Reading...
Play button
Play button
Use LEFT and RIGHT arrow keys to navigate between flashcards;
Use UP and DOWN arrow keys to flip the card;
H to show hint;
A reads text to speech;
3 Cards in this Set
- Front
- Back
|
Securities Act of 1934 primarily addresses |
reporting requirements of public companies and resale of securities |
|
|
Companies that must register with the SEC |
1. public companies that list securities on an exchange 2. companies that have 500 shareholders or more and assets over $10 million |
|
|
Securities Act of 1933 basic rule |
Companies must file a Registration Statement (S-1) with the SEC |
