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38 Cards in this Set

  • Front
  • Back
Conditions under which disclosure of personal notes is permitted
Almost never. Access to personal notes is absolutely limited to the mental health professional, notwithstanding any other general provisions of disclosure. Disclosure is only indicated in litigation brought about by client against mental health professional.
Upon disclosure of mental health info, a notation must be entered in the chart. What information should be included in the notation?
1. Date of disclosure
2. Name of recipient of health info
3. Nature of information disclosed
4. Statement of DC Mental Health Information Act
Under what circumstances is disclosure of health information permissable?
1. Client authorization (must get a release of information)
2. 3rd party payors (limited)
3. To members of a treatment team in a mental health facility, pursuant to client treatment needs
4. Collection agency (limited)
5. On an emergency basis to protect the immediate safety of the patient or another individual
6.Court-related disclosures
-Court ordered exams
-Civil commitment
-Client claiming mental condition as part of defense
7. For program evaluation purposes (with the understanding that identifying info will be disguised)
How many days from the receipt of a client's request for records do you have to respond?
30 days
When a client is under age 18 but beyond age 14, authorization of release of health information belongs solely to the parent. T/F
False; disclosures in this subgroup require joint written authorization of the client AND the parent/legal guardian
For minors less than 14 years of age, who can authorize disclosures? Minor? Parent? Either one?
Disclosures may only be authorized by the parent/legal guardian
Can a psychologist refuse to comply with a valid patient authorization for disclosure?
Yes; provided the following:
1. Refusal is necessary to protect the patient from imminent psychological or physical harm
2. the information does not relate to a court-ordered or hospitalization related disclosure
3. the patient is notified in writing of the refusal, the reason for refusing, and remediation options
Can a patient revoke an authorization of disclosure?
Yes. Authorization can be revoked by providing a written statement to the recipient of the information and the releasing psychologist. Revocation means no further mental health info can be exchanged. However, the previously disclosed info can still be used for the originally stated purpose.
What remediation options do patients have when a psychologist decides to limit or refuse requested disclosure of information?
1. Designate a third-party mental health professional to conduct an independent review of record (i.e., get a 2nd opinion)
2. Bring court action against psychologist within 6 months of denial. Burden of proof is on psychologist to show that denial of release was proper.
What information must be included on a valid client authorization of disclosure (Release of Information)
1. Nature of info to be disclosed
2. To whom the information will be released
3. Purpose for which information can be used now and at any time in the future
4. Date
5. Patient signature
When releasing protected information, you are covered as long as you keep a copy of the authorization in the patient's chart. T/F
False; you must ALSO provide a copy of the authorization to the client, and send a copy along with the records that are being released. 3 copies.
What information can be disclosed to 3rd party payers, assuming of course you have first obtained a valid patient authorization?
Disclosure to insurance companies should be limited to:
1. Administrative info
2. Diagnostic info
3. Status of client (voluntary/involuntary)
4. Reason for admission or continuing tx
5. Prognosis, limited to the estimated time during which tx might continue
Definition of Administrative Information
Name
Age
Sex
Address
SSN or id#
Session date
Session tyoe (group or ind.)
Fees
What are the procedures if a patient wants to correct or ammend the patient record?
1.Patient must submit a written amendment within 15 days of access
2.Psychologist must either amend the record or put the amendment in the record with a statement of reasons why it is not being adopted
What is the responsibility of the psychologist for maintaining confidentiality in group therapy?
Notice requirement. Psychologist must provide a written statement to all clients in the group session explaining the prohibition against unauthorized disclosure.
Psychologists are required to provide all employees with access to patient data a notice of the requirement of maintaining confidentiality. T/F
True. Notice Requirement for Employees and agents with access to information
Violation of mental health information statutes can result in civil but not criminal penalties. T/F
False. There are both civil and criminal penalties.
Civil - in cases of negligence or willful violation, psychologist is liable for damages sustained by client plus attorney fees; $1,000 fine; trial by jury
Criminal - willful violation is a misdemeanor charge punishable by $1,000 fine or 60 days in jail; fraudulently obtaining records is a misdemeanor; punishable by $5,000 fine and 90 days in jail
What should be included in a report of elder abuse?
1. Name
2. Age
3. Physical location of elder
4. Name and location of abuser
5. Nature of abuse
6. Basis of reporter's knowledge
A report of elder abuse must be in written form. T/F
False. It can be oral or written.
Reports of elder abuse should be submitted to the DC Department of Human Services. T/F
True.
Reports of elder abuse should be made within 48 hours. T/F
False. Reports should be made immediately.
What is the process of investigation following a report of elder abuse?
The investigation process will depend on whether the elder is in immediate danger or not.
1. Immediate danger. Police investigate immediately, and APS investigates within 24 hours.
2. Normal danger. APS investigates within 10 days
Psychologists who make a report of elder abuse may face civil and criminal liability. T/F
False. Qualified Immunity for person reporting alleged abuse, as long as report was made in good faith.
Psychologists must claim privilege if asked to testify in court about a patient who has been determined to be in need of adult protective services.
False. Waiver of privilege exists in such cases. Psychologists may testify without the consent of the patient or legal representative, if the judge determines that privilege should be waived.
4 types of reporting violations
1) willfully failing to report ($300 fine)
2) willfully making a false report ($1000 fine)
3) willfully disclosing confidential information contained in a report ($1000 fine)
4) retaliating pursuant to a report being made ($5000 fine)
Renewal notices are sent out by the Board ___ days prior to license expiration
60 days
Within how many days must you notify the board in writing of a change of address (home or business)?
30 days
A license is considered lapse if the holder fails to renew within ___ days of the expiration
60 days
What percent of supervision must be "immediate" when supervising graduate students?
5% per month must be under immediate supervision
What are 4 legal situations in which a psychologist can disclose confidential information without consent?
1. evidence in criminal cases
2. to establish competency, if the accused has raised the insanity defense or if a question comes up related to sanity
3. compentency of a minor
4. Medicaid/Disability fraud
The term of a temporary license is ____
90 days
All of the required 4000 practice hours must be completed under the general supervision of one of the following: a psychologist,
psychiatrist or independent clinical social worker licensed in the United States. T/F
True.
At least 200 hours of the postgraduate requirement must be completed under the immediate supervision of a licensed psychologist. T/F
False. At least 100 hours must be under immediate supervision of a licensed psychologist; the other 100 can be under immediate supervision with any of the of the following: a psychologist,
psychiatrist or independent clinical social worker
Reinstatement of license after expiration
1.File application with Board
2.Pay reinstatement fee
3.Proof of continuing education
Reinstatement of license after revocation
1.One (1) year embargo
2.Pay reinstatement fee
3.Proof of continuing ed
Expired licenses can be reinstated up to 6 years after they expire. T/F
False. 5 years is the limit for reinstating an expired license. After that, an initial license application must be filed.
Under what circumstances can the Board summarily suspend a license without a hearing?
If the Mayor determines, after investigation, that the conduct of a licensee presents an imminent danger to the health and safety of the residents of the District, the Mayor may summarily suspend or restrict, without a hearing, the license to practice a health occupation.
Cease and desist orders are final once issued. T/F
False. The recipient of a cease and desist can request a hearing. The request must be made within 15 days.