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33 Cards in this Set

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152
CashOrderQty
Specifies the approximate order quantity desired in total monetary units vs. as a number of shares. The broker would be responsible for converting and calculating a share quantity (OrderQty) based upon this amount to be used for the actual order and subsequent messages.
185
CashSettlAgentAcctName
Name of SettlInstSource's account at local agent bank if SettlDeliveryType=Free
184
CashSettlAgentAcctNum
SettlInstSource's account number at local agent bank if SettlDeliveryType=Free
183
CashSettlAgentCode
BIC (Bank Identification Code--Swift managed) code of the SettlInstSource's local agent bank if SettlDeliveryType=Free
186
CashSettlAgentContactName
Name of contact at local agent bank for SettlInstSource's account if SettlDeliveryType=Free
187
CashSettlAgentContactPhone
Phone number for contact at local agent bank for SettlInstSource's account if SettlDeliveryType=Free
182
CashSettlAgentName
Name of SettlInstSource's local agent bank if SettlDeliveryType=Free
10
CheckSum
Three byte, simple checksum (see Appendix B: CheckSum Calculation for description). ALWAYS LAST FIELD IN MESSAGE; i.e. serves, with the trailing <SOH>, as the end-of-message delimiter. Always defined as three characters. (Always unencrypted)
11
ClOrdID
Unique identifier for Order as assigned by institution (identified by SenderCompID or OnBehalfOfCompID as appropriate). Uniqueness must be guaranteed within a single trading day. Firms, particularly those which electronically submit multi-day orders, trade globally or throughout market close periods,should ensure uniqueness across days, for example by embedding a date within the ClOrdID field.
440
ClearingAccount
Supplemental accounting information forwared to clearing house/firm.
439
ClearingFirm
Firm that will clear the trade. Used if different from the executing firm.
391
ClientBidID
Unique identifier for a Bid Request as assigned by institution. Uniqueness must be guaranteed within a single trading day.
109
ClientID
Firm identifier used in third party-transactions (should not be a substitute for OnBehalfOfCompID/DeliverToCompID).
13
CommType
Commission type
12
Commission
Commission. Note if CommType is percentage, Commission of 5% should be represented as .05.
376
ComplianceID
ID used to represent this transaction for compliance purposes (e.g. OATS reporting).
375
ContraBroker
Identifies contra broker. Standard NASD market-maker mnemonic is preferred.
437
ContraTradeQty
Quantity traded with the ContraBroker.
438
ContraTradeTime
Identifes the time of the trade with the ContraBroker. (always expressed in UTC (Universal Time Coordinated, also known as "GMT")
337
ContraTrader
Identifies the trader (e.g. "badge number") of the ContraBroker.
231
ContractMultiplier
Specifies the ratio or multiply factor to convert from contracts to shares (e.g. 1.0, 100, 1000, etc). Applicable For Fixed Income, Convertible Bonds, Derivatives, etc. Note: If used, quantities should be expressed in the "nominal" (e.g. contracts vs. shares) amount.
292
CorporateAction
Identifies the type of Corporate Action.
421
Country
ISO Country Code in field
223
CouponRate
For Fixed Income. Coupon rate of the bond. Will be zero for step-up bonds.
203
CoveredOrUncovered
Used for options
413
CrossPercent
Percentage of program that crosses in Currency. Represented as a percentage.
14
CumQty
Total number of shares filled.
15
Currency
Identifies currency used for price. Absence of this field is interpreted as the default for the security. It is recommended that systems provide the currency value whenever possible. See Appendix A: Valid Currency Codes for information on obtaining valid values.
204
CustomerOrFirm
Used for options when delivering the order to an execution system/exchange to specify if the order is for a customer or the firm placing the order itself.
84
CxlQty
Total number of shares canceled for this order.
102
CxlRejReason
Code to identify reason for cancel rejection.
434
CxlRejResponseTo
Identifies the type of request that a Cancel Reject is in response to.
125
CxlType
No longer used. Included here for reference to prior versions.