The Department of Labor is responsible for occupational safety, wage and hour standards, unemployment insurance …show more content…
Employee complaints can include job descriptions not accurately reflecting the work being done and non-payment of of the federal minimum wage, among other things. Form 5500 issues that can trigger an audit generally involve minor mistakes like failing to completely answer multi-part questions and not attaching all required schedules and attachments before filing. Random audits are just that - audits that are not based on complaints but that are randomly-generated by the DOL’s random auditing authority.
DOL Audit Dallas TX: What Is The DOL Audit Process?
After notification, auditors will hold an entrance conference to inform you of the scope and objectives of the audit and to give you a timeframe for completion of the audit. When the audit begins, the auditor will conduct a comprehensive review of selected areas of a program, activity or function, interview staff and review and analyze relevant information, among other things. At the end of the process, you will be given preliminary results at an exit conference. After the auditor leaves, he will issue a draft report, which you can respond to, and then a final report.
Employment Law Dallas TX: How Can I Prepare For An …show more content…
If you haven’t been notified of an audit, you should assume that it will happen at some point Prepare for the possibility of an audit by being proactive and conducting a self-audit to make sure you are in compliance with labor laws and regulations. You must also take the time to handle any employee complaints before they become a matter for the DOL.
If you are facing a DOL Audit Dallas TX or you need legal advice and help that can ensure any future audits are result in favorable reports for you and your company, call us at Simon | Paschal PLLC at (972) 893-9340. You can also visit us online at www.simonpaschal.com to learn more about our practice and our