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33 Cards in this Set
- Front
- Back
- 3rd side (hint)
152
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CashOrderQty
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Specifies the approximate order quantity desired in total monetary units vs. as a number of shares. The broker would be responsible for converting and calculating a share quantity (OrderQty) based upon this amount to be used for the actual order and subsequent messages.
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185
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CashSettlAgentAcctName
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Name of SettlInstSource's account at local agent bank if SettlDeliveryType=Free
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184
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CashSettlAgentAcctNum
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SettlInstSource's account number at local agent bank if SettlDeliveryType=Free
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183
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CashSettlAgentCode
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BIC (Bank Identification Code--Swift managed) code of the SettlInstSource's local agent bank if SettlDeliveryType=Free
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186
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CashSettlAgentContactName
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Name of contact at local agent bank for SettlInstSource's account if SettlDeliveryType=Free
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187
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CashSettlAgentContactPhone
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Phone number for contact at local agent bank for SettlInstSource's account if SettlDeliveryType=Free
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182
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CashSettlAgentName
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Name of SettlInstSource's local agent bank if SettlDeliveryType=Free
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10
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CheckSum
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Three byte, simple checksum (see Appendix B: CheckSum Calculation for description). ALWAYS LAST FIELD IN MESSAGE; i.e. serves, with the trailing <SOH>, as the end-of-message delimiter. Always defined as three characters. (Always unencrypted)
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11
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ClOrdID
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Unique identifier for Order as assigned by institution (identified by SenderCompID or OnBehalfOfCompID as appropriate). Uniqueness must be guaranteed within a single trading day. Firms, particularly those which electronically submit multi-day orders, trade globally or throughout market close periods,should ensure uniqueness across days, for example by embedding a date within the ClOrdID field.
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440
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ClearingAccount
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Supplemental accounting information forwared to clearing house/firm.
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439
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ClearingFirm
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Firm that will clear the trade. Used if different from the executing firm.
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391
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ClientBidID
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Unique identifier for a Bid Request as assigned by institution. Uniqueness must be guaranteed within a single trading day.
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109
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ClientID
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Firm identifier used in third party-transactions (should not be a substitute for OnBehalfOfCompID/DeliverToCompID).
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13
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CommType
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Commission type
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12
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Commission
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Commission. Note if CommType is percentage, Commission of 5% should be represented as .05.
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376
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ComplianceID
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ID used to represent this transaction for compliance purposes (e.g. OATS reporting).
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375
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ContraBroker
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Identifies contra broker. Standard NASD market-maker mnemonic is preferred.
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437
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ContraTradeQty
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Quantity traded with the ContraBroker.
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438
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ContraTradeTime
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Identifes the time of the trade with the ContraBroker. (always expressed in UTC (Universal Time Coordinated, also known as "GMT")
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337
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ContraTrader
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Identifies the trader (e.g. "badge number") of the ContraBroker.
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231
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ContractMultiplier
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Specifies the ratio or multiply factor to convert from contracts to shares (e.g. 1.0, 100, 1000, etc). Applicable For Fixed Income, Convertible Bonds, Derivatives, etc. Note: If used, quantities should be expressed in the "nominal" (e.g. contracts vs. shares) amount.
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292
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CorporateAction
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Identifies the type of Corporate Action.
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421
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Country
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ISO Country Code in field
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223
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CouponRate
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For Fixed Income. Coupon rate of the bond. Will be zero for step-up bonds.
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203
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CoveredOrUncovered
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Used for options
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413
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CrossPercent
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Percentage of program that crosses in Currency. Represented as a percentage.
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14
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CumQty
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Total number of shares filled.
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15
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Currency
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Identifies currency used for price. Absence of this field is interpreted as the default for the security. It is recommended that systems provide the currency value whenever possible. See Appendix A: Valid Currency Codes for information on obtaining valid values.
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204
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CustomerOrFirm
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Used for options when delivering the order to an execution system/exchange to specify if the order is for a customer or the firm placing the order itself.
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84
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CxlQty
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Total number of shares canceled for this order.
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102
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CxlRejReason
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Code to identify reason for cancel rejection.
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434
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CxlRejResponseTo
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Identifies the type of request that a Cancel Reject is in response to.
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125
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CxlType
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No longer used. Included here for reference to prior versions.
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