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23 Cards in this Set
- Front
- Back
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COBS 1
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Application |
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COBS 2
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Conduct of business obligations |
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COBS 3
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Client categorisation |
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COBS 4
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Communicating with clients, including financial promotions |
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COBS 5
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Distance communications |
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COBS 6
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Information about the firm, its services and remuneration |
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COBS 7
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Insurance mediation |
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COBS 8
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Client agreements |
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COBS 9
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Suitability (including basic advice) |
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COBS 10
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Appropriateness (for non-advised services
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COBS 11
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Dealing and managing |
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COBS 12
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Investment research |
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COBS 13
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Preparing product information |
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COBS 14
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Providing product information to clients |
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COBS 15
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Cancellation |
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COBS 16
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Reporting information to clients |
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COBS 17
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Claims handling for long-term care insurance |
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COBS 18
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Specialist Regimes |
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COBS 19
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Pensions supplementary provisions |
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COBS 20
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With-profits |
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COBS 21
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Permitted Links |
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COBS 22
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Restrictions on distribution of contingent convertible instruments |
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COBS transchedule
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Transitional Provisions and Schedules |
