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25 Cards in this Set
- Front
- Back
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Issued shares - Outstanding shares
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Treasury Shares
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Annual dividend / Current Market Value
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Dividend Yield
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Who determines the ex-dividend date?
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FINRA or SRO
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The date the dividend is distributed
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Payable Date
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When there is a stock dividend, the price per share goes up or down?
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goes down
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Facilitates US citizens owning foreign shares
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ADRs (American Depository Receipts)
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Annual interest / Current Market Value
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Current Yield
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Replacing one isue of bonds with another issue at a lower net interest cost ot the issuer is called ___-
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Refunding
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Zero coupon bond issued and backed by broker dealers
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Treasury Receipts
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Zero coupon bond issued by US Treasury
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Treasury STRIPS
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CMOs are associated with what type of risk?
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Refinancing risk
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The rate Rd. member banks charge each other for overnight loans
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Federal Funds rate
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The rate large US money center banks charge their best corporate customers
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Prime rate
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The rate charged by the FRB for loans to depository institutions
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Discount rate
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Eurodollar depoits are
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US dollars invested outside of the US
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The underwriting for Revenue Bonds is generally competitive or negotiated?
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Negotiated, GO bonds are competitive
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What type of revenue bonds are backed by corporations?
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Industrial Development Revenue Bonds
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Revdex is composed of
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25 specific revenue bonds each with 30 year maturities
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When premiums are amortized, the cost basis is adjusted up or down?
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down
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A Good till canceled order remains working until the last trading day of _____ or _____?
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April or October
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A buy limit is entered above or below CMV?
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below CMV
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Sell limit is entered above or below CMV?
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above CMV
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When is a buy stop triggered?
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at or ABOVE stop price
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When is a sell stop triggered?
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at or BELOW stop price
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Price to earnings ratio
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CMV / EPS
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