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96 Cards in this Set

  • Front
  • Back

Rule 1.1

Client-Lawyer Relationship




Competence

Rule 1.2

Client-Lawyer Relationship




Scope of Representation and Allocation of Authority Between Client and Lawyer

Rule 1.3

Client-Lawyer Relationship




Diligence

Rule 1.4

Client-Lawyer Relationship




Communications

Rule 1.5

Client-Lawyer Relationship




Fees

Rule 1.6

Client-Lawyer Relationship




Confidentiality of Information

Rule 1.7

Client-Lawyer Relationship




Conflict of Interest: Current Clients

Rule 1.8

Client-Lawyer Relationship




Conflict of Interest: Current Clients: Specific Rules

Rule 1.9

Client-Lawyer Relationship




Duties to Former Clients

Rule 1.10

Client-Lawyer Relationship




Imputation to Conflicts of Interest: General Rule

Rule 1.11

Client-Lawyer Relationship




Special Conflicts of Interest for Former and Current Government Officers and Employees


Rule 1.12

Client-Lawyer Relationship




Former Judge, Arbitrator, Mediator or Other Third-Party Neutral

Rule 1.13

Client-Lawyer Relationship




Organization as Client

Rule 1.14

Client-Lawyer Relationship




Client with Diminished Capacity


Rule 1.15

Client-Lawyer Relationship




Safekeeping Property

Rule 1.16

Client-Lawyer Relationship




Declining or Terminating Representation

Rule 1.17

Client-Lawyer Relationship




Sale of Law Practice

Rule 1.18

Client-Lawyer Relationship




Duties to Prospective Client


Rule 2.1

Counselor




Advisor

Rule 2.3

Counselor




Evaluation for Use by Third Persons

Rule 2.4

Counselor




Lawyer Serving as Third-Party Neutral

Rule 3.1

Advocate




Meitorious Claims and Contentions

Rule 3.2

Advocate




Expediting Litigation

Rule 3.3

Advocate




Candor toward the Tribunal

Rule 3.4

Advocate




Fairness to Opposing Party and Counsel

Rule 3.5

Advocate




Impartiality and Decorum of the Tribunal

Rule 3.6

Advocate




Trial Publicity


Rule 3.7

Advocate




Lawyer as Witness

Rule 3.8

Advocate




Special Responsibilities of a Prosecutor

Rule 3.9

Advocate




Advocate in Nonadjudicative Proceedings

Rule 4.1

Transactions with Persons Other Than Clients




Truthfulness in Statements to Others

Rule 4.2

Transactions with Persons Other Than Clients




Communication with Person Represented by Counsel

Rule 4.3

Transactions with Persons Other Than Clients




Dealing with Unrepresented Person

Rule 4.4

Transactions with Persons Other Than Clients




Respect for Rights of Third Persons

Rule 5.1

Law Firms and Associations




Responsibilities of a Partner or Supervisory Lawyer

Rule 5.2

Law Firms and Associations




Responsibilities of a Subordinate Lawyer

Rule 5.3

Law Firms and Associations




Responsibilities Regarding Nonlawyer Assistance

Rule 5.4

Law Firms and Associations




Professional Independence of a Lawyer

Rule 5.5

Law Firms and Associations




Unauthorized Practice of Law; Multijurisdictional Practice of Law

Rule 5.6

Law Firms and Associations




Restrictions on Rights to Practice

Rule 5.7

Law Firms and Associations




Responsbilities Regarding Law-Related Services

Rule 6.1

Public Service




Voluntary Pro Bono Publico Service

Rule 6.2

Public Service




Accepting Appointments

Rule 6.3

Public Service




Membership in Legal Services Organization

Rule 6.4

Public Service




Law Reform Activities Affecting Client Interests

Rule 6.5

Public Service




Nonprofit and Court Annexed Limited Legal Services Programs

Rule 7.1

Information about Legal Services




Communication Concerning a Lawyer's Services

Rule 7.2

Information about Legal Services




Advertising

Rule 7.3

Information about Legal Services




Solicitation of Clients

Rule 7.4

Information about Legal Services




Communication of Fields of Practice and Specialization

Rule 7.5

Information about Legal Services




Firm Names and Letterhead

Rule 7.6

Information about Legal Services




Political Contributions to Obtain Legal Engagements or Appointments by Judges

Rule 8.1

Maintaining the Integrity of the Profession




Bar Admission and Disciplinary Matters

Rule 8.2

Maintaining the Integrity of the Profession




Judicial and Legal Officials

Rule 8.3

Maintaining the Integrity of the Profession




Reporting Professional Misconduct

Rule 8.4

Maintaining the Integrity of the Profession




Misconduct

Rule 8.5

Maintaining the Integrity of the Profession




Disciplinary Authority; Choice of Law


Judicial Canon 1

A judge shall uphold and promote the independence, integrity, and impartiality of the judiciary, and shall avoid impropriety and the appearance of impropriety.

Judicial Canon 2

A judge shall perform the duties of judicial office impartially, competently, and diligently.

Judicial Canon 3

A judge shall conduct the judge’s personal and extrajudicial activities to minimize the risk of conflict with the obligations of judicial office.

Judicial Canon 4

A Judge Or Candidate For Judicial Office Shall Not Engage In Political Or Campaign Activity That Is Inconsistent With The Independence, Integrity, Or Impartiality Of The Judiciary.

Rule 1.1


What's it say?

Lawyers must be competent to represent client: reqs legal knowledge, skill, thoroughness and preparation reasonably necessary for representation

Rule 1.2


What's it say?

(A) - Abide by Client's decisions


(B) - Representation does not mean endorsement


(C) - Limit Scope of Representation if reasonable and consent is given by client


(D) - Don't counsel client to engage in or assist in Crime/Fraud


Rule 1.3


What's it say?

Act with reasonable diligence and promptness in representing a client

Rule 1.4


What's it say?

(a): Lawyers Shall...


(1): Inform client of decision/circumstance where consent is required


(2): Consult client


(3): Inform client of status


(4): Comply with reasonable requests for info


(5): Consult with client about lawyer's limitations


(b): Explain to extent reasonably necessary for Client to make informed decisions



Rule 1.5(a)


What's it say?

(a): Lawyer shall not make unreasonable fee agreement. Factors:


(1) Time, labor required, novelty, difficulty


(2) Likelihood that acceptance of job precludes other jobs of lawyer


(3) Fee customarily charged for similar services


(4) Amount involved/Results obtained


(5) Time limitations imposed by client or circumstances


(6) nature and length of prof. relat. w/ client


(7) experience, reputation, ability of lawyer


(8) whether fee is fixed or contingent

Rule 1.5(b)


What's it say?

(b) The scope of the representation and the basis or rate of the fee and expenses for which the client will be responsible shall be communicated to the client, preferably in writing, before or within a reasonable time after commencing the representation, except when the lawyer will charge a regularly represented client on the same basis or rate. Any changes in the basis or rate of the fee or expenses shall also be communicated to the client.

Rule 1.5(c)


What's it say?

(c) A fee may be contingent except in a matter in which a contingent fee is prohibited by paragraph (d) or other law. Shall be in a writing signed by the client and shall state the method by which the fee is to be determined, whether such expenses are to be deducted before or after the contingent fee is calculated, and clearly notify client of any expenses for which the client will be liable regardless if client wins. Upon conclusion, the lawyer shall provide the client with a written statement stating the outcome of the matter and, if there is recovery, showing remittance to client and method of determination.

Rule 1.5(d)


What's it say?

(d) A lawyer shall not enter into an arrangement for, charge, or collect:


(1) any fee in a domestic relations matter, the payment or amount of which is contingent upon the securing of a divorce or upon the amount of alimony or support, or property settlement in lieu thereof;


or (2) a contingent fee for representing a defendant in a criminal case.

Rule 1.5(e)


What's it say?

(e) A division of a fee between lawyers who are not in the same firm may be made only if:


(1) the division is in proportion to the services performed by each lawyer or each lawyer assumes joint responsibility for the representation;


(2) the client agrees to the arrangement, including the share each lawyer will receive, and the agreement is confirmed in writing; and


(3) the total fee is reasonable.

Rule 1.6(a)


What's it say?

(a) A lawyer shall not reveal information relating to the representation of a client unless the client gives informed consent, the disclosure is impliedly authorized in order to carry out the representation or the disclosure is permitted by paragraph (b).

Rule 1.6(b)


What's it say?

(b): Lawyer may reveal client info if they reasonably believe it's necessary:


(1) prevent death or substantial bodily harm (2) prevent client commit crime/fraud reasonably certain to result in substantial injury to financial or property interest of another and in furtherance of lawyers services (3) prevent/mitigate/rectify subst. injury to harm in (2) -- (4) secure legal advice about lawyer's compliance with the rules (5) estab. claim or defense on behalf of lawyer (6) comply with law or court order (7) detect and resolve conflicts of interest from arising but only if info wouldn't prej client/atty-client



Rule 1.6(c)


What's it say?

(c) Lawyer shall make reasonable efforts to prevent the inadvertent or unauthorized disclosure of, or unauthorized access to, information relating to the representation of a client.

Rule 1.7(a)


What's it say?

(a) Except as provided in paragraph (b), a lawyer shall not rep. a client if the rep. involves a concurrent conflict of interest, which exists if:


(1) the representation of one client will be directly adverse to another client; or (2) there is a significant risk that the representation of one or more clients will be materially limited by the lawyer's responsibilities to another client, a former client or a third person or by a personal interest of the lawyer.

Rule 1.7(b)


What's it say?

(b) Notwithstanding existence of a concurrent conflict of interest under paragraph (a), a lawyer may represent a client if:


(1) Lawyer reasonably believes that able to provide competent and diligent representation to each affected client;


(2) the representation is not prohibited by law;


(3) doesn't involve claim by one client against another client represented by the lawyer in the same litigation or other proceeding before a tribunal; and


(4) each affected client gives informed consent, confirmed in writing.

Rule 1.8(a)


What's it say?

(a) No business transaction with a client or knowingly acquire an ownership, possessory, security or other pecuniary interest adverse to client unless:


(1) the transaction/terms are fair, reasonable and fully disclosed/transmitted in writing in manner that can be reasonably understood by the client;


(2) client advised in writing of desirability and give reasonable opp. to seek the advice of indep. legal counsel on the transaction; and


(3) the client gives informed consent, in a writing signed by the client, to the essential terms & lawyer's role.



Rule 1.8(b)


What's it say?

(b) A lawyer shall not use information relating to representation of a client to the disadvantage of the client unless the client gives informed consent, except as permitted or required by these Rules.

Rule 1.8(c)


What's it say?

(c) A lawyer shall not solicit any substantial gift from a client, including a testamentary gift, or prepare on behalf of a client an instrument giving the lawyer or a person related to the lawyer any substantial gift unless the lawyer or other recipient of the gift is related to the client. For purposes of this paragraph, related persons include a spouse, child, grandchild, parent, grandparent or other relative or individual with whom the lawyer or the client maintains a close, familial relationship.

Rule 1.8(d)


What's it say?

(d) Prior to the conclusion of representation of a client, a lawyer shall not make or negotiate an agreement giving the lawyer literary or media rights to a portrayal or account based in substantial part on information relating to the representation.

Rule 1.8(e)


What's it say?

(e) A lawyer shall not provide financial assistance to a client in connection with pending or contemplated litigation, except that:


(1) a lawyer may advance court costs and expenses of litigation, the repayment of which may be contingent on the outcome of the matter; and


(2) a lawyer representing an indigent client may pay court costs and expenses of litigation on behalf of the client.

Rule 1.8(f)


What's it say?

(f) A lawyer shall not accept compensation for representing a client from one other than the client unless:


(1) the client gives informed consent;


(2) there is no interference with the lawyer's independence of professional judgment or with the client-lawyer relationship; and


(3) information relating to representation of a client is protected as required by Rule 1.6.

Rule 1.8(g)


What's it say?

(g) A lawyer who represents two or more clients shall not participate in making an aggregate settlement of the claims of or against the clients, or in a criminal case an aggregated agreement as to guilty or nolo contendere pleas, unless each client gives informed consent, in a writing signed by the client. The lawyer's disclosure shall include the existence and nature of all the claims or pleas involved and of the participation of each person in the settlement.

Rule 1.8(h)


What's it say?

(h) A lawyer shall not:

(1) make an agreement prospectively limiting the lawyer's liability to a client for malpractice unless the client is independently represented in making the agreement; or

(2) settle a claim or potential claim for such liability with an unrepresented client or former client unless that person is advised in writing of the desirability of seeking and is given a reasonable opportunity to seek the advice of independent legal counsel in connection therewith.



Rule 1.8(i)


What's it say?

(i) A lawyer shall not acquire a proprietary interest in the cause of action or subject matter of litigation the lawyer is conducting for a client, except that the lawyer may:


(1) acquire a lien authorized by law to secure the lawyer's fee or expenses; and


(2) contract with a client for a reasonable contingent fee in a civil case.

Rule 1.8(j)


What's it say?

(j) A lawyer shall not have sexual relations with a client unless a consensual sexual relationship existed between them when the client-lawyer relationship commenced.

Rule 1.8(k)


What's it say?

(k) While lawyers are associated in a firm, a prohibition in the foregoing paragraphs (a) through (i) that applies to any one of them shall apply to all of them.

Rule 1.9(a)


What's it say?

(a) A lawyer who has formerly represented a client in a matter shall not thereafter represent another person in the same or a substantially related matter in which that person's interests are materially adverse to the interests of the former client unless the former client gives informed consent, confirmed in writing.

Rule 1.9(b)


What's it say?

(b) A lawyer shall not knowingly represent a person in the same or a substantially related matter in which a firm with which the lawyer formerly was associated had previously represented a client


(1) whose interests are materially adverse to that person; and


(2) about whom the lawyer had acquired information protected by Rules 1.6 and 1.9(c) that is material to the matter; unless the former client gives informed consent, confirmed in writing.

Rule 1.9(c)


What's it say?

(c) A lawyer who formerly rep'd a client in a matter or whose present/former firm has formerly rep'd a client in a matter shall not thereafter:


(1) use info relating to the rep. to the disadvantage of the former client except as these Rules would permit or req. with respect to a client, or when the info. has become generally known; or


(2) reveal info relating to the rep. except as these Rules would permit or require with respect to a client.

Rule 1.10(a)


What's it say?

(a) Firm Lawyers: none shall knowingly represent a client when any one of them practicing alone would be prohib. from rep by Rules 1.7 or 1.9, unless:


(1) prohib is based on a personal interest of the disqualified lawyer and does not present a significant risk of materially limiting the representation


(2) prohib = based upon Rule 1.9(a) or (b) & arises out of the disqual. lawyer’s association with a prior firm, and (i) lawyer is timely screened and (ii) written notice given to affected former clients, (iii) certifications given



Rule 1.10(b)


What's it say?

(b) When a lawyer has terminated an association with a firm, the firm is not prohibited from thereafter representing a person with interests materially adverse to those of a client represented by the formerly associated lawyer and not currently represented by the firm, unless:


(1) the matter is the same or substantially related to that in which the formerly associated lawyer represented the client; and


(2) any lawyer remaining in the firm has information protected by Rules 1.6 and 1.9(c) that is material to the matter.

Rule 1.10(c)


What's it say?

(c) Disqualification prescribed by this rule may be waived by the affected client under the conditions stated in Rule 1.7

Rule 1.10(d)


What's it say?

(d) Disqualification of lawyers associated in a firm with former or current government lawyers is governed by Rule 1.11

Rule 1.11(a)


What's it say?

Except as law may otherwise expressly permit, a lawyer who has formerly served as a public officer or employee of the government: is subject to Rule 1.9(c); and shall not otherwise represent a client in connection with a matter in which the lawyer participated personally and substantially as a public officer or employee, unless the appropriate government agency gives its informed consent, confirmed in writing, to the representative.

Rule 1.11(b)


What's it say?

(b) When a lawyer is disqualified from representation under paragraph (a), no lawyer in a firm with which that lawyer is associated may knowingly undertake or continue representation in such a matter unless:


(1) the disqualified lawyer is timely screened from any participation in the matter and is apportioned no part of the fee therefrom; and


(2) written notice is promptly given to the appropriate government agency to enable it to ascertain compliance with the provisions of this rule.

Rule 1.11(c)


What's it say?

(c) Except as otherwise expressly permit, a lawyer having info that the lawyer knows is confidential govt info about a person acq. when the lawyer was a public officer or employee, may not rep a private client whose interests are adverse to that person in a matter in which the info could be used to the material disadvantage of that person. A firm with which that lawyer is associated may undertake or continue representation in the matter only if the disqualified lawyer is timely screened from any participation in the matter and is apportioned no part of the fee therefrom.