• Shuffle
    Toggle On
    Toggle Off
  • Alphabetize
    Toggle On
    Toggle Off
  • Front First
    Toggle On
    Toggle Off
  • Both Sides
    Toggle On
    Toggle Off
  • Read
    Toggle On
    Toggle Off
Reading...
Front

Card Range To Study

through

image

Play button

image

Play button

image

Progress

1/8

Click to flip

Use LEFT and RIGHT arrow keys to navigate between flashcards;

Use UP and DOWN arrow keys to flip the card;

H to show hint;

A reads text to speech;

8 Cards in this Set

  • Front
  • Back
  • 3rd side (hint)

a. explain ethics.

Ethics refers to the study of making good choices. Ethics encompasses a set of moral principles and rules of conduct that provide guidance for our behavior.

Reading 1/5 Ethics and Trust in the Investment Profession / Learning Outcomes a-h

b. describe the role of a code of ethics in defining a profession.

A code of ethics helps foster public confidence that members of the profession will use their specialized skills and knowledge to serve their clients and others.


Reading 1/5 Ethics and Trust in the Investment Profession / Learning Outcomes a-h

c. describe professions and how they establish trust.

Ii

Reading 1/5 Ethics and Trust in the Investment Profession / Learning Outcomes a-h


d. describe the need for high ethical standards in investment management.

Ii

Reading 1/5 Ethics and Trust in the Investment Profession / Learning Outcomes a-h

e. explain professionalism in investment management.

Hh

Reading 1/5 Ethics and Trust in the Investment Profession / Learning Outcomes a-h



f. identify challenges to ethical behavior.

Yy

Reading 1/5 Ethics and Trust in the Investment Profession / Learning Outcomes a-h



g. distinguish between ethical and legal standards.

Hh

Reading 1/5 Ethics and Trust in the Investment Profession / Learning Outcomes a-h


h. describe a framework for ethical decision making.

Jj

Reading 1/5 Ethics and Trust in the Investment Profession / Learning Outcomes a-h