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9 Cards in this Set
- Front
- Back
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Basel III |
Global,voluntary regulatory framework on bank capital adequecy, stress testing andmarket liquidity risk. Including 2 new liquidity requirements. Effective:2019 (phasing in now) |
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CRR/CRD IV
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Capital Requrements Regularion and Directive
Supervisory framework in the EU which reflects the Basel II and Basel III rules on capital measurement and capital standards. Effective: 2013 |
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IFRS 9 |
International Financial Reporting Standard
Effective: 2018 (Current: IAS 39) |
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FRTB |
Fundamental Review of the Trading Book.
Capital requirements for market risk. Set of proposals by BCBS as framework for the next generation market risk regulatory capital rules for large, internationally active banks. Effective: 2019 |
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EMIR |
European Market Infrastructure Regulation.
European legislation for the regulation of OTC derivatives Effective: 2013 |
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MiFID 2 |
Markets in Financial Instruments Directive.
EU law for harminized regulation across EU for investment services. Effective: 2018 |
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AIFMD |
Alternative Investment Fund Managers Directive.
EU law for financial regulation of hedge funds, private equtiy, real estate funds, and other alternative investment fund managers. Effective: 2018 |
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UCITS |
Undertakings for the Collective Investment in Transferable Securities. Investment funds regulated at EU level.
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Basel 2.5 |
Revision of Basel 2 norms. Effective: Now |
