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172 Cards in this Set

  • Front
  • Back
What percent of the global disease burden do developing countries account for?
90% (yet they only account for 12% of global health spending)
What percent of global health spending do developing countries account for?
Only 12% of global health spending (2% low income countries; 9% middle income countries; 88%high income countries)
Low-Income Scenario
Spend less than $25 per person on health care.

Government revenues are limited by a narrow tax base.

Difficult to afford health insurance

User fees(out of pocket spending) represents 80% of total revenues

International assistance may be source of over half country's health spending

Balance of chronic and infectious disease
Middle-Income Scenario
$25 to $500 person spent on health care

Growth of private health insurance

Expansion of government tax base

Public health insurance possible but not common

Increasing levels of chronic disease
High Income Countries
Most have universal health insurance coverage

Mostly public insurance of government mandated insurance

Most of illness is chronic disease
Is Income Associated with Health Outcomes?
The level of income is highly correlated with many health outcomes

However, within income levels, there are countries with bettwe and worse outcomes
Life Expectancy at Birth vs. Per-Capit Gross National Income (PPP)
Life expectancy increases with increase in PPP
IMR- Deathsper 1,000 Live Births < 1 year vs. Per-Capita Gross National Income (PPP)
Negative Hyperbola

IMR- Deathsper 1,000 Live Births < 1 year decreases with Per-Capita Gross National Income (PPP)
Per-Capital Health Expenditures (Us$PPP) vs. Per-Capita Gross National Income (PPP)
Per-Capital Health Expenditures (Us$PPP) increases with Per-Capita Gross National Income (PPP)
Cause of Deaths in World
Noncommunicable Diseases: 59%

Injuries: 9%

Communicable, Maternal, Perinatal and Nutritional Conditions:32%
Percent of Deaths Attributable to Chronic Diseases
40%- Low income countries

72%- Lower middle income countries

75%- Upper income countries

87%- High income countries
Examples of Countries with Social Insurance
Germany
Switzerland
Israel
Belgium
Netherlands
Japan
Germany- Evolution
First health insurance program - 1883

Created by Chancellor Bismarck in response to worker unrest - Karl Marx

However, Chancellor Bismarck did not want to raise taxes to pay for public health insurance

Required workers and employers to pay for health insurance

Social insurance program (illness, accident and old age) financed by industry and workers
Social Insurance (Germany)
Everyone is covered; the affluent may buy private insurance coverage

Minimum benefit package mandated by government

Job-based premium- percent of wage

Private sector production

Government may control payment rates
Germany- Coverage
Everyone below a certain income level income level is expected to join a health insurance fund (sickness fund) -everyone in a sickness fund pays the same percentage of income- it is a flat tax

Top 10% of income can purchase private insurance
Germany Patients
Free choice among sickness funds

Free choice of general practitioner, specialist, and hospital

Limited cost sharing
German Physicians
Hospital based physicians paid salary by hospital, but can supplement salaries through private patients

Number of training slots set by a formula – control specialty mix
German Physicians - Ambulatory
Private practices

Paid fee-for-service: Prospectively set volume caps

No controls on specialty referrals
Germany - Payment
Negotiation between sickness funds and providers

All sickness funds pay the same rate and all providers are paid based on the same formula: Known as all payor system
Example of Countries with National Health Service
United Kingdom
Italy
New Zealand
NHS - Beginnings
1948 NHS established - good health care should be available to all regardless of wealth - continuation of WWII public health system where government provided all health care services
National Health Service: United Kingdom
Everyone is covered

Basic services covered by the government

Supplemental private insurance possible

Mostly income and corporate taxes

Mostly public sector delivery system: UK is moving towards more decentralization

Government sets budgets
United Kingdom : Patients
Free choice of general practitioner

“Gatekeeping” - referral required for specialty care

Little cost sharing
United Kingdom Physicians: General Practitioners--Primary Care Trusts
Major purchaser of healthcare, led by GPs: Control 80% of NHS budget

Provide primary/community care

Purchase specialty and hospital care

Can serve 250,000 or more persons

Retain surpluses which can be reinvested
United Kingdom -Hospital Consultants
Most employed by NHS

Salaried

NHS salaries are consistent across location and specialty

Many supplement their salaries through private patients
Examples of Countries with National Health Insurance
Canada
Sweden
Denmark
Norway
Australia
Canada -Beginnings
1972 - All provinces and territories provide universal coverage
Canada -National Health Insurance
Everyone is covered

Basic services covered by government

Supplemental private insurance possible

Most general taxes

Private sector delivery system

Government sets budgets
Canada: Patients
Free choice of general practitioner

Little cost sharing

Queues common for non-urgent procedures
Canada: Physicians
General Practitioners

Provide primary/community care

Paid fee-for-service
Canada Physicians: Hospital Consultants
Mostly Self-employed

Paid fee-for-service
US health care spending paradox
US Has Higher Than Expected Spending But Lower Than Expected Life Expectancy
All Health Systems Have Common Elements
Financing -How to raise the money

Pooling – How to distribute the money

Coverage – What services to cover

Delivery - How to organize care provision

Access – How to provide access to services

Each country makes different decisions about each issue
Financing
*Donors & Firms*

Progressive income taxes

Flat taxes – percent of wage income

Premiums –set amount – can be community or experience rated

Out of pocket
What do we mean by risk pooling
Risk Subsidy: cross-subsidy from low-risk to high-risk (health risk)

Equity Subsidy: Cross-subsidy from rich to poor (income)

Cross subsidy from productive to non-productive part of the life cycle (age)
Some Delivery Issues (Health Care)
Integrated delivery systems vs. independent providers

Public vs. private provision
Access (Health Care)
Financial access – ability to pay: What is the maximum percent of your income you should pay for health care

Physical access – number of providers: How close should the nearest provider be
All countries differ in how they provide health care
Each country has different values and different abilities to pay

Many different ways to measure outcomes
Health reform implications
Models focused on outcomes and quality

Redistribution of healthcare spending- threat to safety of net hospitals

Reduction in payment rate on a per incidence of care

Increases in M&A activity

IT infrastructure needs to support EMR and other data connectivity across the continuum of care

DSH payment reductions

Taking risk with physicians on outcomes and reimbursement (e.g. Accountable Care Organizations)
Health Care Spending: Technology and Spending
BCBSA report: 18%

Project Hope: 25-33%

David Cutler: 50%

Vic Fuchs: 81% of economists identify technology as primary cost driver in health care
Statutory Basis for Coverage
Sect. 1862 (a)(1)(A), Title 18, SSA

“Notwithstanding any other provisions of law . . .no payment may be made…for items or services . . [which] are not reasonable and necessary for the diagnosis or treatment of illness or injury.”

“reasonable and necessary” never defined in law or regulation
Reasonable and Necessary: Working definition per CMS
Adequate evidence to conclude that the item or service:
-improves net health outcomes: That matter to patients
-generalizable to the Medicare population
Clinical experts react to Medicare ICD policy
“The Medicare program cannot prove that this technology does not provide a benefit, and therefore is obligated to pay for it.”

“I find it hard to believe that in a country as wealthy as the US, we cannot find the funds to pay for lifesaving technology”

“What Hitler was unable to do, the Medicare program is trying to finish”
Great Expectations for Comparative Effectiveness Research
“Better information about the costs and benefits of different treatment options, combined with new incentive structures reflecting the information….is essential to putting the country on a sounder long-term fiscal path.”
Peter Orszag testimony, June 2007
The Evidence Paradox
18,000+ RCTs published each year

Tens of thousands of other clinical studies

Systematic reviews intended to inform clinical and health policy decisions routinely conclude that evidence is inadequate
The CER Hypothesis
Gaps in evidence will be reduced with greater engagement of decision makers (patients, clinicians, payers) in:
Deciding which questions to study

Working with researchers on study design
CER in Affordable Care Act
Creates Patient-centered Outcomes Research Institute (PCORI):Independent, private, non-profit

Funding builds to ~$600 million by 2013

Comparative clinical effectiveness:
-Evidence generation – new studies
-Evidence synthesis – technology assessments
-Dissemination (20% of budget

Multi-stakeholder governing board
What PCORI Can’t Do
Research findings may not include practice guidelines, coverage recommendations, or payment or policy recommendations. 

Evidence may not be used to discourage someone from choosing a treatment based on how the individual values the tradeoff between extending length of life and the risk of disability.

May not use dollars per QALY (quality adjusted life year) as a threshold to determine what treatment is effective or recommended.
PCORI Background and Mission
PCORI Mission: The Patient-Centered Outcomes Research Institute helps people make informed health care decisions – and improves health care delivery and outcomes – by producing and promoting high integrity, evidence-based information – that comes from research guided by patients, caregivers and the broader health care community



PCORI will produce knowledge by supporting new research and the analysis and synthesis of existing research

The statutory language defining PCORI authorizes research that supports a strong “patient-centered” orientation
Working Definition of Patient-Centered Outcomes Research
Patient-Centered Outcomes Research (PCOR) helps people make informed health care decisions and allows their voice to be heard in assessing the value of health care options. This research answers the following patient-focused questions:

1. Given my personal characteristics, conditions and preferences, what should I expect will happen to me?
2. What are my options and what are the benefits and harms of those options?
3. What can I do to improve the outcomes that are most important to me?
4. How can the health care system improve my chances of achieving the outcomes I prefer?
From CER to PCOR
Original focus was on improving information for patients, clinicians, payers and policy makers: Better decisions in context of anticipated payment and delivery system reforms

Emphasis now shifted to primary emphasis on information needs of patients, especially “patient-centered outcomes”

But health policy forces behind original interest in CER and creation of PCORI have not vanished
Technology and Health Care
A “technology” defines the way in which a service or treatment is provided.

The same diagnostic test or treatment may be provided using different technologies:
-Telemedicine vs. in-person physician visit
-Filling prescriptions by mail order vs. in-person
-Imaging using MRI, CT, or other scanning technologies.
Comparing Technologies
Comparing alternative technologies to diagnose or treat may involve looking at:

Efficiency: cost to provide service or treatment

Accessibility: e.g., telemedicine vs. in-person

Acceptability to patient and provider

Patient satisfaction with service or treatment

Effectiveness: which technology leads to better outcomes?
Frameworks for Assessing Technology
Cost-effectiveness methods are used to assess screening and treatment technologies where effectiveness is measured in quality adjusted life years (Insurance coverage decisions).

For many health problems, there are multiple alternative treatments available and with comparable levels of cost-effectiveness.

How do we decide which is best (for a patient)? This is a quality of care question!!
Definition of Quality of Care
Quality of care is the degree to which health services for individuals and populations increase the likelihood of desired health outcomes and are consistent with current professional knowledge (IOM 1990)”
Institute of Medicine (2001): Crossing the Quality Chasm
Health care must be:
Health care must be:
Safe: avoid injury to patients

Effective: evidence-based treatment

Timely: reduce waits and harmful delays

Patient centered: care provided responds to patient preferences, needs, and values

Efficient: avoids waste

Equitable: quality does not vary by personal characteristics and socio-economic status
Technology = Structure + Process of Care
Donabedian’s Quality of Care Framework

Structure: Facilities, personnel, technologies, availability of services, use of electronic health records

Process of Care:Access, timeliness, diagnostic and treatment processes, follow-up and management

Outcomes of Care: Clinical, health status (functional status), quality of life, satisfaction with services, cost
Comparative Effectiveness Research (CER)
Comparative effectiveness research is designed to inform health care decisions by providing evidence on the effectiveness, benefits, and harms of different treatment options. The evidence is generated from research studies that compare drugs, medical devices, tests, surgeries, or ways to deliver health care (AHRQ website).
Historical Perspective
1970s Congressional technology assessment agency

1989 creation of Agency for Health Care Policy and Research (AHCPR- now AHRQ) - develop guidelines and conduct outcomes research

1990’s growth of outcomes research funded by gov’t, industry, and foundations

2000’s growth in interest in comparative effectiveness research, recognizing randomized controlled trials (e.g., RCT used by FDA to approve new drugs) cannot answer all questions, are costly, and the use of medical technologies continues to change.
ARRA: Comparative Effectiveness
$1.1 billion funding for “comparative effectiveness research”:
-AHRQ administers $300 million
-NIH administers $400 million
-Secretary HHS allocates $400 million

Legislation limited use of findings from CER funded by Congress – not to be used to make coverage decisions and studies should focus on effectiveness and not costs.
Patient-Centered Outcomes Research Institute (PCORI)
PCORI was created to conduct research to provide information about the best available evidence to help patients and their health care providers make more informed decisions. PCORI’s research is intended to give patients a better understanding of the prevention, treatment and care options available, and the science that supports those options.

2012 Budget $50 million
Patient Centered Care
Patient-centered care (IOM 2001) – “providing care that is respectful of and responsive to individual patient preferences, needs, values, and ensuring that patient values guide all clinical decisions”
Rationales for CER
Answer: What treatments work, for whom, and under what circumstances.

Lack comparative information between alternative treatments.

Lack of effectiveness benchmarks – only have efficacy benchmarks.

Limited resources and need information to inform decisions.
What is Different about Comparative Effectiveness?
Attention to what the range of decision-makers want to know: patients, providers, payers, regulators, and policy-makers.

Greater use of existing data sources to compare effectiveness.

Funding of practical clinical trials, testing effectiveness in more representative populations and treatment settings.
Priorities for CER (IOM top 25)
Treatment strategies for atrial fibrillation

Treatments for hearing loss in children and adults

Primary care prevention strategies versus treatments for preventing falls in the elderly

Dissemination and translation techniques to facilitate the use of CER

Comprehensive care coordination programs, such as the medical home
Model of Care Delivery
What is the best way to ensure high quality care and efficiency?:
Avoid doctors and go to emergency rooms when necessary

Primary Care Physician (PCP)

Medical Home or Health Home

Specialty Physician in preference to PCP

Health Maintenance Organizations (HMO)
Quality and Technology
Health technology (Quality) needs to be examined at the population level to ensure all people are receiving beneficial care that is safe.

Assessing technology at the patient level, in the presence of alternative treatments, is complex and learning to use CER in tailoring treatment decisions is the next challenge.

Cost is an important policy consideration.
What Percent of all Health Care Spending did people with Chronic Conditions Account for in 2004?
85% of all Health Care Spending
Age is a risk factor for chronic disease
80% of older population has one or more chronic disease
High costs of Medications
Pharmaceuticals are about 10% health expenditures

Under law, government cannot bargain for lower rates from group purchasing.

Estimated that 12-24% of costs could be saved if meds purchased from Canada.

High costs driven up by new generations of drugs with only slight changes from earlier formulation.

New drugs not tested on older persons
Dementia, aging, exercise: bad news, good news
Two theories: disease may be inevitable as an individual ages vs. at very high age incidence levels off.

Research findings: physical activity and diet reduced risk of Alzheimer’s disease.

Research methods: used DSM III criteria to ascertain dementia. Self reports of exercise.

“Age-related" (ie, occurring within a specific age range) rather than as an "ageing-related" disorder (that is, caused by the ageing process itself)
Preventive Care
Several vaccinations: (influenza, tetanus, pneumonia, varicella)

Cancer screening

Initial “well visit” on enrollment in Medicare

Counseling for life style behaviors

Diet

Exercise

Tobacco and alcohol abuse
Exercise as prevention: other benefits
Slow osteoporosis

Maintenance of homeostasis

Psychological well-being
Dietary regulation as prevention
Weight—propensity for Type II diabetes, reduced mobility

Cholesterol—harmful effects on arterial buildup of plaque

Sodium—harmful effect on blood pressure
Preventive services: improvements in evidence
Screening for cancers:
Mammography
Prostate cancer
Colorectal cancer
Skin cancers
Importance of social engagement
Example- Experience Corps:

Health of older persons improved (did not decline as fast) compared to others who did not volunteer

Well-being

Locus of control
Innovative ideas for delivery of health care for older persons
Hospital at Home

Guided Care

Medical Home (patient-centered care)
Improve transitions in care settings that contribute to high costs
Issue:
national 30 day readmission rates 15-25%

Intervention:
empower patient and family with knowledge about medications; transitions coach

Results:
Readmission rates reduced from 11.9 days to 8.3 days
Determinants of Medical Expenditures in the Last 6 Months of Life
Higher costs if:
Hispanic ethnicity
Black race
chronic disease, incl. diabetes

Lower costs if:
nearby family
dementia
End of Life Care
Palliative vs curative care: Hospice

Living wills and advance directives: (Durable power of attorney for health care)

Rationing, (al la Callahan’s suggestion)
Hospice Care
Hospice is a program of care and support for those who are terminally ill:
-Comfort
-Hospice care is provided by a specially trained team that cares for the “whole person,” including his or her physical, emotional, social, and spiritual needs.
-Hospice provides support to family members caring for a terminally-ill person.

Terminal illness: 6 months or less to live

Hospice services may include drugs, physical care, counseling, equipment, and supplies for the terminal illness and related condition(s).

Hospice isn’t only for people with cancer.

Hospice doesn’t shorten or prolong life.

Hospice focuses on comfort, not on curing an illness.
Rationing
Rationing care:
-By payment
-By price
-By government
-By location
-By wait time

Oregon experience
-Formal
“Rule of rescue”
Rule: Saving the life of someone in imminent danger of dying is more important…

“NICE and its advisory bodies must use their own judgment to ensure that what it recommended is cost effective and takes account of the need to distribute health resources in the fairest way within society as a whole.”
What is LTC?
Range of health, social, & residential services provided to impaired persons over an extended period
Ways to Organize Your Thinking About Long-term Care
Formal v informal

Site:
-Home
-Day care
-Foster care
-Assisted living facility (ALF)
-Nursing home
-Continuing care retirement community (CCRC)

Type of care provided:
-Personal / custodial
-Skilled – Medicare definitions
-Rehabilitation
-Subacute
LTC in the Context of Health Care Reform
Focus on medical house calls for older adults with chronic illness
What are We Getting for Our Money? (LTC)
2004 - 12 million Medicare admissions

20% readmitted within 30 days (2.4 Million)
-½ occur before EVER seeing an MD
-90% are unplanned, cost extra $17 Billion
Principles of Successful Health Care Reform
1-5. COST!!!
6. Bipartisan
7. Preserve individual choice
8. Aligned incentives
9. Organize care around patient need
10. Deliver appropriate care to targeted population to achieve desired outcomes
Key Features of Medical “Home Runs”
Exceptional care for persons with chronic illness:
-“Extraordinary means” to prevent crises
-Longer visits, daily support, 24/7 urgent care
-Coordinate carefully selected specialist, hospital care

Efficient Service:
-EXCLUSIVE focus on elders with chronic illness
-Greater use of HIT
The House Call Medicine Clinical Model
Continuous, comprehensive, longitudinal medical care centered in patient’s residence – not in the body part business

Coordinate ALL medical AND social services over time and setting

Interdisciplinary team care

Geriatrics and palliative care skill sets

Strong medical component: -Physicians, nurse practitioners
-House calls

24-7 access to care

Full EHR

Portable diagnostics

Financially viable for providers and society
Key Elements of Clinical Model
Passionate and skillful staff:
-Physician/ NP/ SW/ Coordinator team
-24/7 access to medical staff and EHR
-Build TRUST with elder and family

Focus on most ill elders (Top 5%):
-Patient/ caregiver satisfaction
-Stop preventable hospitalizations
-Compassionate, fully coordinated care across settings

300 patients per team (7-8 FTEs)
Outcomes of House Call Medicine
VA - 24% reduction in VA costs and 11% in Medicare costs. Highest patient satisfaction of any VA program (83%)

VCU Medical Center- Hospital costs 60% lower. Hospital-based, mobile team treating patients with multiple chronic diseases

Urban Medical House Calls in Boston, MA- Reduced hospital admissions by 29% and hospital days by 34%

U Penn program- Reduced health care costs by 50% and hospitalizations by 64%
Translating this Experience into Policy
Reducing costs by providing a new service designed to better address the needs of highest cost patients
Independence at Home (IAH)
H.R. 2560 (Rep. Markey), S. 1131 (Sen. Wyden):
-Developed by AAHCP and IAH Coalition
-Bipartisan – Co-Sponsors: 13 Senators, 27 Reps

Target high-cost older adults - multiple dxs, impaired function, use of hospital, high-cost hx

Mobile primary care teams:
-Interdisciplinary staff / mobile Dx and Rx technology
-24-7 medical staff and HER

Demonstration to begin fall ‘13 – 10K patients
IAH- New Delivery /Payment System
Accountable care teams coordinate care across setting and time, with required savings

Metrics: Relevant clinical outcomes, Satisfaction, cost-reductions

Share Savings- First 5% to Medicare, then share further savings (? 80/20) with successful providers, to fund
IAH Attacks Root Problems of Current Delivery Model
Shared Savings -> Incentives for better / lower cost care:
-Case management time for complex cases: E.g. Family meeting for EOL discussions / Intensive Coordination/ urgent house calls, mobile technology
-Staff-intensive team
-Travel costs
-Investment revenue for mobile EHR / Dx / Rx

Build clinical and $$ rewards to attract providers

Reduce incentives for:
-Volume of procedures and admissions
How IAH Helps CMS
Transform delivery of care for very ill elders

Improve safety and satisfaction

Prevent high-cost events

Share savings to build geriatrics workforce
Public Health Impact of Excessive Drinking
80,000 deaths and 2.3 million Years of Potential Life Lost (YPLL) in the U.S. each year.

Third leading preventable cause of death

$223.5 billion in economic costs in 2006, or about $1.90/drink; 72% due to lost productivity.

$94.2 billion (42%) paid by government, or about $0.80/drink.
Binge Drinking is the Main Problem
Responsible for over half of the deaths, two-thirds of the YPLL, and three-fourths of the economic costs due to excessive drinking.

≥4 drinks per occasion for women; ≥5 drinks per occasion for men.

Generally leads to acute impairment.

Most common pattern of excessive drinking in the U.S.; over 90% of excessive drinkers binge drink.

Accounts for over half the alcohol consumed by adults and 90% of the alcohol consumed by underage youth
Global Toll of Alcohol
Harmful use of alcohol is increasingly recognized as a global public health problem

Alcohol use was responsible for 3.8% of global deaths and 4.6% of global disability in 2004 (Rehm et al., The Lancet, 29 July 2009)

This is nearly equivalent to the harm from tobacco use, even when allowing for potential health benefits of alcohol use.

Unlike tobacco, the harms from alcohol are concentrated in the early years of life.
The Alcohol Problem
Alcohol is the number one drug problem among young people.

In 2010, 10.0 million U.S. young people ages 12-20 (26.3%) reported drinking in the past month, and 6.5 million reported binge drinking (17.0%). (NSDUH)

Every day, 4,500 kids under age 16 start drinking. (NSDUH)

Every year more than 4,700 people under age 21 die from alcohol-related causes. (CDC ARDI)

The earlier young people begin drinking, the worse the consequences are likely to be.
The Alcohol Consequences
Young people who begin drinking before age 15 are five times more likely to develop alcohol problems later in life than those who wait until they are 21

They are:
-Four times more likely to develop alcohol dependence
-Six times more likely to be in a physical fight after drinking
-More that six times more likely to be in a motor vehicle crash becuase of drinking
-almost five times more likely to suffer from other unintentional injuries after drinking
What works: periodic review of global research literature --> Alcohol: No Ordinary Commodity
Jointly published by WHO and Oxford University Press

Result of reviews by 15 of the most prominent scholars globally in alcohol research

2nd edition just published
Alcohol Evaluating the evidence: summary
Strongest options affect affordability, availability, accessibility, drink-driving deterrence

Marketing restrictions show promise for influencing youth drinking, initiation

Treatment, brief intervention will have limited effects

Educational and media campaigns will have low effect
17 Alcohol reduction strategies with at least 2 + across the board
Alcohol taxes
Ban on sales
Minimum age of purchase laws
Rationing
Government monopolies
Restrictions on hours/days of sale
Reductions in number of outlets
Enhanced enforcement of on-premise laws and regulations

Community action projects
Sobriety checkpoints
Lower BAC limits
Administrative license suspension
Graduated licensing
Legal restrictions on exposure to marketing
Brief interventions
Mutual self-help
Talk therapies
What works? CDC Community Guide to Preventive Services (Alcohol)
Recommended interventions:
Regulation of outlet density (physical availability)

Maintaining limits on days of sale (physical availability)

Increasing alcohol taxes

Enhanced enforcement of laws banning sales to minors

Enhanced dram shop liability law

Range of DUI measures
Range of DUI measures
.08 laws

Lower BACs for young or inexperienced drivers

Maintaining MLDA laws

Sobriety checkpoints

Server intervention training

Mass media campaigns on DUI

Multicomponent interventions with community mobilization

Ignition interlock

School-based education not to ride with drinking-driver only
Insufficient evidence” according to CDC (Alcohol)
Overservice law enforcement initiatives

School-based social norming campaigns

Designated driver programs

School-based peer organizing interventions
What does not work, at least in isolation: Alcohol
The impact of education and persuasion programs tends to be small at best:
-When positive effects are found, they do not persist.
-Among the hundreds of studies, only a few show lasting effects (after 3 years) (Foxcroft et al. 2003).

Media campaigns – IOM/NRC study doubtful that youth-oriented campaign can work, although adult-oriented campaign might.

Casswell et al. in NZ – media campaigns can soften the ground for more effective policies
Alcohol advertising as a risk factor
Recently published longitudinal studies have all found that the more youth are exposed to alcohol advertising and marketing the more they are likely to initiate drinking, even after controlling for other variables.

Forms of alcohol advertising and marketing that predict drinking onset among youth:
-Television beer advertisements
-Alcohol ads in magazines
-Alcohol ads on billboards
-In-store beer displays
-Beer concessions at sporting events
-Per capita spending on alcohol advertising in their media market
-Alcohol use in movies
-Ownership of alcohol promotional items
Alcohol industry self-regulation: Beer Institute code
Beer Institute code:
“Beer advertising and marketing materials should not portray or imply illegal activity of any kind...”

All 32 NFL stadiums have policies limiting beer sales to 2 per customer
Beer Institute Advertising and Marketing Code
Models and actors employed to appear in beer advertising and marketing materials should be a minimum of 25 years old, substantiated by proper identification, and should reasonably appear to be over 21 years of age.
DISCUS code: Alcohol
Advertising and marketing materials should not contain or depict overt sexual activity or sexually lewd or indecent images or language.
Limits of self-regulation: Alcohol
Content provisions unenforceable

Code provisions are weak and can be made weaker with impunity: E.g. 2006 changes in U.S. Beer Institute code

Placement provisions require independent data source and steady monitoring
Center on Alcohol Marketing and Youth (CAMY): What CAMY does
Track alcohol advertising on TV and radio and in magazines

Use standard industry sources – Neilsen, Arbitron, etc. – to measure the audiences for that advertising.

Show that over and over again, kids are exposed to more alcohol advertising per person than adults.
Youth Are Overexposed to Alcohol Advertising in Magazines
In 2008, youth 12–20 years old, compared to adults ≥21 years old, saw per capita
-10% more beer ads
-16% more ads for alcopops
-73% fewer wine ads

The overwhelming majority of youth exposure (79%) came from ads placed in magazines with disproportionate youth audiences
Youth Are Overexposed to Alcohol Advertising on Television
In 2009, 315,581 alcohol product commercials appeared on U.S. television:
-Youth were more likely (per capita) than adults to have seen 21% of alcohol ads (>67,000 ads)
-The average TV-watching youth saw 366 alcohol ads: 1/day
-23,718 ads (7.5%) played to audiences greater than the industry’s 30% threshold

Trends:
-Youth exposure to alcohol advertising on television grew at a rate faster than that for ≥21 years old (2004–2009)
Youth Are Overexposed to Alcohol Advertising on Radio
In 2009, 1 in 11 (9%) of radio placements violated the industry's 30% standard:
-Nearly a third (32%) of advertising placements played to disproportionately youthful audiences
-More than half of youth exposure came from ads placed on programs that youth were more likely to hear per capita than adults
Minority Youth Exposure to Alcohol
CAMY has issued two reports on Hispanic and two on African-American youth exposure to alcohol advertising.

In 2004, compared to the average for youth:
-Hispanic youth age 12 to 20 were exposed to: 20% more alcohol advertising in English-language magazines and More radio advertising for alcohol in 7 of the top 20 markets by Hispanic population in summer 2004

-African-American youth age 12 to 20 were exposed to:
34% more alcohol advertising in national magazines
More radio advertising for alcohol in 6 of the top 10 markets by population in summer 2004
Does the alcohol industry “target” youth?
Cable television study:
Census of 608,591 advertisements on U.S. cable television, 2001 to 2006

Controlled for age (12-20, 21-24, 25+), gender, income, race, year, brand

Each one-point increase in the percentage of the audience that was adolescent was associated with more beer (+7%), spirits (+15%), and alcopop (+22%) ads per viewer-hour, but fewer wine (-8%) ads

Associations even higher for adolescent girls: +49% for spirits, +39% for alcopops ((P<.001 for all).
Alcohol advertising reform: national
Institute of Medicine recommendations (2003):
Industry self-regulation needs to get better – companies should move towards a 15% maximum youth audience composition for their advertising

Why 15%?:
-According to the National Household Survey, there is very little current use of alcohol among those below 12.
-Thus, 12-20 is the population at highest risk.
Young people in the population
Youth 12-20 are 15.0% of total population 12 and above: Magazines, radio only measure 12+ population.

Youth 12-20 are 13.0% of the total population 2 and above:Television measures 2+ population.

A 30% youth audience threshold means youth are twice as likely to be in the viewing/reading/listening audience.
CAMY modeling of impact of various scenarios:
Beam Global standard:
-If adopted by the rest of the alcohol industry, would reduce youth exposure on television by nearly 14% and in magazines by more than 10%

NRC/IOM 15% standard (modeled for last 10 months of 2004):
-Youth exposure to alcohol advertising would have fallen by 20%
-Alcohol industry spending on television advertising would have fallen by 8%
-There would have been virtually no effect on the industry’s ability to reach either 21 to 34 year-olds or 21 to 24 year-olds.
Progress in reducing youth exposure to Alcohol
Magazines (2001-2008):
-Youth exposure down by 53%
-Adult exposure down by 37%
-Drop in how much more advertising youth 12 to 20 saw than adults 21+:Beer and ale: 58% to 24% /Distilled spirits: 52% to 16%

Radio:
-Samples of radio advertising, summer of 2003 and 2004
-Number of markets where youth heard more alcohol advertising than adults fell from 92 of 104 in 2003 to 55 of 104 in 2004

Television:
-spending has increased, youth exposure rising
Facts About Mental Illness
Serious mental illnesses include major depression, schizophrenia, bipolar disorder, obsessive compulsive disorder (OCD), panic disorder, post traumatic stress disorder (PTSD), and borderline personality disorder. 2

Mental illnesses are treatable, but not yet curable.

It is estimated that mental illness affects 1 in 5 families in America.

4 of the 10 leading causes of disability in the U.S. are mental disorders: 1

The Global Burden of Disease Study (WHO, World Bank 1996.) revealed that mental illness, including suicide, accounts for over 15% of the burden of disease in established market economies, such as the U.S. This is more than the disease burden caused by all cancers combined.
Mental Illness and Children
Mental health problems affect one in every five young people at any given time.

Half of all mental illness begins by age 14, according to NIMH research.

Only about a third of children with mental disorders are identified and receive any mental health services.

Undetected and untreated mental disorder leads to school failure/dropout, substance use, violence.

Three of every four children whose mothers bring them to a pediatric emergency department for non-urgent complaints screen positive for mental illness. 4

Research shows that early identification and intervention can minimize the long-term disability of mental disorders. 5

WHO: by 2020, childhood psychiatric disorders will rise by over 50%, to become one of the five most common causes of morbidity, mortality, and disability among children. 6
Suicide is a Serious Public Health Problem
Suicide is a major problem among younger people – 3rd leading cause of death in the 10-24 year age group.

In 2007, 14.5 % of U.S. high school students reported that they had seriously considered attempting suicide during the 12 months preceding the survey. More than 6.9 % of students reported that they had actually attempted suicide one or more times during the same period.

Over 600,000 youth report having made a suicide attempt serious enough to require medical attention.

Suicide is now the 10th leading cause of death among all Americans (range:10-80 years), with more than 36,000 deaths annually.

Each year almost twice as many Americans die from suicide than homicide - 16,765 homicides in 2000.

An American dies by suicide every 16 minutes; nearly 80% are males
The Problems People with Serious Mental Illness Face:
Stigma and social isolation

Limited access to insurance

Fragmented, acute care services for chronic illnesses

Public fear of violence

Lack of adequate housing

85% unemployment rate

Co-morbidity and premature death due to cardiovascular, respiratory and metabolic disorders
Morbidity and Mortality (Mental Illness)
While the causal relationship between physical and mental illness is not fully understood, mental illness can contribute to the onset of physical illness.1

Depression has emerged as a risk factor for chronic illnesses such as hypertension, cardiovascular disease and diabetes, and it is an independent cardiac risk factor. 2

The risk of onset for coronary artery disease in patients with depression is 1.6 times that of the general population.3

Children and adolescents who suffer from depression are more likely to suffer from physical health problems, including asthma and obesity, in adulthood.4

As a mortality risk factor, the effect of depression is comparable in strength to smoking.5

An October 2006 NASMHPD study describes an alarming finding that people with serious mental illness experience twenty-five years of lost life due to physical not mental disorders. 6
Psychiatric Medication Side Effects
Side Effects:
-Sedation
-Movement disorders
-Heart problems
-Weight gain
-Diabetes

Black Box warning:
-A black box warning means that medical studies indicate that the drug carries a significant risk of serious or even life-threatening adverse effects.
-Required on all antidepressants which may result in increased risk of suicidal tendencies in children and adolescents.
Schizophrenia Treatment - A Failing Mental Health System?
The Schizophrenia Patient Outcome Research Team (PORT) Study was a five-year study to identify treatments and services that have been proven to effectively reduce the symptoms of schizophrenia and thus improve functional status and recovery.

The study examined the treatment received by hundreds of individuals with schizophrenia to see if average patients were receiving effective treatments.
The results were as follows:
-Only 29.1% of people with schizophrenia received the appropriate dosage of anti-psychotic medication
-Fewer than half of the people with schizophrenia who also suffered from depression received antidepressant medication
-Fewer than one in ten families received even minimal education and support yet up to 60% are regular caregivers

The PORT study makes clear the healthcare system routinely fails to provide adequate care for persons with schizophrenia.
Mental Illness and Homelessness
Approximately one-third of the estimated 744,000 Americans who are homeless have serious mental illnesses. One-half have substance-use disorders. 1

People who are homeless frequently depend on the highest-cost public service systems – emergency rooms, hospital psychiatric beds, detox centers, residential treatment programs and jail cells. This is a huge and unnecessary burden on health, mental health and correctional systems. 1

In 2001, a University of Pennsylvania study that examined 5,000 homeless people with mental illnesses in New York City found they cost taxpayers an average of $40,500 a year for their use of emergency rooms, psychiatric hospitals, shelters, and prisons. 2

Families are the fastest growing segment of the homeless population, accounting for almost 40% of the nation’s homeless. The average homeless family is composed of a young, single mother and two children under the age of 6. 1

Children (6-17yrs) who are homeless have high rates of mental illness. One in three homeless children have at least one major mental disorder. 1
Are Jails The New Asylum?
Northwestern University conducted a study of 1,829 teenagers in a juvenile detention center over four years. Nearly 60% of males and more than two thirds of females were found to be suffering from at least one mental or substance abuse disorder.

More than 106,000 teens are currently in custody in U.S. juvenile facilities. Many poor and minority youth with psychiatric disorders slip through the cracks in the juvenile justice system. 1
Recent National Progress: Mental Health Parity & Health Reform
The Paul Wellstone and Pete Domenici Mental Health Parity and Addiction Equity Act (MHPAEA) passed Congress and was signed into law by President George W. Bush in 2008.

The Patient Protection and Affordable Care Act (health care reform) was passed by Congress and signed into law by President Barack Obama on March 23, 2010. Additional changes to the law were made through the reconciliation process and were signed into law on March 30, 2010. Together, these laws are commonly referred to as the Affordable Care Act (ACA).
Mental Health Parity
Quantitative (e.g., co-pays, deductibles) and non-quantitative (e.g., medical management techniques) benefit limitations must be no more restrictive for mental health and substance abuse benefits than for medical/surgical benefits under MHPAEA.

No separate lifetime or annual benefit limits on mental health or substance abuse benefits*

No separate deductibles for mental health and substance abuse services

Co-pay amounts must not be greater than those for substantially all medical and surgical services

Equitable medical management of access to services required

If medical/surgical services are offered in any of six benefit classifications, they must also be offered for MH and substance abuse services

Interim final regulations now in effect, but no final regulations.
The Affordable Care Act and Mental Health
Expands access to coverage

Creates and expands consumer protections on health insurance coverage

Establishes new demonstration projects to improve access and quality while reducing costs

Strong focus on prevention
ACA: Key Mental Health Provisions
Qualified health plans in the Exchange and small group and individual plans will be required to offer a defined, minimum benefit package that includes mental health and substance abuse coverage

Mental health parity protections newly extended to plans in the Exchange and adult Medicaid coverage

New Medicaid and Medicare improvements and demonstration projects, e.g., Patient Centered Medical Home, co-location of care, etc.

Authorized improvements in mental health services and suicide prevention in the Indian Health Service

Authorized Centers of Excellence for Depression, Post-Partum Depression efforts

Workforce training and expansion

Public Health Outreach and Education

CLASS Act, long-term care insurance
Key Attributes of Effective Clinical Communities
1) Establish a small, strong ‘integrating core’
2) Have a clear theory of change~ but are able to adapt
3) Identify and provide resources and training
4) Deal with conflict and hold community together
5) Foster a sense of community
6) Collect and use data wisely
7) Use hard and soft tactics
8) Recognize the importance of context
How clinical communities work
Operate through a small vertical integrating core, but derive their force from horizontal links between members

Mobilize the collective action, social norms, reciprocity and cooperation of all participants

Encourage participatory, collaborative forms of decision making

“Light on their feet”
-Adapt work dynamically in response to learning and contribution of members, and local context
Interdisciplinary Science
Biologic - evidence-based practice

Human Factors – identifying and mitigating barriers

Epi/HSR – design and evaluation

Psychological – adaptive challenges

Sociological – clinical communities

Economics – socio- economic incentives

Systems Engineering
Improving Care: CUSP
Educate staff on science of safety

Identify defects

Assign executive to adopt unit

Learn from one defect per quarter

Implement teamwork tools
Improving Care: Translating Evidence Into Practice (TRiP)
Summarize the evidence in a checklist.
-Wash your hand, clean skin with chlorhexadine, avoid femoral site, use barrier precautions, ask daily if you need the catheter

Identify local barriers to implementation

Measure performance

Ensure all patients get the evidence:
-Engage
-Educate
-Execute
-Evaluate
Why Improving Care via CUSP and TRiP worked:
Guided by science (biologic, clinical, human factors and systems engineering, psychology, sociology, economics, epidemiology, informatics, biostatistics)

Had clear theory of change

Kept score with measure clinicians believed valid

Modified locally to fit context

Focused on adaptive work

Unit level intervention with senior support

Framed CLABSI as a social program capable of being solved

Created a community
Health Information Domains
Consumer-Patient

Provider: physician, nurse, dentist

Public Health

Research and Policy

Business applications
Why do we need Health Information Technology (HIT)?
Largely paper-based systems have existed.

Fragmented systems: each provider and insurer utilizes own forms and codes.

Patients generally lack access to their own medical information.

Public health relying on paper reports to identify outbreaks of infectious diseases.
Health Information Technology: Billing and Administrative Data
Today it is almost entirely electronic.

Health Insurance Portability and Accountability Act (HIPAA) law required (1996):
-Standardization of transactions and codes
-Standards of security and privacy protection

Many users: providers, insurers, health system managers, policy analysts, and researchers.
Health Information Technology: Medical Records
Electronic health records (EHR) that are interoperable

Records accessible when and where needed
Issues for EHR
About one-third of doctor’s offices have a basic EHR and growing numbers are interoperable:
-Exceptions are the VA and large health plans and in some states with operating Health Information Exchanges (HIE).

Interoperability requires standards that govern the structure of content and transmission.

Confidentiality: Concerns about
-A national unique patient identifier
-Sharing medical information with any provider
Incentives for EHR Adoption
ARRA provides financial incentives for EHR adoption through Medicare and Medicaid payments.

Incentive payments provided for “meaningful uses of EHR.”
-Incentives begin in 2011-2014
-Meaningful use requirements change over time
Meaningful Uses: Staged Implementation
I. Electronically capturing health information in a coded format; using that information to track key clinical conditions and communicating that information for care coordination purposes.

II. Continuous quality improvement at the point of care and the exchange of information in the most structured format possible, e.g., electronic transmission of orders entered using computerized provider order entry (CPOE) and the electronic transmission of diagnostic test results

III. Decision support for national high priority conditions, patient access to self management tools, and access to comprehensive patient data and improving population health.
Continuity of Care Record (CCR)
A snapshot in time: A core data set of the most relevant facts about a patient’s healthcare.

Organized and transportable.

Prepared by a practitioner at the conclusion of a healthcare encounter.

To enable the next practitioner to readily access such information.

May be prepared, displayed, and transmitted on paper or electronically.
Public Health Information
Public health departments operate many program-specific information systems, but cannot link data on individuals across systems. What are examples of public health information systems?

Very little information is available on the health of local and state populations beyond death and birth data.

National Center for Health Statistics (NCHS) provides national health data, but surveys do not have the numbers for describing state and local health


Environmental data:
-Exposures (pollution: water, ground, and air)
-Risks (defines exposures creating health risks)

Occupational data
-Safety in the workplace

Highway Safety data

Crimes and Law Enforcement data
Issues for Public Health
Integrated data systems are needed to maximize the value of public health data, including electronic surveillance.

Communities need access to their health data.

Federal and state funding is for individual programs, not for integrated information infrastructure.
Realizing the Potential of HIT
Comprehensive knowledge-based network of interoperable systems

Capable of providing information for decision-making (from patient to policy) when and where needed.

(Not a central repository of personal medical data and public health data)
Personal Health Record (PHR)
Intermediate Solution

PHR is owned by the patient with the potential to integrate information coming from billing, medical records, and patient recorded information.

Patient can decide how to share content of PHR, if at all.

Microsoft and Google supporting PHR and software vendors expected to develop applications.
Individual Mandate (ACA)
All Americans required to have health insurance
-Exceptions include: financial hardship, religious objections, American Indians, uninsured less than 3 months, insurance would cost more than 8% of income, or earning too little to file Federal income tax

Penalty for failure to have insurance: greater of $695 per person per year or 2.5% of household income
Affordable Coverage (ACA)
Exchange will subsidize coverage if affordable employer insurance not available:
-Premium subsidy for 100%-400% of poverty-level income: cost no more than 2% of income at 133% of poverty-level with sliding scale up to 9.5% of income for 400% of poverty level ($88,200 in a family of four)
-Limits on amount of cost sharing by income

Estimated cost $350 billion for 2010-2019

Estimated health insurance rebates in 2012 = $1.3 billion
Minimum Coverage (ACA)
No lifetime caps on benefits are allowed – many policies currently have lifetime benefit caps

Preventive services coverage not subject to copay and deductibles

Cannot deny coverage for pre-existing conditions

Mental health and substance coverage have parity with medical coverage
Employer (ACA)
Employers with 50 or more employees must provide health insurance that meets or exceeds coverage standards or pay penalties

Possible concern: How many employers may find the penalty more attractive than providing health insurance coverage?
Medicaid (ACA)
Expands Medicaid coverage to include 133% of the poverty income level

Increased Medicaid enrollment initially subsidized by Federal government

Medicaid payments to primary care providers for primary care services will be increased to 100% of Medicare payment levels in 2013 and 2014 with 100% Federal financing
Overall Cost ACA
Cost over next 10 years is $938 billion

Cost financed by:
-Savings from Medicaid and Medicare
-New taxes and fees

Overall impact: reduces projected deficit by $124 billion over ten years and reduces projected uninsured by 32 million in 2019
Issues Likely Unresolved ACA
Projected growth in Medicare program costs likely to continue as retiree population grows
-Is the proposal to end Medicare as an insurance program and give people vouchers to buy insurance an improvement?

Health reform reduces numbers of uninsured but not everyone will have health insurance

Improving quality performance of health system and increasing efficiency
Medicare Program Costs ACA
Cost drivers:
-Persons over age 65 increase from 13% to 20% by 2030
-Annual increases in Medicare costs higher than GDP growth in most years driven principally by technology and inflation with only 1% attributable to aging of Medicare population
Medicare and Health Reform ACA
Increase Medicare payroll tax by 0.9% in 2014

Change payment for Medicare Advantage plans

Reduce annual price updates

Establish an Independent Payment Advisory Board to submit legislative proposals to reduce per capita growth in Medicare spending

Create an Innovation Center at CMS
Who will be uninsured? (ACA)
Illegal immigrants

Persons unwilling to pay for health insurance and willing to take risk of being caught and paying penalty

Persons who feel they are unable to afford health coverage even with the subsidies
Quality of Care
Medical errors in hospitals kill more Americans each year than automobile accidents

National study of quality of care found only 55% of the care meets standards based on scientific evidence

Trend to pay for quality or pay for performance
Policy Context
Health care costs: Number 1 policy issue unless health reform “bends the cost curve”

Quality of care: Appears most Americans focus on “choice of physician and hospital” as the key to quality. Is an informed choice possible?

Equity: Insurance for everyone is a desirable goal most Americans endorse but few are willing to pay more to achieve this goal.
Policy Process: Where do policy issues come from?
Budgeting process when there is a lack of resources (taxes less than expenditures)

Advocacy: constituents seek help from President and Congress as do other stakeholders

External threats and opportunities
Policy-making Process
Building support for issue and position

Identifying key stakeholders and their positions

Developing political strategy: which stakeholders will support, will not oppose, and will oppose; what is their political capital; and are there reasonable compromises negate opposition?

Leadership: Who in Congress will assume a leadership role or will the President?
Policy Outcomes
Incremental reforms are most common but you have witnessed a major reform

Timing may be critical to success

Compromises to gain support likely to weaken reform

Implementation is an uncertain process, requires leadership and budget appropriation

Evaluation of policy implementation important to assess if reforms are making a difference
Key roles of Public Health
Surveillance: Focus on population health
Policy Development
Assessment
Your Role and Mine in Policy
Be knowledgeable of health care issues

Learn about the perspectives of all the stakeholders

Use good science as a basis for advocacy and focus on what will benefit people’s health

Advocate for ethical treatment of all people

Don’t be discouraged: History shows a few people can provide the leadership to achieve important policy changes