemic issues.

IGAP Process

7 step IGAP


STEP ONE 5 FUNDAMENTAL QUESTIONS

1. What do you want the IG to do for You?


2. Do you have any supporting documentation?


3. Have you requested assistance from any other source or agency?


4. Have you given your chain of command and opportunity to address the problem?


5. What is your status?