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8 Cards in this Set
- Front
- Back
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Guarantee
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NOTHING
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NOTHING is
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TAX-Free
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NASD & SEC verify, approve, or endorse
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NOTHING
(They regulate and enforce the rules and regulations.) |
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EVERYBODY'S
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GUILTY
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NOTHING is done at the
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"option of the investor"
(Terms are found in contracts and prospectuses.) |
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NASD and SEC can ask
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for anything they want, any time they want
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NASD and SEC can do
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anything they want if you're are guilty
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Things must be in writing
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and done before the act
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