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13 Cards in this Set
- Front
- Back
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Main duties of Autorité des marchés financiers
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Develop criteria for obtaining and use of professional titles.
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Who compensates if insurer is insolvent?
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Assuris
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To be a group savings representative, one must....
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Act for a firm
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A firm may share it's commissions with
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1 - an insurer
2 - independant representative 3 - real estate broker NOT administrative assistant |
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Registers kept by a firm?
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1 - complaints register
2 - commission register 3 - register for a seperate account |
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What is an apparent mandate
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when facts suggest that there is a mandate
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What is a mandate for simple administration of property?
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to perform acts necessary for preservation of property
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Three elements to be proven for liability to be granted:
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1 - fault
2 - damage 3 - causal link between fault and damage |
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Court of Quebec has jurisdiction for civil claims of less than...
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$ 70,000
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Who needs professional liability insurance?
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1 - representative who acts (not employed) for a firm
2 - independant representative 3 - partner of an independant partnership |
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Code of professional conduct was enacted by
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Chambre de la sécurité financière
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unethical behaviors are to be reported to....
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Chambre de la sécurité financière
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Representatives may give name and address of clients to:
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1 - police officer performing investigation
2 - court order 3 - his own attorney |
