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Chapter 3
What is the evidence for Phrase structure?
1.The Movement Test: A phrase and only a phrase can move.
2.The Sentence Fragment Test: Only a phrase can form a viable sentence (S) fragment
3. The Coordination Test:Only identical types may coordinate
4.The Proform Test: Phrases have words that replace them
5.The Omissibility Test: omissible expressions are always phrases.
Node/constituent/category
any formal piece of sentence structure
Phrasal Category
a syntactic category that contains one or more other categories
Lexical Category
A syntactic category that immediately dominates a lexical item
Branch
a line in a tree marker connecting two nodes
Tree
an arrangement of nodes and branches assigned to a sentence by the rules of syntax
Dominates
a category X dominates another category Y if there is a downward path of branches from X to Y and X is the higher category
Immediately dominates
a category X immediately dominates another category Y if there is a single branch connecting X and Y, and X is the higher category
Mother
X is the mother of Y if X immediately dominates Y
Daughter
Y is a daughter of X if X immediately dominates Y
Sister
X is a sister of Y if X and Y share the same mother
Conflated Rule form
Rules 1-2
S --> NP (Aux) VP
Conflated Rule form
Rules 3-9
VP --> V (NP) NP
PP
AjP
Conflated Rule form
Rule 10
PP --> P NP
conflated rule form
Rules 11-14
NP --> (D) (AjP) N
conflated rule form
Rules 15-16
AjP --> (Int) Aj
Infinitiy and Recursion
NP --> NP PP
Theoretically you could always add more prepositional phrases ad infinitum
The Modifier Rule
A modifier (such as an adjunct PP) modifies its sister head phrase
Generalization Rule
XP --> XP PP
X is a variable that can have as value N, V any other appropriate category
Subordinate Clause Rule
NP --> Comp S
Complementizer is the lexical category for words like: that, which, who … acting as subjects or objects in other sentences.
Recursive Category
A Syntactic category that may dominate other instances of itself in a syntactic structure
Recursive Grammar
A grammar that contains recursive rules
Recursion
the quality/property of being recursive
Embedded S
a sentence that is contained within, and functions as a part of, another sentence
Matrix S
A sentence that contains another sentence functioning as a proper part of it
Root S
a sentence that is not contained in any other sentence
Linguistic creativity
A speaker’s ability to produce ‘novel’ utterances of well-formed sentences
Head (lexical)
The central lexical item within a phrase, the lexical item that a phrase is built around
Head (Phrasal)
the central/core phrase with a larger phrase
Complement
A phrase that is a (required) sister of the lexical head of another phrase
Adjunct
a phrase (often PP) whose sister and mother are identical phrasal categories; in effect, any optional phrase that is not part of the fundamental structure of a given sentence
Modifier
a phrase that is the sister of a lexical or phrasal head
Subject function
A NP is a subject if it is the daughter of S and a sister of VP
Complement function
Any phrase (XP) is a complement if it is a daughter of a VP or PP and a sister of V or P, respectivel
Adjunct Function
An adjunct XP is adjectival if it is a daughter of a NP and a sister of a NP
An adjunct XP is adverbial if it is a daughter of a VP and a sister of a VP
Coordination
NP --> NP Conj NP
VP --> VP Conj VP
PP --> PP Conj PP
Proform Insertion
Proforms are inserted into a structure.
XP --> ProXP (where XP = any phrasal category)
Iff
if and only if
Immediately dominates
a constituent X immediately dominates another constituent Y iff X dominates Y and is connected to it by a single branch.
C-Command
a constituent X c-commands another constituent Y and everything in Y iff X and Y are sisters
Negative Polarity Items (NPIs)
NPIs are lexical expressions that appear in negative constructions but not in affirmative declarative constructions: for example: any, ever, a red cent …
Principle for NPI
The negative element must c-command the NPI.
Anaphors
Reflexive pronouns are called anaphors
Principle for Anaphors
The anaphors have to be c-commanded by its antecedent.
Binding
A constituent X binds another constituent Y iff X c-commands Y and X and Y are coindexed (co-referential): X and Y refer to the same person/thing, and if X c-commands Y, then X is said to bind Y
Principle A
An anaphor (reflexive or reciprocal) must be locally bound
Pronominals
They mirror the behavior of anaphors. But there is an anti-locality effect. A pronominal cannot tolerate an antecedent that c-commands it within the clause
Principle B
A pronominal cannot be ‘locally’ bound
R-Expressions
Referring expressions don’t need an antecedent to establish reference: they refer directly to someone or something in the world.
Principle C
An R-expression cannot be bound by another constituent anywhere in the sentence