Financial regulation

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    “Economic regulation is defined as a type of government regulation that sets prices or conditions on entry of firms into an industry. Economic regulation also includes the regulation of financial firms. Economic regulation is not the only type of government regulation, as the discussion of the environmental regulations”. (http://college.cengage.com/economics/taylor/econ/3e/micro/students/add_topics/ch12_econ_reg.html). For the time frame of 1865-1950 there have been several historical events that have shaped the economic world of America drastically, ultimately making it very necessary for the government to step in and take over economic regulations during the great depression. Economic regulation fluctuated in the some radical of ways during…

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    Auto-Comply

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    and state laws and regulations. Timely review of the regulation is an important task that if not done well, can create unnecessary risk to the company. This paper will discuss the importance of reviewing new laws, the challenges of doing so, and an innovative new software to do this, called Auto-Comply. The Problem The insurance industry is a highly regulated business and is expected to comply with regulation from the federal government, various states department of insurance, contractor…

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    Zukina(2012) is also concerned with privacy in behavioral adverting. The article evaluates the FTC’s role and provides information about possible measures for regulation. A weakness against the article is there are a few statements that are unfounded. For example, Zukina believes behavioral advertising operates under the Network Advertising and Digital Advertising Alliance and not the FTC (Zukina, 2012, pg. 277). The Network Advertising Initiative and Digital Advertising Alliance have provided…

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    Ansoff Matrix Analysis

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    With the steady change in standards and regulations, this can moderately have an impact in all organizations. The bookkeeping embarrassments in the 21st century, for instance, has driven the "Securities and Exchange Commission in the United States" to be more engaged in corporate consistence. The legislature has presented the Oxley-Sarbanes consistence in 2002, as a reaction on the social environment that calls for open organizations to be more mindful ((Makos,2015).  Political Stability:…

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    Introduction Australian regulators have a range of roles and powers. Some are independent government bodies, whereas others perform functions in addition to their regulatory roles, such as providing policy advice to government departments and formulating regulation. It is not uncommon for practitioners to have to work with regulators in the course of advising clients. Outlined in this Guidance Note are some practice tips for dealing with regulators in general as well as dealing with selected…

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    Article 3 of the California Accountancy Regulation permits a CPA licensed in a state other than California to perform public accountancy services in California. A CPA licensed in a state other than California would require approval from the California Board of Accountancy (CBA) to perform public accountancy services in California if (1) they have been formally declared guilty of a criminal offense, (2) they have been punished in a professional capacity, (3) they have pending charges of…

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    Interview: Welfare Regulation When I asked my mother, Deann Bodkin, about a contemporary issue that she had a strong opinion of, she was unable to answer right away. Not being an opinionated person, she had to spend some time reflecting on her values. She realized that she had an opinion on welfare in the United States and was 'for' the regulation of welfare. My mother held a strong belief that even though not all people on welfare abuse the government assistance that they are granted, many…

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    social bottom line is comprised of many factors, but the one of most concern in this case is the health and safety of consumers. As a company, 23andMe provides these tests and reports to help people – it says so directly in our mission statement. If we make decisions to the detriment of our consumers health and safety, we are failing as the company we strive to be. If the company continues to send out reports despite the risks, we are ignoring our mission, potentially harming consumers, opening…

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    In this report the role of the government in pharmaceutical regulation will be explored. Examples of how the government regulates the pharmaceutical industry will be presented; furthermore, each event will be analysed to determine whether the regulation was from a public or private interest theory perspective. In the end the goal is to reveal the dominant theory of regulation in the industry and which theory better predicts the outcome of events presented. The government’s role in the…

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    Costco Wholesale Corporation is an object for a variety of government regulations that are impacting the company’s business activities. As for a retail business, the recent increase of the regulation requires Costco Wholesale Corp. to follow them in order to avoid fines or restrictions. One of the recent laws, Trade Facilitation and Trade Enforcement Act signed in February 2016, puts a strict regulation on the import of goods in the U.S. that are produced with the help of the forced labor thus…

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