Financial Industry Regulatory Authority

Organizational Strategic Flexibility in Easing New Regulatory Compliance. International Journal of Accounting Information Systems, 12(3), 171-188. The impact of new regulatory requirements for internal control reporting on an organization's ability to maintain strategic flexibility has been debated in the popular press extensively. This paper tests theory from strategic management to examine the relationship between an organizations' pre-regulatory strength of strategic enterprise risk…

than for any other mode of transportation, and it continues to decline” (Lane, 2005). However, with incidents like September 11 attack, MH370 and MH17, it shows that accidents do happen and cause a lot of fatalities. “Airlines choose to avoid the financial distress by purchasing insurance against loss-through-accident” (Lane, 2005). It is also considered one of the method to transfer the risk so that the company will have sufficient coverage to compensate for the loss in the unfavourable event.…

These agencies and their “varying rules and standards led to certain entities not being regulated at all, with others subject to less oversight than their peer financial firms organized under different charters” (Morrison & Foerster, 2010, p. 6). After the financial crisis, analysts pointed to the “many regulatory failures” and gaps in oversight as the reason unethical and illegal practices were overlooked or ignored (Madrick, 2010, para. 3). As a result, the provisions set out by…

and ethical values. These can also be viewed as those of an individual, or group with the concept being very broad and undefined. They have the advantage to be changed and redefined as the process moves along, meeting specific needs. In the health industry they may take place in a number of places, healthcare professional meetings, the forming of health care clinical and hospital groups (Jennings, 2001). For the most part…

1. Introduction Banking is a network of corporations and regulations that provide a variety of financial services. Basically, banking services provide holding money on behalf of customers, providing loans to businesses and individuals, providing investment and insurance services and so on. Banking system is usually regulated by country’s laws and central banks of individual countries. Finance is usually defined as the science of money management. Many studies show that the banking and finance…

prosper within a country without intervention from a government or economic authority” (Business Dictionary). This is rarely the case in the real world. Companies and organizations are always held accountable for their actions. This is usually by the largest governments and economic regulatory bodies in the world. The regulation simply makes their economic decisions devoid of liberty. The government and other regulatory bodies restrict these companies by placing taxes, sanctions, protocols, and…

Recession had not only effected the GDP and the unemployment rate, it had also effected the S&P 500 which had dropped almost sixty percent from its high in 2007 until March of 2009. As the financial market was crashing, so was the net worth of households in the US and the nonprofit organizations (2). When the financial crisis and the recession was getting worse with time the government implemented economic growth measures all over the world. In…

the federal regulatory enforcement agencies and is aimed at providing assistance to small business and other small entities, making tools available for better understanding of the regulatory and enforcement processes, and seeing that there is no unfair treatment relating to the regulatory enforcement process (Business Source Premier).” “The SBREFA mandates that federal agencies establish a policy or program that reduces and waives civil penalties for violations of a statutory or regulatory…

Iceland was the first victim for the 2008 global financial crisis. The first country to take a loan from IMF was Iceland. Iceland being a small country has a population of only 3, 00,000. $20billion would have been sufficient for its small economy to come out of the financial crisis but it didn’t have that money. Iceland was going through a difficult time due to which not only the citizens of the country but the financial institutions and the Nordic culture were devastated. The citizens of the…

takes a keen leadership team, vigilant financial management, and constant evaluation and re-evaluation to keep an organization like the WVHFC ever ready to fulfill its mission. Operating effectively and efficiently is a priority J. Morgan Leach, executive director and co-founder of the WVHFC, emphasizes this ethos daily to his team. WVHFC is a small organization composed of five employees working within three departments. The departments consist of regulatory and legal affairs, research, and…