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41 Cards in this Set

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HIPAA - Health Insurance Portability and Accountability Act - PRIVACY RULE
Regulations for using and disclosing protected health information (PHI)
HIPAA - SECURITY RULE
security safeguards for electronic PHI
HIPAA - TRANSACTION RULE
requires providers who transmit certain transactions electronically to use the same electronic format, code sets, and identifiers
HIPAA or State Law?
You compare HIPAA regulations and state law to determine which one preempts, or supersedes, the other. State law preempts HIPAA only when it is "stricter." Which means it provides greater privacy, access, or control.
Who are covered entities that must comply with HIPAA?
Health care providers, health plans, and health care cleringhouses. Psyhcotherapists are linked as health care providers, which refers to a person who bills for, is paid for, or provides health care services as a normal part of services
PHI - Protected Health Information
Individually "identifiable" information that provides information about:
1 - an individuals past present or future physical and mental health condition
2 - the provision of health care to the individual
3 - past present or future payment for health care provided to the individual
Individually identifiable health information in educational records is covered by
FERPA - Family and Educational Rights and Privacy Act
HIPAA's privacy rule
is designed to provide clients with increased protection ot their PHI and requires providers to:
1. inform clients of their privacy policies
2. grant clients access to their health information
3. obtain client authorization before sharing health information for nonroutine purposes
4. secure client records
5. inform business associates of privacy practices
6. train employees so that they understand privacy procedures.
HIPAA's privacy rule is triggered when
A provider transmits PHI electonically. Once triggered it applies to all of the transactions, even those not electronic.
HIPAA regulations for denying access to health records
preempts CA law, provides more stringent standards
HIPAA - Right review denial of access to PHI
The client has right to review a denial in the following:
1. Health care provider has decided that disclosure of PHI is reasonably likely to endanger the life or phsycial safety of the client or other person
2. The PHI contains information about another person and releasing it will endanger that other person
3. the request was made by the client's personal representative and the professional believes that disclosure is likly ot cause harm to either party (representative or client)
HIPAA - NO right to review denial to access PHI
Client does not have the right to review the denial when:
1. The information is exempt bec it was compiled of use in criminal, civil or adminsitrative hearing.
2. The CE is a correctional institution, is acting under the direction of a correctional institution, and the requester is an inmate, and the CE believes that the disclosure will likely harm inmate, requester, employees at the institution, or other inmates
3. The information was compiled in a research study and the denial was discussed in the consent
4. The PHI was obtained from someone other than a HCP unde a promise of confidentiality
HIPAA PERMITS psychologists to maintain ___ sets of records; which are ___________; _____________
2
a general set of records: these are more readily accessable to the clients

psychotherapy notes: notes recorded in any medium by a mental health provider that documents and analyze the contents of conversations during therapy.
Psychotherapy Records
Under HIPAA - Clients do not have the right to review them

CA law preempts HIPAA - Psychologists MAY provide the client with a copy of the notes OR a summary of them when they request BUT if there is a substantial risk of sig adverse or detrimental consequences to the client in viewing or receiving a copy oth the notes they MAY decline.
What should be contained in the general record?
info related to medication prescription and monitoring, start and stop times of sessions, modality and frequency of treatment, results of clinical tests, dx, functional status, treatment plan, symptoms, prognosis, and progress
Amendment of Health Information
Under HIPAA - clients have the right to request an amendment of their PHI if they believe it is incorrect
Provider can deny a clients request to amend their PHI when:
1. the information was not created by the provider, unless the person who created it is not available to make the amendment
2. the information is not part of the designated record set or is not available for inspection
3. the provider believes the information is accurate and complete
Request for account of disclosures
client can request an accounting of disclosures to third parties mad during the past six years (does not include routine disclosures for operation) does applly to disclosures made to public health authorities, health oversight agencies, and researchers
August 2002 change to consent and authorization to disclose health information
eliminated need for a health care provider to obtain consent from a patient prior to using or disclosing PHI for the purposes of TPO (Treatment, Payment, Operations)
Notice of Privacy Practices
HIPPAA requires psychologists to provide clients with a written NOTICE OF PRIVACY PRACTICES (NPP) on or before the onset of treatment that indicates how health information may be used and disclosed and that informs clients to their rights with regard to health information. The NPP must also be posted in a prominant location in the psychologists office. The psychologist must make a "good faith effort" to obtain the clients written acknowledgement of receipt of the notice.
Business Associates
A Business Associate (BA) is a person or organization who receives PHI in order to provide services to the psychologist. Psychologists must have a HIPAA contract with all BAs and when psychologists learn that a BA is violating the terms, they take reasonable steps to correct the violation, terminate the contract, or report the violation to DHHS.
Minimum Necessary Standard
the psycologist limit disclosure of PHI to the minimum necessary to accomplish the purpose of the disclosure.
Scope of competence
psychologists are legally and ethically bound to practice within their scope of competence
Boundaries of Competencies: working with special populations that require special knowledge
psychologists have or obtain the training, experience, consulation, or supervision necesary to ensure their competence
Psychologists providing services for those who do not have other services available
Psychologists with closely related prior training or experience may provide such services and make a resonable effort to obtain the competence through research, training, consultation, or study.
Emergency situations
may provide services until emergency passes
Personal problems
legally and ethically bound to take appropriate actions when factors might interfere with their ability to provide effective services
when a condition affects ones ability to safely practice
licensing agency may order the licentiate to be examined by one or more physicians and surgeons or psychologists designated by the agency
Failure to comply is grounds for suspension or revocation
Confidential information may be reveales when________.
there is a medical emergency, the client is a danger to self or others, to report child or elder abuse, the client communicates a reasonable threat of physical violence to a reasonably identifiable victim, there is a reasonable suspicion that an elder or dependent adult is being abused, or there is a court order
California laws that protect confidentiality are:
1.______
2.______
Lanterman-Petris-Short Act (LPSA)
The Confidentiality of Medical Information Act (CMIA)

When there is a conflict LPSA applies.
You see abuse occuring in a supermarket on your weekend. Do you have to report it.
No, because it did not occur when you are in your professional role.
You are in the waiting room area of your group practice. You see a child being physically abused by your colleagues patient. Do you have to report?
Yes. You are in a professional role.
When seeking consultation
only relevant information is shared and must not share confidential information that could lead to the identification of the client unless he has obtained consent or disclosure cannot be avoided
Privilege
aka testimonial privilege
A legal term that refers to a person's right not to have confidential information revealed in a legal proceeding.
Evidence Code (EC) Section 1014 and B&PC Section 2918
States that the confidential relations and communications between psychologist and client shall be privileged
Privilege vs Confidentiality
Privilege is narrower in scope, only pertaining to confidentiality of client inf in the context of a court proceeding, deposition, or administrative hearing
HOLDER of privilege
1. The patient when he has no guardian or conservator
2. The guardian or conservator
3. The personal representative of the client when he is dead
When can a psychologist release confidential information in a legal proceeding?
When the client or other holder of privilege (guardian, conservator, or representative) waives the privilege or the court has determined that an exception to privilege applies
Minors and Privilege
Guardians and conservators hold privilege not parents. Case law considers minors to be the holders, but they rely on adults to claim or waive on their behalf.
Minors who are Dependents of the court (wards of the court)
Either the child, or the cousel for the child with the informed consent of the child, if the child is found to be of sufficient age and maturity to consent (12 yrs) may invoke the psychotherapist client privilege. If child invokes privilege, counsel may not waive it. Counsel shall be the holder of privilege if the child is found by the court not to be sufficient in age or maturity to consent.
Joint Holders of Privilege
waiver of the privilege by one client does not affect another client's right to claim the privilege