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8 Cards in this Set

  • Front
  • Back
Guarantee
NOTHING
NOTHING is
TAX-Free
NASD & SEC verify, approve, or endorse
NOTHING

(They regulate and enforce the rules and regulations.)
EVERYBODY'S
GUILTY
NOTHING is done at the
"option of the investor"

(Terms are found in contracts and prospectuses.)
NASD and SEC can ask
for anything they want, any time they want
NASD and SEC can do
anything they want if you're are guilty
Things must be in writing
and done before the act