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14 Cards in this Set

  • Front
  • Back
WHAT ARE THE QUALIFICATIONS OF THE "INCIDENT COMMANDER WHEN RESPONDING TO A CRISIS
FIRST PERSON ON THE SCENE. REGARDLESS OF RANK OR POSITION.
WHAT WOULD BE A CONCERN THAT THE AUDITOR SHOULD EXPLAIN IN THE AUDIT REPORT ALONG WITH FINDINGS?
UNDUE RESTRICTIONS ON SCOPE; LACK OF TIME; OR THE INABILITY TO OBTAIN SUFFICIENT EVIDENCE IS A MAJOR CONCERN.
WHAT ARE THE DIFFERENT TYPES OF AUDITS?
THE VALID TYPES OF AUDITS ARE
1. FINANCIAL
2. OPERATIONAL (SAS-74)
3. INTEGRATED (SAS-94)
4.COMPLIANCE
5. ADMINISTRATIVE
6. FORENSIC
7. INFORMATIONSYSTEMS
WHAT INDICATORS ARE USED TO IDENTIFY THE ANTICIPATED LEVEL OF RECOVERY AND LOSS AT A GIVEN POINT IN TIME?
RPO AND RTO
WHAT IS THE RECOVERY POINT OBJECTIVE (RPO)
THE REC POINT OBJECTIVE INDICATES THE FALLBACK POSITION AND DURATION OF LOSS THAT HAS OCCURRED
WHAT IS AN EXAMPLE OF A VALID RPO?
A VALID RPO EXAMPLE IS TO RECOVER BY USING BACKUP DATA FROM LAST NIGHT'S BACK-UP TAPE, THIS WOULD ALSO INDICATE THAT THE MORE RECENT TRANSMISSIONS WOULD BE LOST
WHAT IS THE RTO?
THE RTO INDICATES A POINT IN TIME THAT THE RESTORED DATA SHOULD BE AVAILABLE FOR THE USER TO ACCESS.
WHAT IS THE PRINCIPAL ISSUE SURROUNDING THE USE OF CAAT SOFTWARE?
1. COST
2. TRAINING
3. SECURITY OF OUTPUT

THESE ARE MAJOR CONSIDERATIONS FOR CAAT.
WHAT IS THE PURPOSE OF RISK ANALYSIS
1. SUPPORTS RISK-BASED AUDIT DECISIONS
2. ASSISTS THE AUDITOR IN DETERMINING AUDIT OBJECTIVES
3. ASSISTS TEH AUDITOR IN IDENTIFYING RISKS AND THREATS
WHAT IS NOT A PURPOSE OF RISK ANALYSIS
TO ENSURE ABSOLUTE SAFETY DURING THE AUDIT.
WHAT ARE THE STEPS FOR BUSINESS PROCESS RE-ENGINEERING (BPR), IN PROPER SEQUENCE
1. ENVISION
2. INITIATE
3. DIAGNOSE
4. REDESIGN
5. RECONSTRUCT
6. EVALUATE
WHAT IS THE METHODOLOGY BEHIND BPR?
1. YOU NEED TO ENVISION THE NEED
2. INITIATE THE PROJECT
3. DIAGNOSE THE EXISTING THE PROJECT
4. REDESIGN A PROCESS
5. USE CHANGE MANAGEMENT TO RECONSTRUCT THE ORGANIZATION IN TRANSITION
6. EVALUATE THE RESULTS
TRANSLATE
EVERY IDIOT DIAGNOSES REDESIGN THEN USES CHANGE MANAGEMENT TO EVALUATE IT. MNEMONIC FOR BPR
ENVISION THE PLAN; INITIATE THE PROJECT; DIAGNOSE THE EXISTING PROCESS; REDESIGN A PROCESS, USE CHANGE MANAGEMENT TO RECONSTRUCT WHILE IN TRANSITION; AND THEN EVALUATE THE RESULTS. (REMEMBER THE JOINT COMMISSION)
WHICH OF THE FOLLOWING FUNCTIONS SHOULD BE SEPARATED FROM THE OTHERS IF SEGREGATION OF DUTIES CANNOT BE ACHIEVED IN AN AUTOMATED SYSTEM?
1. ORIGINATION
2. AUTHORIZATION
3. CORRECTION
4. REPROCESSING

AUTHORIZATION SHOULD BE SEPARATE FROM ALL OTHER ACTIVITIES. A SECOND PERSON SHOULD REVIEW CHANGES BEFORE IMPLEMENTATION