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8 Cards in this Set

  • Front
  • Back

Antitrust

Agreement to restrict trade or reduce Market competitiveness involves collusion among competitors

Per se violation

Guilty on the face of it no defense

Groups boycotting

Two or more individuals or firms refuse to do business with a third

Price-fixing

Conspiracy between competitors to set prices listing length terms Co-op commission rates

Conversion

Stealing or using client money

Commingling

Mixing client money with other funds

Self-dealing

Undisclosed personal interest

Positive misrepresentation

Concealment of defect lying