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35 Cards in this Set

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Theories of Government
Elitist Theory- a small segment of the society dominated by the wealthy property owners who control the institutions of government

Pluralist- different groups workin together through compromise

Majoritarian- also called direct democracy, a majority vote that determines policy usually in the form of referendum or initiative
Initiative and Referendum
Initiatives and referendums are key components of direct democracy that are among the political reforms that came about during the progressive era

Initiatives are citizen-led proposals that get on the ballot after a certain number of signatures are obtained on a petition

Legislative referendums appear on the ballot after the legislature votes to place a proposal on the ballot

Twenty-four states allow initiatives and referendums

Can be challenged in courts like any other legislative acts.

Ex. Prohibition of gay marriages, legalization of marijuana
Declaration of Independence
1776

Ideas taken from Locke, Rousseau, and Montesquieu

Locke's principles include natural rights, life, liberty, and property and the consent of the governed

Offers a new philosophy of gov. that includes "unalienable rights" that leads to a limited gov proposed by Montesquieu

Creates a rationale for breaking away from England in a series of grievances such as tax without rep. and the quartering of soldiers in houses.
Articles of Confederation
1781-1789

State governments stronger then Central Gov.

No Chief Executive

One house of congress had power to declare war, sign treaties but no power to levy revenues (impose taxes)

No national court system

One state, one vote- larger states at the mercy of smaller states

States could impose tariffs on each other and could print money

Significant achievement was passage of the Northwest Ordinance in 1787 (Eliminated Slavery in the new north-western territory)

Change required unanimous vote
Shay's Rebellion
1786-1787

Daniel Shays was a veteran of the American Revolution and a farmer who found himself in debt

He led an insurrection against the Massachusetts gov after his farm was put up for auction because he was unable to pay taxes

Because of the weaknesses of the Articles of Confederation, the national gov could not respond to this uprising.

Shays' army was defeated by the state militia after a year
Constitutional Convention Compromises
1787

Convention called to initially AMEND the Articles of Confederation

Delegates came up with two major compromises that resulted in the adoption of a new Constitution.

Great Compromise established a bicameral legislature. It was called the Connecticut Plan. It Merged the New Jersey PLan, which advocated a single chamber, with equal representation and the Virginia Plan that favored a single chamber based on population.

The Three-Fifths Compromise settled the issue of slave representation. Three-fifths of the slaves would be counted for representation purposes; fugitive slave law extended the ban on slave trade

No tariffs on states or on exports
The Federalist Papers
1788

Written by Alexander Hamilton, John Jay, and James Madison, Madison used the pen name Publius

Outlined the reasons for ratification of the Constitution

Outlined the necessity of a gov that would be forced to compromise as a result of the separate powers of each branch.

Argued that the proposed constitution did not need a separate Bill of Rights since the constitution had safeguards protecting individual rights
Federalist Paper #10
1788

Written by James Madison, it outlined the reasons for the ratification of the Constitution.

Centered on the "tyranny of the majority" and said that factions were inevitable. It made the claim that a republic would counter these factions

This republic is defined as individual states that have a defined power relationship with a central government

The federal system would keep factions formed in the states from taking control by national government.

Quote: "By a faction, I understand a number of citizens, wheteher amounting to a majority or a minority of the whole, who are united and actuated by some common impulse of passion, or of interest, adversed to the rights of other citizens, or to the permanent and aggregate interests of the community."
Federalist Paper #47
1788

Written by James Madison

Makes the Argument that separation of powers and checks and balances should exist among the three branches of gov.

Explains that checks and balances protects each branch of gov from becoming too powerful.

this form of gov also protects the country from invasion

Without checks and balances and separation of powers, citizens would face a loss of liberty.

Quote: "IT is agreed on all sides, that the powers properly belonging to one of the departments ought not to be directly and completely administered by either of the other departments
Federalist Paper #51
1788

Written by James Madison

Defines the relationship among the three branches of gov as independent

To stay independent, no branch should have the total power to choose members of the other branches

By creating a bicameral legislature, it protects the people from legislative tyranny

Explains that each branch of gov should be selected in different ways.

Quote: "It is evident that each department should have a will of its own; and consequently should be so constituted that the members of each should have as little agency as possible in the appointment of the members of the others."
Preamble of the Constitution
1789

The introduction to the Constitution stating its purposes

To form a more perfect Union

To establish justice

To insure domestic tranquility

to provide for the common defense

to promote the general welfare

to secure the blessings of liberty
Constitutional Principles
1789-PRESENT

Separation of powers for each branch of gov; a division of powers between the federal and state govs

Checks and balances giving each branch checks on the others; the elastic clause giving congress implied powers

A federal Judiciary that has the supreme court as the court of the last resort

Rights guaranteed to citizens; rights guaranteed to the states

An amending process; a supremacy clause that makes the Constitution the supreme law of the land
Legislative Powers
Defined in Article 1 Section 8

Collect taxes, pay debts, borrow money, coin money, make laws dealing with counterfeiting

Regulate interstate and foreign commerce

Establish an army, create a national guard, declare war, punish piracy

Establish a post office; make copyright laws

Make laws dealing with immigration and naturalization

To make all laws "necessary and proper" also known as the elastic clause
Elastic Clause
Also known as the necessary and proper clause

Found in Article 1 section 8 clause 18

Gives Congress an implied power to "make all laws which shall be necessary and proper for carrying into Execution the foregoing Powers..."

Enables congress to expand its powers and makes the Constitution a document that changes with the times.

Ex. Congress using the elastic clause applying it to the interstate commerce clause to pass civil rights legislation.
Enumerated, Delegated, Implied, and Concurrent Powers
Enumerated and delegated powers are those powers that are listed in the Constitution and given to the Legislative branch

Implied powers are those powers that expand the scope of Congress, the pres, and the supreme court

The Implied power for congress is the elastic clause. The Implied power for the president is the inherent power and the assumed power for the Supreme Court is judicial review

Concurrent powers are those powers that both the federal government and state government have in common such as a court system and the power to tax
Powers Denied to Congress
Found in Article 1 Section 9 of the Constitution

Prohibits COngress form suspending the Writ of Habeas Corpus (gives people due Process)

Prohibits Congress from passing a Bill of Attainder (a predetermined sentence without trial or an ex post facto law (a law that is retro active)

Prohibits Congres from passing an import or export tax on states

Prohibits Congress from giving any titles of nobility to a citizen.
Executive Powers
Found in Article II of the Constitution

Makes the president the "chief of executive"

Gives the president the title of "Comander-in-chief"

Gives the president the power to sign or veto legislation

Gives the president the power to sign treaties

Gives the president the power to appoint officials in his administration

Gives the president the power to grant pardons and reprieves
Inherent Power of the President
Inherent power of the president that expands the power of the president

Derived from the delegated authority of the president as the chief executive and commander-in-chief

Explained through presidential signing statements that are attached to legislation

Expanded by use of executive privilege, executive orders and precedent.

Examples: The president committing troops to foreign countries without seeking a declaration of war; the president establishing an electronic warrant-less surveillance system without congressional approval; the president using a signing statement on a bill that prohibits torture to reserve the right to use interrogation techniques that the president deems legal.
Judicial Powers
Found in Article III of the Constitution

The Constitution vests all judicial power in a supreme court and "inferior" courts established by Congress

Powers expanded as a result of the application of judicial review in the case Marbury v. Madison (1803)

Gives the courts power to hear cases that deal with laws and provisions of the US Constitution and treaties made through original jurisdiction and appellate jurisdiction
Marbury V. Madison
1803

Facts: William Marbury was appointed as a justice by President John Adams as part of his "midnight appointments"; Marbury never received the appointment because James Madison did not sight the Papers

Issues: Did the Supreme court have the power to enforce a Writ of Mandamus (an order that would direct Madison to make the appointment of Marbury)? Was the Judiciary Act of 1789 correct in sending the case directly to the Supreme Court for review using original Jurisdiction

Decision: Chief Justice John Marshall wrote that even though Marbury should have been appointed, the Supreme court did not have the power to make that decision because the Judiciary Act of 1789 was unconstitutional.

Significance: As a result of this case, the Supreme Court assumed the power of Judicial review that gave the courts the power to rule laws unconstitutional.
Checks and Balances
Each Branch of Gov has specific delegated powers given to them in the constitution

These powers limit the power of another branch of gov

Ex. Pres appoints officials; Senate must confirm them; President is commander-in-chief; Congress declares war; Congress passes legislation; president signs or vetoes legislation; Supreme Court decides whether legislation is constitutional.

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Division Of Powers
Derived from article IV of the Constitution and the Tenth Amendment- Reserve Power clause

Establishes the federal system of gov

Defined as the differentiation of powers that the federal and state govs have

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Full Faith and Credit
Found in Art IV of the constitution

Establishes the legal recognition of one state's law by every other state

Ex. If a person is married in one state, the marriage is recognized by other states allows one state to enforce its own laws if a resident flees to another state

Congress passed the defense of Marriage act in 1996, which makes gay marriage an exception to the full faith and credit clause
Amending Process
Found in art V of the constitution

Two methods of amending the constitution

The first method used to amend the constitution directs the congress to pass the amendment by a two-thirds vote and then the amendment is sent to the state legislatures. Three-fourths of the state legislatures must pass the amendment. There is usually a time limit amendments have to be passed.

The second method used to amend the constitution directs the calling of a constitutional convention by two-thirds of the states to propose the amendment after which three-fourths of the states must pass the amendment. This method has never been used.

There are currently twenty seven amendments.
Supremacy Clause
Found in article VI of the US constitution

Establishes that the constitution is the "supreme law of the land"

The Basis of conflicts between state gov and federal gov

In most cases, if a state law or state action conflicts with federal law, the federal law is held to be the law that applies

The Civil War was fought in a large part as a result of the South challenging the supremacy clause as it applied to the issues of states' rights and slavery
Federalism
Federalist Paper #10 argued that a federal system would guarantee civil liberties and would counter factions.

Federalism is the relationship between the national and the state govs that has evolved since the constitution was ratified

Federalism has raised the issue of the extent state govs should have sovereignty versus the extent the federal government should be able to interfere with the state govs

The general rule is that when the state govs do not address significant social or economic issues the federal gov passes legislation that forces the state govs to address the issue.
Federalism Timeline (1789-Present)
Dual or Layer Cake Federalism (1789-1865)

Dual Sovereignty (1865-1932)

Cooperative or Marble Cake Federalism (1932-1964)

Creative Federalism (1964-1968)

New Federalism (1968-1992)

Fiscal Federalism (1968-Present)

Devolution (1994-Present)
Dual or Layer Cake Federalism
1789-1865

Defines a narrow relationship between federal and state govs

Uses a layer cake as a metaphor to describe distinct differences between federal and state powers (top layer is federal powers, bottom is state powers)

Federal powers defined as those powers that are delegated in the constitution to the federal gov

State powers defined as those reserved powers that give states' rights

The relationship between the federal Gov and States was characterized by differences
Dual Sovereignty
1865-1932

Post-Civil War relationship between national and state govs

Federal and state govs each exercise authority over their citizens without interference from the other

Federal gov attempted to define it through reconstrucitno and the passage of the 13 14 and 15 amendments of the constitution

Southern states responded by passing Jim Crow laws and instituting segregation

Supreme court decisions such as Plessy v. Ferguson (1896) reinforced the rights of states to defy the intent of the 14th amendment
Cooperative or Marble Cake Federalism
1932-1964

Developed as a result of the New Deal Legislation

Defines federalism as the intrusion of national government into what was traditionally state government authority.

Uses a marble cake metaphor to describe how the congress using the elastic clause is able to pass legislation that results in an overlapping of state and government affairs

State and national government cooperate and the people get the benefit of services provided by both state and federal govs
Creative Federalism
1964-1968

Developed as a result of president Lyndon Johnson's Great Society policies

Characterized by costs shared between the national and state govs for programs that the state gov traditionally paid for.

Created rules and guidelines set by the federal gov for states to get benefits

Provided for the dual administration of such programs as Medicaid

Was the precursor of the fiscal federalism
New Federalism
1968-1994

Developed by President Richard Nixon and implemented by President Ronald Reagan and President George H.W. Bush

Federal gov gave more power to the states by decentralizing federal gov services and programs

The result would be a downsizing of federal gov

Used revenue sharing and block grants, a policy that has the federal gov providing money to the states for specific mandated programs

President Reagan extended "New Federalism" concept by reducing the federal income tax and reducing spending, thus reducing the amount of money the federal gov would provide to the states.
Fiscal Federalism
1968-Present

Defines Federalism as the means by which the federal gov. provides monetary support to the states

Utilizes grants-in-aid as a form of financial incentives to the states

These grants include categorical grants that can be project grants or formula grants

Revenue sharing in the form of block grants is also utilized by the federal gov

States receiving these benefits get them as part of funded mandates.
Grants-in-Aid
Defined as the money provided by the federal gov to the states for specific purposes

They include categorical grants that are defined as federal aid that meet the criteria of a specific category (for example--education, health welfare) and have specific criteria attached to them.

The grants-in-aid also include project grants that are competitive and awarded to those individuals or states that meet the criteria of the project the federal gov initiates

Grants-in-aid also include formula grants that have specific rules and a formula for who is eligible for the grant. Many of these formulas have economic criteria such as per capita income levels.

Block grants are grants that are given for specific purposes to all the states. For example, the Welfare reform Act of 1996 was funded by a block grant to the states that initiated a workfare program
Devlolution
1994-Present

Defined as a return of power to the states

Initiated by the Republican Party after they regained control of congress in 1994

President Bill Clinton recognized the change in the 1995 State of the union address when he acknowledged, "The era of big gov is over"

Utilizes various tools of fiscal federalism to accomplish the goal of increasing state power.

Emphasizes the Tenth Amendment reserve power clause as the constitutional basis of devolution

Supported by supreme court decisions that overturn federal laws that attempt to control state perogatives