Ethics Quiz

Front 1

Strong belief in the reliability of a person or institution

Back 1

Trust

Front 2

3 attributes an investment manager should have

Back 2

-has transparent business practices

-takes responsible action to issues and crisis

Has ethical business practices

Front 3

Individuals or groups of individuals who could be affected either directly or indirectly by a decision and this have an interest or stake in the decision

Back 3

Stakeholders

Front 4

Encompasses moral principles and rules of conduct that provide guidance for our behavior

Back 4

Ethics

Front 5

Ethics comes from the ____ word ____ which means

Back 5

Greek, character

Front 6

Used to describe the guiding beliefs or ideals characterizing a society or societal group

Back 6

Ethics

Front 7

Are assumptions or those we hold to be true

Back 7

Beliefs

Front 8

A belief or fundamental truth that serves as the foundation for a system of belief or behavior or a chain of reasoning

Back 8

Principle

Front 9

Beliefs regarding what is good, acceptable, or obligatory behavior and what is bad, unacceptable, and forbidden behavior

Back 9

Moral principles

Front 10

Beliefs regarding behavior that an individual expects of himself or herself, as well as shared beliefs regarding standards of behavior expected or required by a community or societal group

Back 10

Ethical principles

Front 11

The study of moral principles, which can be described as the study of good and bad behavior or the study of making good choices as opposed to bad choices

Back 11

Ethics

Front 12

It examines the role of consequences and personal character in defining what is considered good, or ethical, conduct

Back 12

Ethics

Front 13

Behavior that follows moral principles and balances self-interest

Back 13

Ethical conduct

Front 14

Are those actions that are perceived as beneficial and conforming to the ethical expectations of society

Back 14

Ethical action

Front 15

Rules of conduct specified by a governing body

Back 15

Laws and regulations

Front 16

Beliefs about obligatory and forbidden conduct in a written set of principles

Back 16

Code of ethics

Front 17

Serves as a general guide for how community members should act

Back 17

Code of ethics

Front 18

Serves as a benchmark for the minimally acceptable behavior of community members and can help clarify code of ethics

Back 18

Standard of conduct

Front 19

Someone does to earn a living

Back 19

Job

Front 20

An occupation to which someone is particularly well suited and is very dedicated

Back 20

Vocation

Front 21

The ultimate evolution of an occupation, resulting from the efforts of members practicing the occupation at a high level

Back 21

Profession

Front 22

Enters an ongoing relationship with professional

Back 22

Client

Front 23

Purchases goods and services in a single transaction

Back 23

Customer

Front 24

Apply to all candidates and members at all times regardless of title,position etc

Back 24

Principle based standard

Front 25

Designed to foster and reinforce a culture of responsibility and professionalism

Back 25

Code and standard

Front 26

Those things we deem to have worth or merit

Back 26

Value

Front 27

Provides investment professional with a tool to help them adhere to a code of ethics

Back 27

Ethical decision framework