term1 Definition1term2 Definition2term3 Definition3
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December 2001
October 2004
January 2005
December 2001 – the FSA took regulatory responsibility for most of the financialservices industry.
October 2004 – the FSA took regulatory responsibility for mortgages.
January 2005 – the FSA took regulatory responsibility for general insurance.
effecting and carrying out insurance contracts (including funeral plans);
dealing in and arranging deals in investments;
managing investments;
establishing and operating collective investment schemes;
establishing stakeholder and personal pension schemes;
advising on investments (including personal pensions and SIPPs);
mortgage lending and administration;
advising on and arranging mortgages;
advising on and arranging general insurance
ensuring that relevant markets function well;
supervision of the conduct of financial services firms; as well as
prudential supervision of firms not supervised by the PRA.
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