Essay on Sebi

  • Principles Of The SEBI Act

    The powers and the principles of the SEBI are taken care of in the chapter number four of the SEBI Act. The section 11 of this act states that in accordance to the provision that is given in this act, it is the duty of SEBI to safeguard the interest of the people who invest in the securities. SEBI is also bound to make sure that the development of the securities is promoted and that time and again these securities are regulated. SEBI also has to make sure that any fraud or unfair practices in terms of trade in relation to the securities are eliminated. SEBI also has to forbid any kind of trading which can refer as insider of the securities. The section 11A of the SEBI act also gives SEBI the authorization to control or forbid the issuing of the prospectus, document of offer, or advertisement that solicits money for the issuance of the securities. These will be discussed below. According to the Section 11A without discrimination to the provisions that are mentioned in the Companies Act 1956, the board can adopt these in order to protect the investors: Specified by regulations • The matters that relate to the issue of the capital, transfer of the securities, and any other matters that are incidental to these. • The manner that will be adopted by the companies to disclose such matters General or Special Order • Forbidding the company for the issuance of the prospectus, the document of offer, or any advertisement that solicits money for issuing the securities, from the public. •…

    Words: 948 - Pages: 4
  • Advantages And Disadvantages Of Mutual Funds

    Management: A small investor cannot be an expert in portfolio management. When he invests in mutual funds, he gets the benefit of expert supervision and management which mutual funds can afford because of large resources at their disposal. The funds can be professionally employed through the mutual funds ensuring good returns. The mutual fund managers also have extensive research facilities at their disposal. They can analyze the performance and prospects of various companies and take better…

    Words: 1046 - Pages: 5
  • Mutual Fund India

    public sector. So as to enhance degree of competitiveness and provide the investors with wider outlets for investments, Dave committee recommended that private sector should also be permitted to sponsor mutual funds through asset management companies. Accordingly, the government permitted entry of private sector in mutual fund business. Mutual Fund Regulations came into being in 1993 and SEBI was empowered to regulate and control all mutual funds except UTI. The first private mutual fund,…

    Words: 1094 - Pages: 5
  • Examples Of Investment Norms Of Mutual Funds

    should have been disclosed fully in the prospectus subject to the following ceiling: a) 1.25% of the weekly average net assets outstanding in the current year for the scheme conserved as long as the net assets do not exceed Rs. 100 crore. b) 1% of the excess amount over Rs. 100 crore, where net assets so calculated exceed Rs. 100 crore. c) All mutual funds must distribute a minimum of 90 percent of their profits in any given year. The SEBI has recently allowed the mutual funds to invest 100%…

    Words: 1039 - Pages: 5
  • Unit Trust Of India

    Mutual Fund all over India. It is overseen by UTI Asset Management Company Private Limited which was set up on January 14, 2003. UTI Asset Management Company Private Limited has been constituted by the UTI Trustee Company Private Limited for managing different plans created by UTI shared asset furthermore the plans that are exchanged by the UTI common asset too. The business administrations of UTI shared asset that does exclude reserve administration administrations recover a decent…

    Words: 1015 - Pages: 5
  • Mutual Fund History

    public sector. So as to enhance degree of competitiveness and provide the investors with wider outlets for investments, Dave committee recommended that private sector should also be permitted to sponsor mutual funds through asset management companies. Accordingly, the government permitted entry of private sector in mutual fund business. Mutual Fund Regulations came into being in 1993 and SEBI was empowered to regulate and control all mutual funds except UTI. The first private mutual fund,…

    Words: 733 - Pages: 3
  • The Importance Of Corporate Governance In The Modern Economic Scenario

    Governance Report itself. The reports should include sufficient cross checking. In the mid 1990s, the first CGD initiative by CII was taken, it listed all the basic governance disclosure techniques. Mr Bhasin then moves on to the Clause 49 of the listing agreement given by SEBI. The first Clause 49 was introduced in 2000, it talked all the basic Corporate Governance practices, like the committee for audit, addressing of grievances, and the reporting made mandatory. By the late 2002, five broad…

    Words: 1357 - Pages: 6
  • Buying And Selling A Stock

    Study in Portfolio Management” provides the basic information about the Portfolio Management. The paper is focusing on the modern portfolio theory, holding period return and capital asset pricing model (CAPM). It shows the portfolio problems as a decision making problems under risk. • The Gazette of India – Extraordinary, Part – 3, Section – 4. Published by Authority, New Delhi in May 21, 2012 Security & Exchange Board of India Notification, Mumbai This notification is about Alternative…

    Words: 934 - Pages: 4
  • Sbi Case Study

    of India (SBI) and extra security Corporation of India (LOIC). The plans of UTI mu7tual asset are fluid assets, resource administration reserves, file stores, value subsidizes and adjust Fund. Unit Trust of India is a monetary association in India, which was made by the UTI Act went by the Parliament of India on December 30, 1963 under the heading of Col. Akash Behl. He had contended energetically and seriously to get this association come into reality. For over two decades it remained the sole…

    Words: 1519 - Pages: 7
  • The Statistics Of Directors Attendance In Board Meetings Of SBI And Icici Bank

    governance objectives such as transparency, integrity and accountability. 2. ICICI Bank Ltd has incorporated a conventions of best practices in corporate governance. The corporate governance structure is based on an efficient independent board, whistle blower polity and tab in is den trading. 3. Both SBI and ICICI Bank adhered to the principles of corporate governance by having different persons for positions of CEO and chairman. 4. The positions like independent director, financial expert…

    Words: 1055 - Pages: 5
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