term1 Definition1term2 Definition2term3 Definition3
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Associated Person
* Natural Person
* Sole Proprietor, Partner, director...
* Listed on sched A of the BD
Qualification of Members and Associated Person
Any registered broker, dealer, municipal securities , those whose business consists in transacting business in the US
Ineligibility of Person
*Person who fails or ceases to satisfy qualification requirements
*Becomes subject for disqualification
*Fails to comply with requirements of forms
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