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51 Cards in this Set

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  • Back

What is the "second pillar" of procedural fairness?

Impartiality

What are the two elements of impartiality?

Individual impartiality: decision-maker must be free from individual bias




Institutional impartiality: tribunal/agency must not be structured to suggest that its decisions favour one party over another

What is Bias?

An interest, attitude, relationship, or action that leads a decision-maker to favour one party over another

What is a reasonable apprehension of bias?

appearance of bias to a reasonable, well-informed observer

In the case of tribunals, what two impartiality components are required?

1. decision-maker must start the hearing with an open mind and must reserve judgement until all evidence and arguments have been presented -individual bias


2. the tribunal itself must be reasonably independent of any government agency that is party to the hearings - institutional bias

What are the elements of institutional bias?

- The Impartiality of a decision-maker is determined by examining their state of mind


- The Independence of a tribunal is a matter of its status

What are the statutory exceptions to institutional bias?

a built-in bias will be acceptable if it is required by statute and not unconstitutional

The reasons the court says it needed to change the law: VAVILOV

1. It needs to clarify the standards of review and when they will apply




2. It needs to inform judges how to properly apply the standard of reasonableness to administrative law cases

What was the decision of the majority in VAVILOV?

The SCC instructs the judges across Canada to come to judicial review cases with a presumption that reasonableness standard will apply to those cases

What are the five circumstances where the reasonableness standard can be replaced by the correctness standard?

1. THE LEGISLATURE SAYS OTHERWISE


2. THERE IS AN APPEAL MECHANISM MENTIONED IN THE LEGISLATION


3. RULE OF LAW – CONSTITUTIONAL QUESTION


4. RULE OF LAW – QUESTION OF CENTRAL IMPORTANCE TO THE LEGAL SYSTEM


5. RULE OF LAW – JURISDICTIONAL BOUNDARY DISPUTE BETWEEN TWO+ AGENCIES

What are the major arguments made by the dissenting judges in the Vavilov decision?

- courts no longer look at specialized expertise of decision-makers


- negatively impacts access to justice


- not following stare decisis (rule of law)


- right to appeal and standard of review are not the same thing


- strips decision-makers of deference

What must decision-makers do when making their decisions?

- Decisions have to be transparent, intelligible, and justified


- Reasons for the decision must address the issues and concerns raised by the parties


- The reasons must justify the decision that was reached

Under the reasonableness standard, who is the onus/burden of proof on?

- Onus is not on the decision-makers to show their decision is reasonable


- Onus is on the party appealing the decision to show that the decision was unreasonable

What happens in an administrative decision when a statute mentions an appeal?

the correctness standard will automatically apply

What are the two ways to challenge a tribunal decision in court?

Appeals:


- statutory time limit


- permitted only where authorized by statute


- only final decision may be appealed


- party must appeal before judicial review


Judicial review:


- 30 day time limit in ON


- divisional court only


- courts discretion to accept applications

What are the common grounds for challenging administrative decisions?

If the agency...


- acted outside its jurisdiction


- failed to take an action legally obligated to take


- improperly delegated a decision


- failed to consider options it was obliged to


- misinterpreted applicable law


- acted in bad faith


- failed to follow fair procedures

What is a privative clause?

attempts to restrict or prevent review by court of actions/decisions of an agency


- are rarely successful in practice

What is a stay, and the test for granting it?

Stay: an order issued by a tribunal/court suspending the decision being challenged


Test:


- there is a serious issue to be determined


- irreparable harm will be suffered if not granted


- balance of convenience favours granting stay

Who may appeal or seek judicial review?

- parties in a tribunal proceeding (usually)


- intervenors may apply (court discretion)


- applicant has direct or substantial interest

Prior to Vavilov, how did courts determine the standard of review?

High deference = reasonableness


Low deference = correctness

What is deference?

a court's willingness to accept a decision of an agency rather than substitute a decision of its own

Which exception to the reasonableness standard were the dissenting judges worried about most?

appeal mechanisms/appeals

Is case law before vavilov is still relevant to deciding the Standard of Review?

no lol

What is reconsideration?

the procedure established by a tribunal to review its decision when a party provides evidence or argument that the decision may be wrong or unreasonable; also called "rehearing" or "reopening"

Reasonable vs Correct decision

Reasonable = decision is based on a logical chain of reasoning


Correct = decision is the only right answer in light of the law and facts

When may a court intervene in a decision?

to safeguard legality, rationality, and fairness

What is conduct that may amount to contempt during a hearing?

- Disruption of the proceeding


- Failure of participant to carry out undertaking


- Failure of witness to obey a summons


- Failure of party to obey valid order of tribunal


- Statements by parties to media intended to influence outcome of hearing

What methods can be used to control the conduct of hearings?

- Power to bar a representative


- Power to compel witnesses


- Power to prevent abuse of process


- Power to maintain order


- Power to award costs

Represented vs Unrepresented parties

If represented: adjudicator may make representative responsible for client's conduct




If unrepresented: adjudicator may choose to let party express anger rather than enforcing standards of procedure

How do you deal with abusive participants during a hearing?

"Three strikes & you're out" rule


- stop the individual who is speaking, warn them that their behaviour will not be tolerated


- if behaviour continues, warn the individual that they will be asked to leave if they continue


- if the individual ignores the warning, ask them to leave the proceeding

What is a closed (in camera) hearing?

a hearing where no one but the parties, representatives, and tribunal members and staff are permitted

What is ex parte communication?

"on one side only"; refers to a statement or application made to an adjudicator or panel member by a party to a proceeding in the absence of other parties or panel members


- prohibited in tribunal proceedings

What is fraternization?

friendly social interaction; refers to social relationships between tribunal members and actual or potential participants in a proceeding

Can tribunal members discuss cases with the media?

no, tribunal members should not discuss any current or future cases with the media

What takes place during the decision-making process?

In administrative agencies, decision-makers:


- identify the issues to be settled


- obtain relevant information from the person who will be directly affected by the decision


- apply agency's policies, guidelines, or criteria to the facts


- consult others whose interests may be affected



What happens if one or more members disagrees with the majority on a decision?

most tribunals will allow the minority to write a dissent (a disagreeing opinion)

What are the three possible solutions if there is an even number of members that agree and disagree with the decision? (a tie)

- Governing statute may require a unanimous decision


- Governing statute may provide for a tie-breaking vote


- If first two don't apply, hearing must be held again

What is the difference between tribunals and administrative agencies?

tribunals differ from administrative agencies in the kind of information they can rely on for decision-making

What kind of information do administrative agencies rely on for decision-making?

Admin agencies: decision-makers can rely on any relevant information; but may be required to disclose basis for their decision and give affected persons an opportunity to challenge it

What kind of information do tribunals rely on for decision-making?

Tribunals: decision-makers can only base decisions on evidence obtained during the hearing, excluding:


- commonly known facts that are not disputed by reasonable people


- specialized knowledge that is inherently uncontroversial

What kind of remedies may a tribunal enforce?

Remedies limited to those authorized by tribunal's governing statute:


- usually reflect purpose of the proceeding


- usually forward-looking rather than punitive (i.e., orders to carry out or cease some activity in the future, rather than require compensation or restitution)

What should be set out when giving reasons for a decision?

- the issue(s) addressed in the case


- a summary of the evidence


- findings of fact based on the relevant evidence


- statement of law and any applicable policies and guidelines

What section of the SPPA contains enforcement provisions?

section 19

Who may apply for enforcement of an order?

generally, a party who will benefit from the decision must take action to enforce an order

What are the three main mechanisms for enforcement?

- treating as an order of civil court and using civil procedures to obtain compliance


- treating as an offence and prosecuting the violator in a criminal proceeding


- treating as contempt and initiating contempt proceedings in superior court

How is a civil court order enforced?

- party can start enforcement steps immediately after tribunal order (e.g., demand letter)




- statute may deem tribunal's order to be a court order; if not, injured party or tribunal must apply to civil court

How is a prosecution as an offence enforced?

- a statute may provide that failure to obey a tribunal's order is an offence


- party who will benefit from the order, the govt, or others may prosecute the violator


- prosecution involves laying the charge and proving violation in criminal court

What is an injunction and when is it used?

anorder issued by a court requiring a person to perform some act or refrain from some conduct that is harmful to the partywho seeks relief


- used where person violating tribunal order is not a government decision-maker

What is a prohibition and when is it used?

anorder issued by a court in an application for judicial review requiring aperson to refrain from some conduct harmful to the party who seeks relief


- used in applications for judicial review

What is a mandamus and when is it used?

an order of a court to a governmental official, department,or agency compelling the performance of a public duty


- used in applications for judicial review

What is a declaration and when is it used?

ajudgment issued by a court stating that a government authority is violating thelaw


- used when mandamus is not available